SEC Form 4
Broadcom Inc. (AVGO) insider trading
In the 12 months to Oct 24, 2026, 8 AVGO insiders reported open-market sales of $1.1B across 23 filings; one director bought $698.7K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $1.1B
- 23 filings · 8 insiders
- Open-market purchases
- $698.7K
- 2 filings · Harry L. You, Director
- Pre-arranged sales (10b5-1)
- 6 of 23
- $878.9M of $1.1B sold (83%)
Who traded AVGO, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
AVGO daily close from Oct 24, 2025 to Oct 23, 2026, between $293.41 and $481.57, last $321.68. 23 sale and 2 purchase filings by 9 insiders, marked at their filing dates. Henry Samueli, Director: sold $878.3M across 4 filings, first filed Dec 9, 2025, last Sep 25, 2026. Hock E. Tan, President and CEO: sold $101.3M across 3 filings, first filed Dec 22, 2025, last Jan 8, 2026. Mark David Brazeal, Chief Legal & Corp Affairs Ofc: sold $48.8M across 6 filings, first filed Dec 30, 2025, last Jul 14, 2026. S. Ram Velaga, President, ISG: sold $13.6M across 2 filings, first filed Apr 10, 2026, last Apr 14, 2026. Kirsten M. Spears, CFO & Chief Accounting Officer: sold $10.4M across 1 filing, first filed Jan 5, 2026, last Jan 5, 2026. Charlie B. Kawwas, President, SSG: sold $3.5M across 1 filing, first filed Apr 10, 2026, last Apr 10, 2026. Harry L. You, Director: bought $698.7K across 2 filings, first filed Dec 22, 2025, last Jun 15, 2026. 2 others: sold $3.0M across 6 filings, first filed Nov 18, 2025, last Jul 10, 2026.
Largest mark · tap a row for others
Henry Samueli · Director
Sale $250,006,184
702,190 shares at $356.04 avg
Filed Sep 25, 2026 · traded Sep 23
Pre-arranged (10b5-1) · close on filing date $352.81
Henry Samueli · Director
Director
$878.3M soldHock E. Tan · President and CEO
President and CEO
$101.3M soldMark David Brazeal · Chief Legal & Corp Affairs Ofc
Chief Legal & Corp Affairs Ofc
$48.8M soldS. Ram Velaga · President, ISG
President, ISG
$13.6M soldKirsten M. Spears · CFO & Chief Accounting Officer
CFO & Chief Accounting Officer
$10.4M soldCharlie B. Kawwas · President, SSG
President, SSG
$3.5M soldHarry L. You · Director
Director
$698.7K bought2 others
Combined, one mark per week
$3.0M soldHas Broadcom Inc.'s CEO sold stock?
Yes. Hock E. Tan (CEO) sold 300,000 shares ($101.3M) between Dec 2025 and Jan 2026.
Open-market trades
25 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Henry Samueli | Director | $878.3M | — | 4 | 100% of sales | |
| Hock E. Tan | President and CEO | $101.3M | — | 3 | — | |
| Mark David Brazeal | Chief Legal & Corp Affairs Ofc | $48.8M | — | 6 | — | |
| S. Ram Velaga | President, ISG | $13.6M | — | 2 | — | |
| Kirsten M. Spears | CFO & Chief Accounting Officer | $10.4M | — | 1 | — | |
| Charlie B. Kawwas | President, SSG | $3.5M | — | 1 | — | |
| Justine Page | Director | $1.9M | — | 4 | 30% of sales | |
| Gayla J. Delly | Director | $1.1M | — | 2 | — | |
| Harry L. You | Director | — | $698.7K | 2 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Henry Samueli Director | SalePre-arranged (10b5-1) | 702,190 | $356.04 | $250.0M | 29,938,470 | |
traded | Mark David Brazeal Chief Legal & Corp Affairs Ofc | Sale | 25,000 | $401.33 | $10.0M | 194,989 | |
traded | Mark David Brazeal Chief Legal & Corp Affairs Ofc | Sale | 25,000 | $379.19 | $9.5M | 219,989 | |
traded | Gayla J. Delly Director | Sale | 1,890 | $385.38 | $728.4K | 31,326 | |
traded | Justine Page Director | Sale | 1,602 | $373.86 | $598.9K | 17,426 | |
traded | Mark David Brazeal Chief Legal & Corp Affairs Ofc | Sale | 25,000 | $387.00 | $9.7M | 244,989 | |
traded | Henry Samueli Director | SalePre-arranged (10b5-1) | 654,241 | $382.13 | $250.0M | 36,751,209 | |
traded | Mark David Brazeal Chief Legal & Corp Affairs Ofc | Sale | 76 | $394.70 | $30.0K | 269,989 | |
traded | Harry L. You Director | Purchase | 1,000 | $373.57 | $373.6K | 38,466 | |
traded | S. Ram Velaga President, ISG | Sale | 8,000 | $370.52 | $3.0M | 57,932 | |
traded | Gayla J. Delly Director | Sale | 1,000 | $358.31 | $358.3K | 32,352 | |
traded | Charlie B. Kawwas President, SSG | Sale | 10,000 | $345.23 | $3.5M | 787,184 | |
traded | Justine Page Director | Sale | 2,018 | $353.00 | $712.4K | 18,164 | |
traded | S. Ram Velaga President, ISG | Sale | 30,215 | $352.08 | $10.6M | 65,932 | |
traded | Henry Samueli Director | SalePre-arranged (10b5-1) | 781,967 | $319.71 | $250.0M | 37,119,023 | |
traded | Mark David Brazeal Chief Legal & Corp Affairs Ofc | Sale | 30,000 | $347.12 | $10.4M | 216,460 | |
traded | Hock E. Tan President and CEO | Sale | 70,000 | $347.30 | $24.3M | 175,637 | |
traded | Kirsten M. Spears CFO & Chief Accounting Officer | Sale | 30,000 | $347.82 | $10.4M | 307,214 | |
traded | Mark David Brazeal Chief Legal & Corp Affairs Ofc | Sale | 25,921 | $352.07 | $9.1M | 240,573 | |
traded | Hock E. Tan President and CEO | Sale | 100,000 | $345.65 | $34.6M | 564,944 | |
traded | Hock E. Tan President and CEO | Sale | 130,000 | $326.02 | $42.4M | 595,638 | |
traded | Harry L. You Director | Purchase | 1,000 | $325.13 | $325.1K | 36,602 | |
traded | Justine Page Director | SalePre-arranged (10b5-1) | 800 | $361.89 | $289.5K | 20,582 | |
traded | Henry Samueli Director | SalePre-arranged (10b5-1) | 320,316 | $400.53 | $128.3M | 37,326,964 | |
traded | Justine Page Director | SalePre-arranged (10b5-1) | 800 | $331.14 | $264.9K | 21,382 |
GET /stocks/filings/vX/form-4?tickers=AVGO&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"AVGO"
],
"issuer_cik": "0001730168",
"owner_cik": "0001201633",
"accession_number": "0001104659-26-110983",
"form_type": "4",
"filing_date": "2026-09-25",
"period_of_report": "2026-09-23",
"issuer_name": "Broadcom Inc.",
"issuer_trading_symbol": "AVGO",
"owner_name": "SAMUELI HENRY",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock, $0.001 par value",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-23",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 186809,
"transaction_price_per_share": 354.71,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 36327861,
"transaction_value": 66263020.38999999,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "See Footnote",
"footnotes": [
{
"id": "F1",
"description": "The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person."
},
{
"id": "F10",
"description": "The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive."
},
{
"id": "F20",
"description": "Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein."
}
]
},
{
"tickers": [
"AVGO"
],
"issuer_cik": "0001730168",
"owner_cik": "0001201633",
"accession_number": "0001104659-26-110983",
"form_type": "4",
"filing_date": "2026-09-25",
"period_of_report": "2026-09-23",
"issuer_name": "Broadcom Inc.",
"issuer_trading_symbol": "AVGO",
"owner_name": "SAMUELI HENRY",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock, $0.001 par value",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-23",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 50998,
"transaction_price_per_share": 357.52,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 35961611,
"transaction_value": 18232804.96,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "See Footnote",
"footnotes": [
{
"id": "F1",
"description": "The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person."
},
{
"id": "F13",
"description": "The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive."
},
{
"id": "F20",
"description": "Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 210 records
- Tax withholding3 records
- Tax withholding (sold to cover)180 records
- Grants and awards12 records
- Gifts15 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for AVGO every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.