Applied Optoelectronics, Inc. (AAOI) insider trading

{
  "status": "OK",
  "results": [
    {
      "tickers": [
        "AAOI"
      ],
      "issuer_cik": "0001158114",
      "owner_cik": "0001587599",
      "accession_number": "0001683168-26-007844",
      "form_type": "4",
      "filing_date": "2026-10-14",
      "period_of_report": "2026-10-12",
      "issuer_name": "APPLIED OPTOELECTRONICS, INC.",
      "issuer_trading_symbol": "AAOI",
      "owner_name": "Murry Stefan J.",
      "is_director": false,
      "is_officer": true,
      "is_ten_percent_owner": false,
      "is_other": false,
      "officer_title": "Chief Financial Officer",
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock, $.001 par value",
      "transaction_timeliness": "O",
      "aff_10b5_one": true,
      "transaction_date": "2026-10-12",
      "transaction_code": "S",
      "equity_swap_involved": false,
      "transaction_shares": 4000,
      "transaction_price_per_share": 102.87,
      "transaction_acquired_disposed": "D",
      "shares_owned_following_transaction": 363168,
      "transaction_value": 411480,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F1",
          "description": "These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $102.00 to $105.14 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction."
        }
      ]
    },
    {
      "tickers": [
        "AAOI"
      ],
      "issuer_cik": "0001158114",
      "owner_cik": "0001587600",
      "accession_number": "0001683168-26-007698",
      "form_type": "4",
      "filing_date": "2026-10-07",
      "period_of_report": "2026-10-05",
      "issuer_name": "APPLIED OPTOELECTRONICS, INC.",
      "issuer_trading_symbol": "AAOI",
      "owner_name": "Yeh Shu-Hua (Joshua)",
      "is_director": false,
      "is_officer": true,
      "is_ten_percent_owner": false,
      "is_other": false,
      "officer_title": "*** See Remarks",
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock, $.001 par value",
      "transaction_timeliness": "O",
      "aff_10b5_one": true,
      "transaction_date": "2026-10-05",
      "transaction_code": "S",
      "equity_swap_involved": false,
      "transaction_shares": 6000,
      "transaction_price_per_share": 120.03,
      "transaction_acquired_disposed": "D",
      "shares_owned_following_transaction": 371498,
      "transaction_value": 720180,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F1",
          "description": "These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026. The shares were sold in multiple transactions at actual sale prices ranging from $120.00 to $120.10 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction."
        }
      ],
      "remarks": "Senior Vice President and Asia General Manager."
    }
  ]
}

// trimmed to 2 results

The response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.