Caterpillar Inc. (CAT) insider trading

{
  "status": "OK",
  "results": [
    {
      "tickers": [
        "CAT",
        "CATw"
      ],
      "issuer_cik": "0000018230",
      "owner_cik": "0001739859",
      "accession_number": "0001104659-26-104202",
      "form_type": "4",
      "filing_date": "2026-09-01",
      "period_of_report": "2026-08-28",
      "issuer_name": "CATERPILLAR INC",
      "issuer_trading_symbol": "CAT",
      "owner_name": "Creed Joseph E",
      "is_director": false,
      "is_officer": true,
      "is_ten_percent_owner": false,
      "is_other": false,
      "officer_title": "Chief Executive Officer",
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock",
      "transaction_timeliness": "O",
      "aff_10b5_one": false,
      "transaction_date": "2026-08-28",
      "transaction_code": "S",
      "equity_swap_involved": false,
      "transaction_shares": 3382,
      "transaction_price_per_share": 806.31,
      "transaction_acquired_disposed": "D",
      "shares_owned_following_transaction": 59653,
      "transaction_value": 2726940.42,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F8",
          "description": "The transaction was executed in multiple trades at prices ranging from $805.80 to $806.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected."
        }
      ]
    },
    {
      "tickers": [
        "CAT",
        "CATw"
      ],
      "issuer_cik": "0000018230",
      "owner_cik": "0001739859",
      "accession_number": "0001104659-26-104202",
      "form_type": "4",
      "filing_date": "2026-09-01",
      "period_of_report": "2026-08-28",
      "issuer_name": "CATERPILLAR INC",
      "issuer_trading_symbol": "CAT",
      "owner_name": "Creed Joseph E",
      "is_director": false,
      "is_officer": true,
      "is_ten_percent_owner": false,
      "is_other": false,
      "officer_title": "Chief Executive Officer",
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock",
      "transaction_timeliness": "O",
      "aff_10b5_one": false,
      "transaction_date": "2026-08-28",
      "transaction_code": "S",
      "equity_swap_involved": false,
      "transaction_shares": 540,
      "transaction_price_per_share": 801.1,
      "transaction_acquired_disposed": "D",
      "shares_owned_following_transaction": 65936,
      "transaction_value": 432594,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F3",
          "description": "The transaction was executed in multiple trades at prices ranging from $800.68 to $801.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected."
        }
      ]
    }
  ]
}

// trimmed to 2 results

The response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.