SEC Form 4
Carlyle Secured Lending, Inc. (CGBD) insider trading
In the 12 months to Oct 26, 2026, one CGBD insider reported open-market sales of $407.7K across 5 filings; 4 insiders bought $268.5K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $407.7K
- 5 filings · 1 insider
- Open-market purchases
- $268.5K
- 5 filings
Who traded CGBD, and when
- Purchase
- Sale
CGBD daily close from Oct 27, 2025 to Oct 26, 2026, between $9.99 and $13.13, last $10.26. 5 sale and 5 purchase filings by 5 insiders, marked at their filing dates. John G. Nestor, Director: sold $407.7K across 5 filings, first filed Dec 2, 2025, last Aug 17, 2026. Thomas M. Hennigan, CFO → CFO and President: bought $151.0K across 2 filings, first filed Nov 17, 2025, last Mar 5, 2026. Alex Chi, CEO: bought $97.1K across 1 filing, first filed Mar 10, 2026, last Mar 10, 2026. Nelson Joseph, PAO: bought $17.8K across 1 filing, first filed Nov 12, 2025, last Nov 12, 2025. Francis Taylor, Treasurer: bought $2.6K across 1 filing, first filed Mar 23, 2026, last Mar 23, 2026.
Largest mark · tap a row for others
John G. Nestor · Director
Sale $188,242
16,812 shares at $11.20 avg
Filed Aug 17, 2026 · traded Aug 12
Close on filing date $11.26
John G. Nestor · Director
Director
$407.7K soldThomas M. Hennigan · CFO → CFO and President
CFO → CFO and President
$151.0K boughtAlex Chi · CEO
CEO
$97.1K boughtNelson Joseph · PAO
PAO
$17.8K boughtFrancis Taylor · Treasurer
Treasurer
$2.6K boughtOpen-market trades
10 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| John G. Nestor | Director | $407.7K | — | 5 | — | |
| Thomas M. Hennigan | CFO → CFO and President | — | $151.0K | 2 | — | |
| Alex Chi | CEO | — | $97.1K | 1 | — | |
| Nelson Joseph | PAO | — | $17.8K | 1 | — | |
| Francis Taylor | Treasurer | — | $2.6K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | John G. Nestor Director | Sale | 16,812 | $11.20 | $188.2K | Multiple accounts | |
traded | John G. Nestor Director | Sale | 1,617 | $10.97 | $17.7K | 2,747 | |
traded | John G. Nestor Director | Sale | 6,055 | $11.22 | $67.9K | Multiple accounts | |
traded | Francis Taylor Treasurer | Purchase | 232 | $11.22 | $2.6K | 441 | |
traded | Alex Chi CEO | Purchase | 9,000 | $10.79 | $97.1K | 9,000 | |
traded | John G. Nestor Director | Sale | 4,401 | $11.29 | $49.7K | Multiple accounts | |
traded | Thomas M. Hennigan CFO and President | Purchase | 4,430 | $11.26 | $49.9K | 101,325 | |
traded | John G. Nestor Director | Sale | 7,085 | $11.87 | $84.1K | 7,508 | |
traded | Thomas M. Hennigan CFO | Purchase | 8,400 | $12.04 | $101.1K | 96,895 | |
traded | Nelson Joseph PAO | Purchase | 1,500 | $11.84 | $17.8K | 1,500 |
GET /stocks/filings/vX/form-4?tickers=CGBD&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"CGBD"
],
"issuer_cik": "0001544206",
"owner_cik": "0001471881",
"accession_number": "0001471881-26-000010",
"form_type": "4",
"filing_date": "2026-08-17",
"period_of_report": "2026-08-12",
"issuer_name": "Carlyle Secured Lending, Inc.",
"issuer_trading_symbol": "CGBD",
"owner_name": "Nestor John G.",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-12",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 4978.5267,
"transaction_price_per_share": 11.1816,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 0,
"transaction_value": 55667.89414872,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "By trust (#2)"
},
{
"tickers": [
"CGBD"
],
"issuer_cik": "0001544206",
"owner_cik": "0001471881",
"accession_number": "0001471881-26-000010",
"form_type": "4",
"filing_date": "2026-08-17",
"period_of_report": "2026-08-12",
"issuer_name": "Carlyle Secured Lending, Inc.",
"issuer_trading_symbol": "CGBD",
"owner_name": "Nestor John G.",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-12",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 8632.915,
"transaction_price_per_share": 11.2107,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 0,
"transaction_value": 96781.0201905,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "By trust (#3)"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Role
- The title on each filing. Someone whose title changed shows more than one.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Carlyle Secured Lending, Inc.'s CEO sold stock?
No. Alex Chi (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is CGBD’s insider data?
These are CGBD Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for CGBD every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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