SEC Form 4
Axos Financial, Inc. (AX) insider trading
In the 12 months to Nov 5, 2026, 9 AX insiders reported open-market sales of $7.2M across 12 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $7.2M
- 12 filings · 9 insiders
- Open-market purchases
- $0
- 0 filings
Who traded AX, and when
- Sale
AX daily close from Nov 5, 2025 to Nov 5, 2026, between $75.60 and $105.10, last $92.31. 12 sale and 0 purchase filings by 9 insiders, marked at their filing dates. Gregory Garrabrants, President and CEO: sold $4.3M across 1 filing, first filed Feb 6, 2026, last Feb 6, 2026. James John Court, Director: sold $1.1M across 1 filing, first filed Feb 6, 2026, last Feb 6, 2026. Thomas M. Constantine, Other: sold $502.6K across 2 filings, first filed Feb 9, 2026, last Jun 9, 2026. Derrick Walsh, EVP, Chief Financial Officer: sold $490.5K across 1 filing, first filed Feb 6, 2026, last Feb 6, 2026. Mosich Nick, Director: sold $222.0K across 2 filings, first filed Feb 13, 2026, last Sep 16, 2026. Tamara N. Bohlig, Director: sold $185.0K across 1 filing, first filed Dec 10, 2025, last Dec 10, 2025. 3 others: sold $416.5K across 4 filings, first filed Dec 8, 2025, last Aug 7, 2026.
Largest mark · tap a row for others
Gregory Garrabrants · President and CEO
Sale $4,290,392
43,294 shares at $99.10 avg
Filed Feb 6, 2026 · traded Feb 4
Close on filing date $101.01
Gregory Garrabrants · President and CEO
President and CEO
$4.3M soldJames John Court · Director
Director
$1.1M soldThomas M. Constantine · Other
Other
$502.6K soldDerrick Walsh · EVP, Chief Financial Officer
EVP, Chief Financial Officer
$490.5K soldMosich Nick · Director
Director
$222.0K soldTamara N. Bohlig · Director
Director
$185.0K sold3 others
Combined, one mark per week
$416.5K soldOpen-market trades
12 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Gregory Garrabrants | President and CEO | $4.3M | — | 1 | — | |
| James John Court | Director | $1.1M | — | 1 | — | |
| Thomas M. Constantine | Other | $502.6K | — | 2 | — | |
| Derrick Walsh | EVP, Chief Financial Officer | $490.5K | — | 1 | — | |
| Mosich Nick | Director | $222.0K | — | 2 | — | |
| Tamara N. Bohlig | Director | $185.0K | — | 1 | — | |
| Edward James Ratinoff | Director | $181.4K | — | 1 | — | |
| Michael James Watson | Other | $138.5K | — | 1 | — | |
| Roque A. Santi | Director | $96.5K | — | 2 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Mosich Nick Director | Sale | 1,275 | $98.00 | $125.0K | 64,849 | |
traded | Roque A. Santi Director | Sale | 500 | $105.30 | $52.7K | 7,146 | |
traded | Thomas M. Constantine Other | Sale | 1,994 | $88.55 | $176.6K | 16,195 | |
traded | Michael James Watson Other | Sale | 1,653 | $83.77 | $138.5K | 4,592 | |
traded | Roque A. Santi Director | Sale | 500 | $87.77 | $43.9K | 7,646 | |
traded | Mosich Nick Director | Sale | 1,000 | $97.00 | $97.0K | 81,217 | |
traded | Thomas M. Constantine Other | Sale | 3,260 | $100.00 | $326.0K | 16,077 | |
traded | Gregory Garrabrants President and CEO | Sale | 43,294 | $99.10 | $4.3M | 1,418,751 | |
traded | James John Court Director | Sale | 11,163 | $101.01 | $1.1M | 32,169 | |
traded | Derrick Walsh EVP, Chief Financial Officer | Sale | 4,846 | $101.21 | $490.5K | 37,936 | |
traded | Tamara N. Bohlig Director | Sale | 2,145 | $86.23 | $185.0K | 12,919 | |
traded | Edward James Ratinoff Director | Sale | 2,145 | $84.59 | $181.4K | 46,209 |
GET /stocks/filings/vX/form-4?tickers=AX&filing_date.gte=2025-11-05&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"AX"
],
"issuer_cik": "0001299709",
"owner_cik": "0001464919",
"accession_number": "0001464919-26-000007",
"form_type": "4/A",
"filing_date": "2026-09-16",
"period_of_report": "2026-02-17",
"issuer_name": "Axos Financial, Inc.",
"issuer_trading_symbol": "AX",
"owner_name": "Nick Mosich",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-02-17",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1275,
"transaction_price_per_share": 98,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 64849,
"transaction_value": 124950,
"date_of_original_submission": "2026-02-19",
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "This Form 4/A amends the Form 4 filed on February 19, 2026, to correct the amount of securities beneficially owned following the reported transaction."
}
]
},
{
"tickers": [
"AX"
],
"issuer_cik": "0001299709",
"owner_cik": "0001316254",
"accession_number": "0001316254-26-000005",
"form_type": "4",
"filing_date": "2026-08-07",
"period_of_report": "2026-08-05",
"issuer_name": "Axos Financial, Inc.",
"issuer_trading_symbol": "AX",
"owner_name": "Santi Roque A",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-05",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 500,
"transaction_price_per_share": 105.3,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 7146,
"transaction_value": 52650,
"not_subject_to_section_16": false,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 108 records
- Option exercises51 records
- Grants and awards1 record
- Gifts5 records
- Other51 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
- Counted once
- When several owners (a fund and its partners, say) report the same trade, it's counted once. Corrected filings replace the originals.
Frequently asked questions
Has Axos Financial, Inc.'s CEO sold stock?
Yes. Gregory Garrabrants (CEO) sold 43,294 shares ($4.3M) in Feb 2026.
How current is AX’s insider data?
These are AX Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track AX insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for AX every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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