SEC Form 4
Ameriprise Financial, Inc. (AMP) insider trading
In the 12 months to Oct 23, 2026, 9 AMP insiders reported open-market sales of $65.9M across 12 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $65.9M
- 12 filings · 9 insiders
- Open-market purchases
- $0
- 0 filings
Who traded AMP, and when
- Sale
AMP daily close from Oct 23, 2025 to Oct 23, 2026, between $430.40 and $570.68, last $492.19. 12 sale and 0 purchase filings by 9 insiders, marked at their filing dates. James M. Cracchiolo, CHAIRMAN AND CEO: sold $36.4M across 2 filings, first filed Feb 6, 2026, last Jul 30, 2026. Walter Stanley Berman, EXECUTIVE VP AND CFO: sold $9.9M across 2 filings, first filed Feb 9, 2026, last Jul 30, 2026. William Jerryl Williams, Pres, Wealth Mgmt Advisor Grp: sold $8.7M across 1 filing, first filed Jul 29, 2026, last Jul 29, 2026. Gerard P. Smyth, EVP & Hd. of Tech. & Serv. Del: sold $3.0M across 1 filing, first filed May 18, 2026, last May 18, 2026. William F. Truscott, CEO, GLOBAL ASSET MANAGEMENT: sold $2.7M across 1 filing, first filed Feb 12, 2026, last Feb 12, 2026. Gumer Alvero, PRESIDENT-INSURANCE&ANNUITIES: sold $2.5M across 1 filing, first filed Feb 11, 2026, last Feb 11, 2026. 3 others: sold $2.8M across 4 filings, first filed Nov 25, 2025, last Aug 12, 2026.
Largest mark · tap a row for others
James M. Cracchiolo · CHAIRMAN AND CEO
Sale $26,601,190
48,813 shares at $544.96 avg
Filed Feb 6, 2026 · traded Feb 4
Close on filing date $542.99
James M. Cracchiolo · CHAIRMAN AND CEO
CHAIRMAN AND CEO
$36.4M soldWalter Stanley Berman · EXECUTIVE VP AND CFO
EXECUTIVE VP AND CFO
$9.9M soldWilliam Jerryl Williams · Pres, Wealth Mgmt Advisor Grp
Pres, Wealth Mgmt Advisor Grp
$8.7M soldGerard P. Smyth · EVP & Hd. of Tech. & Serv. Del
EVP & Hd. of Tech. & Serv. Del
$3.0M soldWilliam F. Truscott · CEO, GLOBAL ASSET MANAGEMENT
CEO, GLOBAL ASSET MANAGEMENT
$2.7M soldGumer Alvero · PRESIDENT-INSURANCE&ANNUITIES
PRESIDENT-INSURANCE&ANNUITIES
$2.5M sold3 others
Combined, one mark per week
$2.8M soldHas Ameriprise Financial, Inc.'s CEO sold stock?
Yes. James M. Cracchiolo (CEO) sold 66,833 shares ($36.4M) between Feb 2026 and Jul 2026. William F. Truscott (CEO) sold 5,000 shares ($2.7M) in Feb 2026.
Open-market trades
12 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| James M. Cracchiolo | CHAIRMAN AND CEO | $36.4M | — | 2 | — | |
| Walter Stanley Berman | EXECUTIVE VP AND CFO | $9.9M | — | 2 | — | |
| William Jerryl Williams | Pres, Wealth Mgmt Advisor Grp | $8.7M | — | 1 | — | |
| Gerard P. Smyth | EVP & Hd. of Tech. & Serv. Del | $3.0M | — | 1 | — | |
| William F. Truscott | CEO, GLOBAL ASSET MANAGEMENT | $2.7M | — | 1 | — | |
| Gumer Alvero | PRESIDENT-INSURANCE&ANNUITIES | $2.5M | — | 1 | — | |
| Deirdre Davey McGraw | EVP Mktg, Strat. & Comms. | $1.3M | — | 1 | — | |
| Robert Francis Sharpe JR. | Director | $1.2M | — | 2 | — | |
| Dawn M. Brockman | SVP AND CONTROLLER | $263.8K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Dawn M. Brockman SVP AND CONTROLLER | Sale | 472 | $558.93 | $263.8K | 713 | |
traded | Deirdre Davey McGraw EVP Mktg, Strat. & Comms. | Sale | 2,400 | $558.28 | $1.3M | 3,373 | |
traded | James M. Cracchiolo CHAIRMAN AND CEO | Sale | 18,020 | $545.43 | $9.8M | 107,633 | |
traded | Walter Stanley Berman EXECUTIVE VP AND CFO | Sale | 11,012 | $548.95 | $6.0M | 5,609 | |
traded | William Jerryl Williams Pres, Wealth Mgmt Advisor Grp | Sale | 16,104 | $538.24 | $8.7M | 7,688 | |
traded | Gerard P. Smyth EVP & Hd. of Tech. & Serv. Del | Sale | 6,255 | $472.52 | $3.0M | 6,103 | |
traded | Robert Francis Sharpe JR. Director | Sale | 1,200 | $465.83 | $559.0K | 6,300 | |
traded | William F. Truscott CEO, GLOBAL ASSET MANAGEMENT | Sale | 5,000 | $532.08 | $2.7M | 12,149 | |
traded | Gumer Alvero PRESIDENT-INSURANCE&ANNUITIES | Sale | 4,658 | $542.88 | $2.5M | 4,621 | |
traded | Walter Stanley Berman EXECUTIVE VP AND CFO | Sale | 7,000 | $544.22 | $3.8M | 5,609 | |
traded | James M. Cracchiolo CHAIRMAN AND CEO | Sale | 48,813 | $544.96 | $26.6M | 139,432 | |
traded | Robert Francis Sharpe JR. Director | Sale | 1,500 | $450.95 | $676.4K | 7,500 |
GET /stocks/filings/vX/form-4?tickers=AMP&filing_date.gte=2025-10-23&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"AMP",
"AMPw"
],
"issuer_cik": "0000820027",
"owner_cik": "0001937010",
"accession_number": "0001937010-26-000012",
"form_type": "4",
"filing_date": "2026-08-12",
"period_of_report": "2026-08-10",
"issuer_name": "AMERIPRISE FINANCIAL INC",
"issuer_trading_symbol": "AMP",
"owner_name": "Brockman Dawn M.",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SVP AND CONTROLLER",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-10",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 472,
"transaction_price_per_share": 558.9301,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 713,
"transaction_value": 263815.0072,
"direct_or_indirect": "D"
},
{
"tickers": [
"AMP",
"AMPw"
],
"issuer_cik": "0000820027",
"owner_cik": "0001389812",
"accession_number": "0001389812-26-000008",
"form_type": "4",
"filing_date": "2026-08-10",
"period_of_report": "2026-08-06",
"issuer_name": "AMERIPRISE FINANCIAL INC",
"issuer_trading_symbol": "AMP",
"owner_name": "McGraw Deirdre Davey",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "EVP Mktg, Strat. & Comms.",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-06",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2400,
"transaction_price_per_share": 558.2778,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 3373,
"transaction_value": 1339866.72,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 80 records
- Option exercises16 records
- Tax withholding43 records
- Grants and awards17 records
- Other4 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for AMP every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.