# Axos Financial, Inc. (AX) insider trading

> In the 12 months to Nov 5, 2026, 9 AX insiders reported open-market sales of $7.2M across 12 filings; no open-market purchases were filed.

Canonical: https://massive.com/quote/ax/insider-trading
Latest filing: 2026-09-16 (last 12 months; source: SEC EDGAR)
Source: Massive (https://massive.com/docs/llms.txt)

## Summary

| Measure | Value | Detail |
| --- | --- | --- |
| Open-market sales | $7.2M | 12 filings · 9 insiders |
| Open-market purchases | $0 | 0 filings |

## Open-market trades by insider

| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
| --- | --- | --- | --- | --- | --- | --- |
| Gregory Garrabrants | President and CEO | $4.3M | — | 1 | — | 2026-02-06 |
| James John Court | Director | $1.1M | — | 1 | — | 2026-02-06 |
| Thomas M. Constantine | Other | $502.6K | — | 2 | — | 2026-06-09 |
| Derrick Walsh | EVP, Chief Financial Officer | $490.5K | — | 1 | — | 2026-02-06 |
| Mosich Nick | Director | $222.0K | — | 2 | — | 2026-09-16 |
| Tamara N. Bohlig | Director | $185.0K | — | 1 | — | 2025-12-10 |
| Edward James Ratinoff | Director | $181.4K | — | 1 | — | 2025-12-08 |
| Michael James Watson | Other | $138.5K | — | 1 | — | 2026-05-21 |
| Roque A. Santi | Director | $96.5K | — | 2 | — | 2026-08-07 |

## Open-market trades by filing

12 filings in the last 12 months, newest first.

| Filed | Traded | Insider | Role | Type | Shares | Avg price | Value | Held after | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 2026-09-16 | 2026-02-17 | Mosich Nick | Director | Sale | 1,275 | $98.00 | $125.0K | 64,849 | — |
| 2026-08-07 | 2026-08-05 | Roque A. Santi | Director | Sale | 500 | $105.30 | $52.7K | 7,146 | — |
| 2026-06-09 | 2026-06-08 | Thomas M. Constantine | Other | Sale | 1,994 | $88.55 | $176.6K | 16,195 | — |
| 2026-05-21 | 2026-05-19 | Michael James Watson | Other | Sale | 1,653 | $83.77 | $138.5K | 4,592 | — |
| 2026-05-12 | 2026-05-08 | Roque A. Santi | Director | Sale | 500 | $87.77 | $43.9K | 7,646 | — |
| 2026-02-13 | 2026-02-11 | Mosich Nick | Director | Sale | 1,000 | $97.00 | $97.0K | 81,217 | — |
| 2026-02-09 | 2026-02-06 | Thomas M. Constantine | Other | Sale | 3,260 | $100.00 | $326.0K | 16,077 | — |
| 2026-02-06 | 2026-02-04 | Gregory Garrabrants | President and CEO | Sale | 43,294 | $99.10 | $4.3M | 1,418,751 | — |
| 2026-02-06 | 2026-02-06 | James John Court | Director | Sale | 11,163 | $101.01 | $1.1M | 32,169 | — |
| 2026-02-06 | 2026-02-06 | Derrick Walsh | EVP, Chief Financial Officer | Sale | 4,846 | $101.21 | $490.5K | 37,936 | — |
| 2025-12-10 | 2025-12-08 | Tamara N. Bohlig | Director | Sale | 2,145 | $86.23 | $185.0K | 12,919 | — |
| 2025-12-08 | 2025-12-05 | Edward James Ratinoff | Director | Sale | 2,145 | $84.59 | $181.4K | 46,209 | — |

## Other insider activity (not market trades)

- Option exercises: 51 records
- Grants and awards: 1 record
- Gifts: 5 records
- Other: 51 records

Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.

## How to read this page

- **Open-market purchase or sale**: A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- **Filing date**: Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
- **Counted once**: When several owners (a fund and its partners, say) report the same trade, it's counted once. Corrected filings replace the originals.

## FAQ

### Has Axos Financial, Inc.'s CEO sold stock?

Yes. Gregory Garrabrants (CEO) sold 43,294 shares ($4.3M) in Feb 2026.

### How current is AX’s insider data?

These are AX Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.

### What counts as an open-market buy or sell?

Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.

## Live data

This page joins two Massive endpoints: Form 4 filings and daily prices. The AX Form 4 request:

- `GET https://api.massive.com/stocks/filings/vX/form-4?tickers=AX&filing_date.gte=2025-11-05&sort=filing_date.desc&limit=500`

Requests need a Massive API key. API reference for agents: https://massive.com/docs/llms.txt. Connect an AI agent through the Massive MCP server: https://massive.com/docs/ai-tools.

## Related

- [Axos Financial, Inc. (AX) stock price](https://massive.com/quote/ax.md)
- [Recent insider trading](https://massive.com/quote/insider-trading.md)
- [Markets overview](https://massive.com/quote/index.md)

Nothing here is investment advice. Data and content are provided for informational purposes under the Massive Terms of Service: https://massive.com/terms