SEC Form 4
Alibaba Group Holding Limited (BABA) insider trading
In the 12 months to Oct 26, 2026, 2 BABA insiders reported open-market sales of $80.4M across 2 filings; 2 insiders bought $25.7M.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $80.4M
- 2 filings · 2 insiders
- Open-market purchases
- $25.7M
- 3 filings
Who traded BABA, and when
- Purchase
- Sale
BABA daily close from Oct 27, 2025 to Oct 26, 2026, between $94.81 and $179.97, last $100.44. 2 sale and 3 purchase filings by 4 insiders, marked at their filing dates. J. Michael Evans, President: sold $68.4M across 1 filing, first filed Jul 1, 2026, last Jul 1, 2026. Joseph C. Tsai, Director: bought $20.7M across 2 filings, first filed Aug 24, 2026, last Aug 25, 2026. Fang Jiang, Chief People Officer: sold $12.0M across 1 filing, first filed Oct 2, 2026, last Oct 2, 2026. Yongming Wu, Chief Executive Officer: bought $5.0M across 1 filing, first filed Aug 24, 2026, last Aug 24, 2026.
Largest mark · tap a row for others
J. Michael Evans · President
Sale $68,360,495
720,000 shares
Filed Jul 1, 2026 · traded Jun 29
Close on filing date $97.99
J. Michael Evans · President
President
$68.4M soldJoseph C. Tsai · Director
Director
$20.7M boughtFang Jiang · Chief People Officer
Chief People Officer
$12.0M soldYongming Wu · Chief Executive Officer
Chief Executive Officer
$5.0M boughtOpen-market trades
5 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| J. Michael Evans | President | $68.4M | — | 1 | — | |
| Joseph C. Tsai | Director | — | $20.7M | 2 | — | |
| Fang Jiang | Chief People Officer | $12.0M | — | 1 | — | |
| Yongming Wu | Chief Executive Officer | — | $5.0M | 1 | — |
| Filed | Insider | Type | Shares | Value | Held after | Source |
|---|---|---|---|---|---|---|
traded | Fang Jiang Chief People Officer | Sale | 885,272 ordinary shares | $12.0M | 4,679,097 | |
traded | Joseph C. Tsai Director | Purchase | 720,000 ordinary shares | $10.4M | 114,979,168 | |
traded | Yongming Wu Chief Executive Officer | Purchase | 350,000 ordinary shares | $5.0M | 1,364,418 | |
traded | Joseph C. Tsai Director | Purchase | 720,000 ordinary shares | $10.3M | 114,259,168 | |
traded | J. Michael Evans President | Sale | 720,000 ordinary shares | $68.4M | 28,000 |
Shares are as filed (ordinary shares or ADS); values are as converted to US$ in the filing.
GET /stocks/filings/vX/form-4?tickers=BABA&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"BABA"
],
"issuer_cik": "0001577552",
"owner_cik": "0002114927",
"accession_number": "0001193125-26-411206",
"form_type": "4",
"filing_date": "2026-10-02",
"period_of_report": "2026-09-30",
"issuer_name": "Alibaba Group Holding Ltd",
"issuer_trading_symbol": "BABA",
"owner_name": "Jiang Fang",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Chief People Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Ordinary Shares",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-30",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 885272,
"transaction_price_per_share": 13.55,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 4679097,
"transaction_value": 11995435.600000001,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 105.70 to 107.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.84593 to US$1.00."
}
]
},
{
"tickers": [
"BABA"
],
"issuer_cik": "0001577552",
"owner_cik": "0001633999",
"accession_number": "0001193125-26-364044",
"form_type": "4",
"filing_date": "2026-08-25",
"period_of_report": "2026-08-25",
"issuer_name": "Alibaba Group Holding Ltd",
"issuer_trading_symbol": "BABA",
"owner_name": "Tsai Joseph C",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Ordinary Shares",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-25",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 720000,
"transaction_price_per_share": 14.47,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 114979168,
"transaction_value": 10418400,
"direct_or_indirect": "I",
"nature_of_ownership": "By corporation",
"footnotes": [
{
"id": "F1",
"description": "The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8412 to US$1.00."
}
],
"remarks": "This report does not include ordinary shares held by Joe and Clara Tsai Foundation Limited and Parufam Limited, which were reported in the Issuer's annual report on Form 20-F. The Reporting Person disclaims any pecuniary interest in, or beneficial ownership over, such ordinary shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended."
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 79 records
- Option exercises62 records
- Tax withholding (sold to cover)10 records
- Grants and awards7 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Alibaba Group Holding Limited's CEO sold stock?
No. Yongming Wu (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is BABA’s insider data?
These are BABA Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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