SEC Form 4
Citizens Financial Group, Inc. (CFG) insider trading
In the 12 months to Oct 24, 2026, 3 CFG insiders reported open-market sales of $10.5M across 3 filings; one director bought $1.1K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $10.5M
- 3 filings · 3 insiders
- Open-market purchases
- $1.1K
- 1 filing · Christopher Swift, Director
Who traded CFG, and when
- Purchase
- Sale
CFG daily close from Oct 24, 2025 to Oct 23, 2026, between $49.71 and $74.73, last $65.14. 3 sale and 1 purchase filings by 4 insiders, marked at their filing dates. Saun Bruce Van, Chairman and CEO: sold $9.3M across 1 filing, first filed Jul 28, 2026, last Jul 28, 2026. Susan LaMonica, Chief Human Resources Officer: sold $769.5K across 1 filing, first filed Mar 12, 2026, last Mar 12, 2026. Michelle Moosally, Chief Legal Officer: sold $376.1K across 1 filing, first filed May 14, 2026, last May 14, 2026. Christopher Swift, Director: bought $1.1K across 1 filing, first filed Aug 17, 2026, last Aug 17, 2026.
Largest mark · tap a row for others
Saun Bruce Van · Chairman and CEO
Sale $9,323,624
129,369 shares at $72.07 avg
Filed Jul 28, 2026 · traded Jul 24
Close on filing date $72.94
Saun Bruce Van · Chairman and CEO
Chairman and CEO
$9.3M soldSusan LaMonica · Chief Human Resources Officer
Chief Human Resources Officer
$769.5K soldMichelle Moosally · Chief Legal Officer
Chief Legal Officer
$376.1K soldChristopher Swift · Director
Director
$1.1K boughtHas Citizens Financial Group, Inc.'s CEO sold stock?
Yes. Saun Bruce Van (CEO) sold 129,369 shares ($9.3M) in Jul 2026.
Open-market trades
4 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Saun Bruce Van | Chairman and CEO | $9.3M | — | 1 | — | |
| Susan LaMonica | Chief Human Resources Officer | $769.5K | — | 1 | — | |
| Michelle Moosally | Chief Legal Officer | $376.1K | — | 1 | — | |
| Christopher Swift | Director | — | $1.1K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Christopher Swift Director | Purchase | 30 | $37.20 | $1.1K | 26,319 | |
traded | Saun Bruce Van Chairman and CEO | Sale | 129,369 | $72.07 | $9.3M | 1,140,763 | |
traded | Michelle Moosally Chief Legal Officer | Sale | 6,050 | $62.16 | $376.1K | 22,565 | |
traded | Susan LaMonica Chief Human Resources Officer | Sale | 13,258 | $58.04 | $769.5K | 165,971 |
GET /stocks/filings/vX/form-4?tickers=CFG&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"CFG",
"CFGpE",
"CFGpH",
"CFGpI"
],
"issuer_cik": "0000759944",
"owner_cik": "0001349356",
"accession_number": "0000759944-26-000174",
"form_type": "4",
"filing_date": "2026-08-17",
"period_of_report": "2024-02-06",
"issuer_name": "CITIZENS FINANCIAL GROUP INC/RI",
"issuer_trading_symbol": "CFG",
"owner_name": "Swift Christopher",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2024-02-06",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 10,
"transaction_price_per_share": 31.474,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 26298.752,
"transaction_value": 314.74,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F2",
"description": "On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date."
}
]
},
{
"tickers": [
"CFG",
"CFGpE",
"CFGpH",
"CFGpI"
],
"issuer_cik": "0000759944",
"owner_cik": "0001349356",
"accession_number": "0000759944-26-000174",
"form_type": "4",
"filing_date": "2026-08-17",
"period_of_report": "2024-02-06",
"issuer_name": "CITIZENS FINANCIAL GROUP INC/RI",
"issuer_trading_symbol": "CFG",
"owner_name": "Swift Christopher",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2025-06-02",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 20,
"transaction_price_per_share": 40.063,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 26318.752,
"transaction_value": 801.26,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F3",
"description": "On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 90 records
- Tax withholding11 records
- Grants and awards74 records
- Gifts5 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for CFG every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.