SEC Form 4
Auburn National Bancorporation (AUBN) insider trading
In the 12 months to Oct 26, 2026, 6 AUBN insiders reported open-market purchases of $87.7K across 26 filings; no open-market sales were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $0
- 0 filings · 0 insiders
- Open-market purchases
- $87.7K
- 26 filings
Who traded AUBN, and when
- Purchase
AUBN daily close from Oct 27, 2025 to Oct 23, 2026, between $21.01 and $28.88, last $26.86. 0 sale and 26 purchase filings by 6 insiders, marked at their filing dates. Walton T. Conn JR., Director: bought $30.0K across 5 filings, first filed Dec 1, 2025, last Apr 30, 2026. David A. Hedges, President\CEO: bought $23.8K across 1 filing, first filed May 7, 2026, last May 7, 2026. David E. Housel, Director: bought $17.3K across 8 filings, first filed Nov 18, 2025, last Oct 2, 2026. J. Tutt Barrett, Director: bought $7.9K across 4 filings, first filed Jan 15, 2026, last Oct 2, 2026. William F. Ham Jr., Director: bought $5.8K across 4 filings, first filed Jan 15, 2026, last Oct 2, 2026. Shannon O'Donnell, Senior Vice President: bought $2.9K across 4 filings, first filed Jan 15, 2026, last Oct 2, 2026.
Largest mark · tap a row for others
David A. Hedges · President\CEO
Purchase $23,750
1,000 shares at $23.75 avg
Filed May 7, 2026 · traded May 6
Close on filing date $23.14
Walton T. Conn JR. · Director
Director
$30.0K boughtDavid A. Hedges · President\CEO
President\CEO
$23.8K boughtDavid E. Housel · Director
Director
$17.3K boughtJ. Tutt Barrett · Director
Director
$7.9K boughtWilliam F. Ham Jr. · Director
Director
$5.8K boughtShannon O'Donnell · Senior Vice President
Senior Vice President
$2.9K boughtOpen-market trades
26 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Walton T. Conn JR. | Director | — | $30.0K | 5 | — | |
| David A. Hedges | President\CEO | — | $23.8K | 1 | — | |
| David E. Housel | Director | — | $17.3K | 8 | — | |
| J. Tutt Barrett | Director | — | $7.9K | 4 | — | |
| William F. Ham Jr. | Director | — | $5.8K | 4 | — | |
| Shannon O'Donnell | Senior Vice President | — | $2.9K | 4 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | William F. Ham Jr. Director | Purchase | 47 | $27.41 | $1.3K | 5,123 | |
traded | J. Tutt Barrett Director | Purchase | 73 | $27.50 | $2.0K | 9,346 | |
traded | David E. Housel Director | Purchase | 51 | $27.49 | $1.4K | 9,368 | |
traded | Shannon O'Donnell Senior Vice President | Purchase | 27 | $27.53 | $743 | 1,918 | |
traded | J. Tutt Barrett Director | Purchase | 74 | $26.62 | $2.0K | 9,250 | |
traded | William F. Ham Jr. Director | Purchase | 57 | $26.74 | $1.5K | 5,094 | |
traded | David E. Housel Director | Purchase | 53 | $26.63 | $1.4K | 9,301 | |
traded | Shannon O'Donnell Senior Vice President | Purchase | 27 | $26.54 | $717 | 1,902 | |
traded | David A. Hedges President\CEO | Purchase | 1,000 | $23.75 | $23.8K | 14,401 | |
traded | David E. Housel Director | Purchase | 150 | $23.96 | $3.6K | 9,264 | |
traded | Walton T. Conn JR. Director | Purchase | 350 | $23.90 | $8.4K | Multiple accounts | |
traded | David E. Housel Director | Purchase | 58 | $23.58 | $1.4K | 9,097 | |
traded | William F. Ham Jr. Director | Purchase | 64 | $23.64 | $1.5K | 5,037 | |
traded | Shannon O'Donnell Senior Vice President | Purchase | 30 | $23.61 | $708 | 1,875 | |
traded | J. Tutt Barrett Director | Purchase | 83 | $23.64 | $2.0K | 9,173 | |
traded | Walton T. Conn JR. Director | Purchase | 200 | $24.10 | $4.8K | 1,250 | |
traded | Walton T. Conn JR. Director | Purchase | 200 | $24.75 | $5.0K | Multiple accounts | |
traded | Walton T. Conn JR. Director | Purchase | 275 | $25.11 | $6.9K | Multiple accounts | |
traded | J. Tutt Barrett Director | Purchase | 72 | $27.09 | $2.0K | 9,094 | |
traded | David E. Housel Director | Purchase | 51 | $27.09 | $1.4K | 9,056 | |
traded | William F. Ham Jr. Director | Purchase | 55 | $27.08 | $1.5K | 5,264 | |
traded | Shannon O'Donnell Senior Vice President | Purchase | 27 | $27.09 | $732 | 1,564 | |
traded | David E. Housel Director | Purchase | 25 | $24.17 | $604 | 8,905 | |
traded | David E. Housel Director | Purchase | 100 | $24.99 | $2.5K | 9,005 | |
traded | Walton T. Conn JR. Director | Purchase | 200 | $24.75 | $5.0K | 1,337 | |
traded | David E. Housel Director | Purchase | 200 | $25.39 | $5.1K | 8,880 |
GET /stocks/filings/vX/form-4?tickers=AUBN&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"AUBN"
],
"issuer_cik": "0000750574",
"owner_cik": "0001457242",
"accession_number": "0001437749-26-031935",
"form_type": "4",
"filing_date": "2026-10-02",
"period_of_report": "2026-09-30",
"issuer_name": "AUBURN NATIONAL BANCORPORATION, INC",
"issuer_trading_symbol": "AUBN",
"owner_name": "Barrett J Tutt",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "common stock, par value $0.1",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-30",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 51,
"transaction_price_per_share": 27.41,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 9324,
"transaction_value": 1397.91,
"direct_or_indirect": "D",
"remarks": "DRIP/OCP"
},
{
"tickers": [
"AUBN"
],
"issuer_cik": "0000750574",
"owner_cik": "0001195633",
"accession_number": "0001437749-26-031934",
"form_type": "4",
"filing_date": "2026-10-02",
"period_of_report": "2026-09-30",
"issuer_name": "AUBURN NATIONAL BANCORPORATION, INC",
"issuer_trading_symbol": "AUBN",
"owner_name": "HAM WILLIAM F JR",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "common stock, par value $0.1",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-30",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 27,
"transaction_price_per_share": 27.41,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 5150,
"transaction_value": 740.07,
"direct_or_indirect": "D",
"remarks": "DRIP/OCP"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 8 records
- Tax withholding4 records
- Grants and awards4 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Auburn National Bancorporation's CEO sold stock?
No. David A. Hedges (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is AUBN’s insider data?
These are AUBN Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track AUBN insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for AUBN every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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