SEC Form 4
Broadridge Financial Solutions Inc (BR) insider trading
In the 12 months to Oct 23, 2026, 4 BR insiders reported open-market sales of $3.6M across 4 filings; one CEO bought $1.0M.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $3.6M
- 4 filings · 4 insiders
- Open-market purchases
- $1.0M
- 1 filing · Timothy C. Gokey, CEO
Who traded BR, and when
- Purchase
- Sale
BR daily close from Oct 23, 2025 to Oct 23, 2026, between $135.44 and $232.29, last $183.36. 4 sale and 1 purchase filings by 5 insiders, marked at their filing dates. Thomas P. Carey, Corporate VP: sold $2.3M across 1 filing, first filed Dec 4, 2025, last Dec 4, 2025. Timothy C. Gokey, CEO: bought $1.0M across 1 filing, first filed Mar 9, 2026, last Mar 9, 2026. Christopher John Perry, President: sold $900.4K across 1 filing, first filed Nov 18, 2025, last Nov 18, 2025. Hope M. Jarkowski, Chief Legal Officer: sold $304.7K across 1 filing, first filed Jun 5, 2026, last Jun 5, 2026. Robert N. Duelks, Director: sold $48.7K across 1 filing, first filed Aug 10, 2026, last Aug 10, 2026.
Largest mark · tap a row for others
Thomas P. Carey · Corporate VP
Sale $2,341,618
10,214 shares at $229.26 avg
Filed Dec 4, 2025 · traded Dec 3
Close on filing date $230.88
Thomas P. Carey · Corporate VP
Corporate VP
$2.3M soldTimothy C. Gokey · CEO
CEO
$1.0M boughtChristopher John Perry · President
President
$900.4K soldHope M. Jarkowski · Chief Legal Officer
Chief Legal Officer
$304.7K soldRobert N. Duelks · Director
Director
$48.7K soldHas Broadridge Financial Solutions Inc's CEO sold stock?
No. Timothy C. Gokey (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
5 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Thomas P. Carey | Corporate VP | $2.3M | — | 1 | — | |
| Timothy C. Gokey | CEO | — | $1.0M | 1 | — | |
| Christopher John Perry | President | $900.4K | — | 1 | — | |
| Hope M. Jarkowski | Chief Legal Officer | $304.7K | — | 1 | — | |
| Robert N. Duelks | Director | $48.7K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Robert N. Duelks Director | Sale | 253 | $192.60 | $48.7K | 8,600 | |
traded | Hope M. Jarkowski Chief Legal Officer | Sale | 1,966 | $155.00 | $304.7K | 1 | |
traded | Timothy C. Gokey CEO | Purchase | 5,300 | $194.49 | $1.0M | 142,876 | |
traded | Thomas P. Carey Corporate VP | Sale | 10,214 | $229.26 | $2.3M | 11,574 | |
traded | Christopher John Perry President | Sale | 3,984 | $226.00 | $900.4K | 44,829 |
GET /stocks/filings/vX/form-4?tickers=BR&filing_date.gte=2025-10-23&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"BR",
"BR.Tw"
],
"issuer_cik": "0001383312",
"owner_cik": "0001477044",
"accession_number": "0001225208-26-007037",
"form_type": "4/A",
"filing_date": "2026-08-10",
"period_of_report": "2026-02-06",
"issuer_name": "BROADRIDGE FINANCIAL SOLUTIONS, INC.",
"issuer_trading_symbol": "BR",
"owner_name": "Duelks Robert N",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-02-06",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 253,
"transaction_price_per_share": 192.6,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 8600,
"transaction_value": 48727.799999999996,
"date_of_original_submission": "2026-02-06",
"direct_or_indirect": "I",
"nature_of_ownership": "Robert N. Duelks 2007 Revocable Trust",
"remarks": "This amendment corrects the Form 4 filed on 2/6/26 reporting the sale of 253 shares that was inadvertently reported as a sale from the Registrant's direct ownership instead of from the Robert N. Duelks 2007 Revocable Trust."
},
{
"tickers": [
"BR",
"BR.Tw"
],
"issuer_cik": "0001383312",
"owner_cik": "0002024023",
"accession_number": "0001225208-26-005815",
"form_type": "4",
"filing_date": "2026-06-05",
"period_of_report": "2026-06-04",
"issuer_name": "BROADRIDGE FINANCIAL SOLUTIONS, INC.",
"issuer_trading_symbol": "BR",
"owner_name": "Jarkowski Hope M.",
"is_officer": true,
"officer_title": "Chief Legal Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-06-04",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1966,
"transaction_price_per_share": 154.995,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 1.25,
"transaction_value": 304720.17,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 101 records
- Option exercises5 records
- Tax withholding8 records
- Tax withholding (sold to cover)1 record
- Grants and awards83 records
- Gifts3 records
- Other1 record
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for BR every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
- Counted once
- When several owners (a fund and its partners, say) report the same trade, it's counted once. Corrected filings replace the originals.