SEC Form 4
ANI Pharmaceuticals, Inc. (ANIP) insider trading
In the 12 months to Oct 23, 2026, 12 ANIP insiders reported open-market sales of $15.5M across 43 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $15.5M
- 43 filings · 12 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 31 of 43
- $5.9M of $15.5M sold (38%)
Who traded ANIP, and when
- Sale
- Sale, pre-arranged (10b5-1)
ANIP daily close from Oct 23, 2025 to Oct 22, 2026, between $70.16 and $94.90, last $73.75. 43 sale and 0 purchase filings by 12 insiders, marked at their filing dates. Nikhil Lalwani, PRESIDENT & CEO: sold $5.4M across 4 filings, first filed May 13, 2026, last Oct 16, 2026. Patrick D. Walsh, Director: sold $2.3M across 3 filings, first filed Nov 17, 2025, last May 13, 2026. Stephen P. Carey, SVP & CFO: sold $2.0M across 7 filings, first filed Mar 5, 2026, last Sep 30, 2026. Christopher Mutz, HEAD OF RARE DISEASE: sold $1.6M across 5 filings, first filed Feb 17, 2026, last Mar 13, 2026. Chad Gassert, SVP - CORP. DEV. & STRATEGY: sold $1.3M across 1 filing, first filed Nov 14, 2025, last Nov 14, 2025. Krista Davis, SVP, CHIEF HR OFFICER: sold $918.6K across 3 filings, first filed Dec 19, 2025, last Mar 10, 2026. 6 others: sold $1.8M across 20 filings, first filed Nov 14, 2025, last Oct 13, 2026.
Largest mark · tap a row for others
Nikhil Lalwani · PRESIDENT & CEO
Sale $4,266,350
55,000 shares at $77.57 avg
Filed May 13, 2026 · traded May 11
Close on filing date $80.88
Nikhil Lalwani · PRESIDENT & CEO
PRESIDENT & CEO
$5.4M soldPatrick D. Walsh · Director
Director
$2.3M soldStephen P. Carey · SVP & CFO
SVP & CFO
$2.0M soldChristopher Mutz · HEAD OF RARE DISEASE
HEAD OF RARE DISEASE
$1.6M soldChad Gassert · SVP - CORP. DEV. & STRATEGY
SVP - CORP. DEV. & STRATEGY
$1.3M soldKrista Davis · SVP, CHIEF HR OFFICER
SVP, CHIEF HR OFFICER
$918.6K sold6 others
Combined, one mark per week
$1.8M soldHas ANI Pharmaceuticals, Inc.'s CEO sold stock?
Yes. Nikhil Lalwani (CEO) sold 71,200 shares ($5.4M) between May 2026 and Oct 2026, $1.2M of it under a pre-arranged 10b5-1 plan.
Open-market trades
43 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Nikhil Lalwani | PRESIDENT & CEO | $5.4M | — | 4 | 22% of sales | |
| Patrick D. Walsh | Director | $2.3M | — | 3 | — | |
| Stephen P. Carey | SVP & CFO | $2.0M | — | 7 | 72% of sales | |
| Christopher Mutz | HEAD OF RARE DISEASE | $1.6M | — | 5 | 100% of sales | |
| Chad Gassert | SVP - CORP. DEV. & STRATEGY | $1.3M | — | 1 | — | |
| Krista Davis | SVP, CHIEF HR OFFICER | $918.6K | — | 3 | 100% of sales | |
| Ori Gutwerg | SVP, GENERICS | $621.4K | — | 3 | — | |
| Meredith Cook | SR. VP, GENERAL COUNSEL & SEC. | $454.6K | — | 12 | 100% of sales | |
| Thomas Andrew Rowland | SVP, HEAD - ESTABLISHED BRANDS | $393.8K | — | 2 | — | |
| Thomas Haughey | Director | $161.8K | — | 1 | 100% of sales | |
| Renee P. Tannenbaum | Director | $146.1K | — | 1 | — | |
| Jeanne Thoma | Director | $71.5K | — | 1 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Nikhil Lalwani PRESIDENT & CEO | SalePre-arranged (10b5-1) | 5,400 | $71.89 | $388.2K | 333,689 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $73.59 | $36.8K | 73,424 | |
traded | Stephen P. Carey SVP & CFO | SalePre-arranged (10b5-1) | 2,850 | $73.00 | $208.1K | 168,993 | |
traded | Nikhil Lalwani PRESIDENT & CEO | SalePre-arranged (10b5-1) | 5,400 | $71.00 | $383.4K | 339,089 | |
traded | Jeanne Thoma Director | SalePre-arranged (10b5-1) | 1,000 | $71.53 | $71.5K | 26,762 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $70.79 | $35.4K | 73,924 | |
traded | Stephen P. Carey SVP & CFO | SalePre-arranged (10b5-1) | 2,850 | $72.80 | $207.5K | 171,843 | |
traded | Nikhil Lalwani PRESIDENT & CEO | SalePre-arranged (10b5-1) | 5,400 | $74.30 | $401.2K | 344,489 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $75.48 | $37.7K | 74,424 | |
traded | Ori Gutwerg SVP, GENERICS | Sale | 3,162 | $77.00 | $243.5K | 75,534 | |
traded | Stephen P. Carey SVP & CFO | SalePre-arranged (10b5-1) | 2,850 | $81.36 | $231.9K | 174,693 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $81.84 | $40.9K | 77,390 | |
traded | Stephen P. Carey SVP & CFO | SalePre-arranged (10b5-1) | 3,313 | $86.00 | $284.9K | 177,543 | |
traded | Stephen P. Carey SVP & CFO | SalePre-arranged (10b5-1) | 2,850 | $84.12 | $239.7K | 177,543 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $82.03 | $41.0K | 77,890 | |
traded | Thomas Haughey Director | SalePre-arranged (10b5-1) | 2,000 | $80.88 | $161.8K | 38,878 | |
traded | Stephen P. Carey SVP & CFO | SalePre-arranged (10b5-1) | 3,312 | $80.00 | $265.0K | 180,393 | |
traded | Thomas Andrew Rowland SVP, HEAD - ESTABLISHED BRANDS | Sale | 459 | $79.21 | $36.4K | 38,271 | |
traded | Patrick D. Walsh Director | Sale | 13,973 | $80.66 | $1.1M | 38,432 | |
traded | Nikhil Lalwani PRESIDENT & CEO | Sale | 55,000 | $77.57 | $4.3M | 349,889 | |
traded | Ori Gutwerg SVP, GENERICS | Sale | 2,772 | $79.50 | $220.4K | 78,696 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $78.16 | $39.1K | 78,390 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $77.95 | $39.0K | 78,890 | |
traded | Thomas Andrew Rowland SVP, HEAD - ESTABLISHED BRANDS | Sale | 4,772 | $74.91 | $357.5K | 38,730 | |
traded | Christopher Mutz HEAD OF RARE DISEASE | SalePre-arranged (10b5-1) | 3,162 | $71.64 | $226.5K | 91,309 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $72.62 | $36.3K | 79,390 | |
traded | Christopher Mutz HEAD OF RARE DISEASE | SalePre-arranged (10b5-1) | 5,723 | $74.19 | $424.6K | 94,471 | |
traded | Krista Davis SVP, CHIEF HR OFFICER | SalePre-arranged (10b5-1) | 6,572 | $74.33 | $488.5K | 51,946 | |
traded | Stephen P. Carey SVP & CFO | Sale | 7,312 | $75.50 | $552.0K | 185,543 | |
traded | Ori Gutwerg SVP, GENERICS | Sale | 2,060 | $76.50 | $157.6K | 84,782 | |
traded | Christopher Mutz HEAD OF RARE DISEASE | SalePre-arranged (10b5-1) | 417 | $74.00 | $30.9K | 103,508 | |
traded | Patrick D. Walsh Director | Sale | 6,000 | $74.23 | $445.4K | 52,405 | |
traded | Christopher Mutz HEAD OF RARE DISEASE | SalePre-arranged (10b5-1) | 5,323 | $78.02 | $415.3K | 84,840 | |
traded | Krista Davis SVP, CHIEF HR OFFICER | SalePre-arranged (10b5-1) | 3,814 | $77.74 | $296.5K | 49,263 | |
traded | Christopher Mutz HEAD OF RARE DISEASE | SalePre-arranged (10b5-1) | 7,032 | $76.55 | $538.3K | 92,566 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $76.80 | $38.4K | 69,329 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 500 | $84.33 | $42.2K | 74,374 | |
traded | Krista Davis SVP, CHIEF HR OFFICER | SalePre-arranged (10b5-1) | 1,622 | $82.40 | $133.7K | 58,564 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 400 | $82.32 | $32.9K | 74,874 | |
traded | Renee P. Tannenbaum Director | Sale | 1,800 | $81.15 | $146.1K | 25,157 | |
traded | Patrick D. Walsh Director | Sale | 8,643 | $86.88 | $750.9K | 61,405 | |
traded | Chad Gassert SVP - CORP. DEV. & STRATEGY | Sale | 14,736 | $89.06 | $1.3M | 158,490 | |
traded | Meredith Cook SR. VP, GENERAL COUNSEL & SEC. | SalePre-arranged (10b5-1) | 400 | $87.27 | $34.9K | 75,274 |
GET /stocks/filings/vX/form-4?tickers=ANIP&filing_date.gte=2025-10-23&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"ANIP"
],
"issuer_cik": "0001023024",
"owner_cik": "0001822629",
"accession_number": "0001822629-26-000018",
"form_type": "4",
"filing_date": "2026-10-16",
"period_of_report": "2026-10-15",
"issuer_name": "ANI PHARMACEUTICALS INC",
"issuer_trading_symbol": "ANIP",
"owner_name": "Lalwani Nikhil",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "PRESIDENT & CEO",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-15",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 5400,
"transaction_price_per_share": 71.89,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 333689,
"transaction_value": 388206,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2026."
},
{
"id": "F2",
"description": "The shares were sold in multiple trades at prices ranging from $71.08 to $72.56. The price reported above reflects the weighted average sales price."
}
]
},
{
"tickers": [
"ANIP"
],
"issuer_cik": "0001023024",
"owner_cik": "0001938861",
"accession_number": "0001938861-26-000028",
"form_type": "4",
"filing_date": "2026-10-13",
"period_of_report": "2026-10-13",
"issuer_name": "ANI PHARMACEUTICALS INC",
"issuer_trading_symbol": "ANIP",
"owner_name": "Cook Meredith",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SR. VP, GENERAL COUNSEL & SEC.",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-13",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 500,
"transaction_price_per_share": 73.59,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 73424,
"transaction_value": 36795,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2025."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 57 records
- Option exercises3 records
- Tax withholding38 records
- Grants and awards15 records
- Gifts1 record
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for ANIP every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.