SEC Form 4
American States Water Company (AWR) insider trading
In the 12 months to Oct 24, 2026, 3 AWR insiders reported open-market sales of $317.7K across 5 filings; one director bought $70.5K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $317.7K
- 5 filings · 3 insiders
- Open-market purchases
- $70.5K
- 1 filing · Anne M. Holloway, Director
Who traded AWR, and when
- Purchase
- Sale
AWR daily close from Oct 24, 2025 to Oct 23, 2026, between $70.10 and $91.10, last $85.44. 5 sale and 1 purchase filings by 3 insiders, marked at their filing dates. Anne M. Holloway, Director: sold $170.1K and bought $70.5K across 4 filings, first filed Nov 12, 2025, last Aug 20, 2026. Paul J. Rowley, SVP OF OPERATIONS: sold $99.2K across 1 filing, first filed May 15, 2026, last May 15, 2026. Diana M. Bonta, Director: sold $48.5K across 1 filing, first filed Sep 9, 2026, last Sep 9, 2026.
Largest mark · tap a row for others
Paul J. Rowley · SVP OF OPERATIONS
Sale $99,169
1,304 shares at $76.05 avg
Filed May 15, 2026
Close on filing date $75.72
Anne M. Holloway · Director
Director
$170.1K sold$70.5K boughtPaul J. Rowley · SVP OF OPERATIONS
SVP OF OPERATIONS
$99.2K soldDiana M. Bonta · Director
Director
$48.5K soldHas the American States Water Company's CEO sold stock?
No. Robert J. Sprowls (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
6 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Anne M. Holloway | Director | $170.1K | $70.5K | 4 | — | |
| Paul J. Rowley | SVP OF OPERATIONS | $99.2K | — | 1 | — | |
| Diana M. Bonta | Director | $48.5K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Diana M. Bonta Director | Sale | 546 | $88.80 | $48.5K | 16,612 | |
traded | Anne M. Holloway Director | Sale | 900 | $88.86 | $80.0K | 38,518 | |
traded | Anne M. Holloway Director | Sale | 662 | $75.58 | $50.0K | 39,418 | |
traded | Anne M. Holloway Director | Purchase | 935 | $75.37 | $70.5K | 40,080 | |
traded | Paul J. Rowley SVP OF OPERATIONS | Sale | 1,304 | $76.05 | $99.2K | 6,520 | |
traded | Anne M. Holloway Director | Sale | 528 | $75.90 | $40.1K | 39,145 |
GET /stocks/filings/vX/form-4?tickers=AWR&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"AWR"
],
"issuer_cik": "0001056903",
"owner_cik": "0001388959",
"accession_number": "0001056903-26-000067",
"form_type": "4",
"filing_date": "2026-09-09",
"period_of_report": "2026-09-04",
"issuer_name": "AMERICAN STATES WATER CO",
"issuer_trading_symbol": "AWR",
"owner_name": "BONTA DIANA M",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Shares",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-04",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 546,
"transaction_price_per_share": 88.803,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 16611.9537,
"transaction_value": 48486.438,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.80 to $88.83, inclusive. The reporting person undertakes to provide to American States Water Company, any security holder of American States Water Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4."
},
{
"id": "F2",
"description": "The total reflects 21.5246 dividend equivalent right (DER) units credited to the reporting person on August 17, 2026 and 3.2567 DER units credited to the reporting person on September 2, 2026 pursuant to the terms of the American States Water Company 2003 and 2023 non-employee directors stock plans, respectively, since the reporting person's last report."
}
]
},
{
"tickers": [
"AWR"
],
"issuer_cik": "0001056903",
"owner_cik": "0001187379",
"accession_number": "0001056903-26-000065",
"form_type": "4",
"filing_date": "2026-08-20",
"period_of_report": "2026-08-19",
"issuer_name": "AMERICAN STATES WATER CO",
"issuer_trading_symbol": "AWR",
"owner_name": "HOLLOWAY ANNE M",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Shares",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-19",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 900,
"transaction_price_per_share": 88.855,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 38517.8984,
"transaction_value": 79969.5,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 156 records
- Tax withholding40 records
- Grants and awards98 records
- Other18 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for AWR every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.