SEC Form 4
BayFirst Financial Corp. (BAFN) insider trading
In the 12 months to Oct 26, 2026, one BAFN insider reported open-market sales of $0 across 1 filing; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $0
- 1 filing · 1 insider
- Open-market purchases
- $0
- 0 filings
$ excludes 4 trades without a price.
Who traded BAFN, and when
- Sale
BAFN daily close from Oct 28, 2025 to Oct 26, 2026, between $4.55 and $9.70, last $6.71. 1 sale and 0 purchase filings by 1 insider, marked at their filing dates. Alfred Tate Rogers Jr., CEO & President: across 1 filing, first filed Aug 7, 2026, last Aug 7, 2026.
Largest mark · tap a row for others
Alfred Tate Rogers Jr. · CEO & President
Sale unpriced
1,142,800 shares
Filed Aug 7, 2026 · traded Jul 14
Close on filing date $6.34
Alfred Tate Rogers Jr. · CEO & President
CEO & President
Open-market trades
1 filing in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Alfred Tate Rogers Jr. | CEO & President | — | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Alfred Tate Rogers Jr. CEO & President | Sale | 1,142,800 | — | — | Multiple accounts |
GET /stocks/filings/vX/form-4?tickers=BAFN&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"BAFN"
],
"issuer_cik": "0001649739",
"owner_cik": "0002136327",
"accession_number": "0002136327-26-000005",
"form_type": "4",
"filing_date": "2026-08-07",
"period_of_report": "2026-07-14",
"issuer_name": "BayFirst Financial Corp.",
"issuer_trading_symbol": "BAFN",
"owner_name": "Rogers Alfred Tate Jr",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "CEO & President",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-07-14",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 22856,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 22856,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "BASS COLLECTIVE, LLC",
"footnotes": [
{
"id": "F1",
"description": "On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion."
}
]
},
{
"tickers": [
"BAFN"
],
"issuer_cik": "0001649739",
"owner_cik": "0002136327",
"accession_number": "0002136327-26-000005",
"form_type": "4",
"filing_date": "2026-08-07",
"period_of_report": "2026-07-14",
"issuer_name": "BayFirst Financial Corp.",
"issuer_trading_symbol": "BAFN",
"owner_name": "Rogers Alfred Tate Jr",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "CEO & President",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-07-14",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 691394,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 691394,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "ATRJR ROTH, LLC",
"footnotes": [
{
"id": "F1",
"description": "On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 54 records
- Tax withholding19 records
- Grants and awards5 records
- Other30 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has BayFirst Financial Corp.'s CEO sold stock?
Yes. Alfred Tate Rogers Jr. (CEO) sold 1,142,800 shares ($0) in Aug 2026. Thomas Gerard Zernick (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is BAFN’s insider data?
These are BAFN Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track BAFN insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for BAFN every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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