SEC Form 4
Capital One Financial (COF) insider trading
In the 12 months to Oct 24, 2026, 12 COF insiders reported open-market sales of $90.4M across 43 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $90.4M
- 43 filings · 12 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 41 of 43
- $88.5M of $90.4M sold (98%)
Who traded COF, and when
- Sale
- Sale, pre-arranged (10b5-1)
COF daily close from Oct 24, 2025 to Oct 23, 2026, between $176.10 and $257.94, last $201.34. 43 sale and 0 purchase filings by 12 insiders, marked at their filing dates. Richard D. Fairbank, Chairman and CEO: sold $46.2M across 2 filings, first filed Oct 29, 2025, last Nov 6, 2025. Neal Blinde, President, Commercial Banking: sold $16.8M across 2 filings, first filed Nov 7, 2025, last Feb 26, 2026. Matthew W. Cooper, General Counsel & Corp Secy: sold $5.6M across 9 filings, first filed Nov 6, 2025, last Oct 7, 2026. Ravi Raghu, Pres, Software, Intl & Sm Bus: sold $5.4M across 3 filings, first filed Jan 6, 2026, last Aug 10, 2026. Lia Dean, Pres, Banking & Prem. Products: sold $4.5M across 8 filings, first filed Dec 3, 2025, last Oct 19, 2026. III Frank G. LaPrade, Chief Enterprise Srvcs Officer: sold $4.0M across 1 filing, first filed Nov 17, 2025, last Nov 17, 2025. 6 others: sold $8.0M across 18 filings, first filed Dec 3, 2025, last Oct 19, 2026.
Largest mark · tap a row for others
Richard D. Fairbank · Chairman and CEO
Sale $23,354,788
103,486 shares at $225.68 avg
Filed Oct 29, 2025 · traded Oct 27
Pre-arranged (10b5-1) · close on filing date $218.59
Richard D. Fairbank · Chairman and CEO
Chairman and CEO
$46.2M soldNeal Blinde · President, Commercial Banking
President, Commercial Banking
$16.8M soldMatthew W. Cooper · General Counsel & Corp Secy
General Counsel & Corp Secy
$5.6M soldRavi Raghu · Pres, Software, Intl & Sm Bus
Pres, Software, Intl & Sm Bus
$5.4M soldLia Dean · Pres, Banking & Prem. Products
Pres, Banking & Prem. Products
$4.5M soldIII Frank G. LaPrade · Chief Enterprise Srvcs Officer
Chief Enterprise Srvcs Officer
$4.0M sold6 others
Combined, one mark per week
$8.0M soldHas Capital One Financial's CEO sold stock?
Yes. Richard D. Fairbank (CEO) sold 206,973 shares ($46.2M) between Oct 2025 and Nov 2025, all under a pre-arranged 10b5-1 plan.
Open-market trades
43 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Richard D. Fairbank | Chairman and CEO | $46.2M | — | 2 | 100% of sales | |
| Neal Blinde | President, Commercial Banking | $16.8M | — | 2 | 100% of sales | |
| Matthew W. Cooper | General Counsel & Corp Secy | $5.6M | — | 9 | 100% of sales | |
| Ravi Raghu | Pres, Software, Intl & Sm Bus | $5.4M | — | 3 | 100% of sales | |
| Lia Dean | Pres, Banking & Prem. Products | $4.5M | — | 8 | 100% of sales | |
| III Frank G. LaPrade | Chief Enterprise Srvcs Officer | $4.0M | — | 1 | 100% of sales | |
| Celia Karam | Pres, Retail Bank | $3.7M | — | 9 | 100% of sales | |
| Mark Daniel Mouadeb | President, Card | $1.3M | — | 5 | 100% of sales | |
| Michael Zamsky | Chief Credit & Fin'l Risk Off. | $1.2M | — | 1 | — | |
| Jason P. Hanson | Pres.- Global Payment Network | $764.4K | — | 1 | 100% of sales | |
| Timothy P. Golden | SVP, Chief Accounting Officer | $735.8K | — | 1 | — | |
| Kaitlin Haggerty | Chief Human Resources Officer | $262.1K | — | 1 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 1,887 | $195.86 | $369.6K | 59,308 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 1,927 | $195.86 | $377.4K | 55,774 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 3,500 | $196.22 | $686.8K | 79,694 | |
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 2,066 | $206.07 | $425.7K | 61,195 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 2,017 | $206.07 | $415.6K | 57,696 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 3,500 | $214.10 | $749.4K | 83,194 | |
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 2,193 | $225.52 | $494.6K | 63,261 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 1,888 | $225.52 | $425.8K | 59,709 | |
traded | Mark Daniel Mouadeb President, Card | SalePre-arranged (10b5-1) | 1,199 | $225.00 | $269.8K | 49,132 | |
traded | Michael Zamsky Chief Credit & Fin'l Risk Off. | Sale | 5,473 | $218.02 | $1.2M | 27,992 | |
traded | Ravi Raghu Pres, Software, Intl & Sm Bus | SalePre-arranged (10b5-1) | 50 | $218.49 | $10.9K | 26,278 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 3,500 | $219.33 | $767.7K | 86,694 | |
traded | Mark Daniel Mouadeb President, Card | SalePre-arranged (10b5-1) | 1,183 | $220.00 | $260.3K | 50,331 | |
traded | Mark Daniel Mouadeb President, Card | SalePre-arranged (10b5-1) | 690 | $215.00 | $148.4K | 51,514 | |
traded | Ravi Raghu Pres, Software, Intl & Sm Bus | SalePre-arranged (10b5-1) | 9,726 | $209.78 | $2.0M | 26,772 | |
traded | Timothy P. Golden SVP, Chief Accounting Officer | Sale | 3,487 | $211.00 | $735.8K | 7,429 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 3,500 | $208.00 | $728.0K | 90,194 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 3,500 | $183.36 | $641.8K | 93,694 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 3,500 | $183.93 | $643.8K | 97,194 | |
traded | Kaitlin Haggerty Chief Human Resources Officer | SalePre-arranged (10b5-1) | 1,426 | $183.82 | $262.1K | 49,181 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 1,749 | $192.58 | $336.8K | 61,579 | |
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 1,692 | $185.61 | $314.1K | 65,454 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 1,099 | $185.61 | $204.0K | 63,323 | |
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 3,284 | $191.00 | $627.2K | 63,108 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 1,636 | $191.00 | $312.5K | 60,339 | |
traded | Mark Daniel Mouadeb President, Card | SalePre-arranged (10b5-1) | 1,593 | $210.00 | $334.5K | 49,382 | |
traded | Neal Blinde President, Commercial Banking | SalePre-arranged (10b5-1) | 38,135 | $190.51 | $7.3M | 50,811 | |
traded | Mark Daniel Mouadeb President, Card | SalePre-arranged (10b5-1) | 1,509 | $202.62 | $305.8K | 51,766 | |
traded | Jason P. Hanson Pres.- Global Payment Network | SalePre-arranged (10b5-1) | 3,729 | $205.00 | $764.4K | 40,230 | |
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 3,284 | $223.68 | $734.6K | 70,162 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 2,108 | $218.25 | $460.1K | 59,269 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 2,000 | $250.00 | $500.0K | 92,486 | |
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 3,163 | $244.35 | $772.9K | 66,692 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 2,064 | $244.35 | $504.3K | 61,373 | |
traded | Ravi Raghu Pres, Software, Intl & Sm Bus | SalePre-arranged (10b5-1) | 13,450 | $250.00 | $3.4M | 30,337 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 2,000 | $221.54 | $443.1K | 94,486 | |
traded | Lia Dean Pres, Banking & Prem. Products | SalePre-arranged (10b5-1) | 3,269 | $218.15 | $713.1K | 69,855 | |
traded | Celia Karam Pres, Retail Bank | SalePre-arranged (10b5-1) | 2,936 | $218.15 | $640.5K | 63,433 | |
traded | III Frank G. LaPrade Chief Enterprise Srvcs Officer | SalePre-arranged (10b5-1) | 17,840 | $222.03 | $4.0M | 48,315 | |
traded | Neal Blinde President, Commercial Banking | SalePre-arranged (10b5-1) | 43,200 | $221.83 | $9.6M | 73,020 | |
traded | Richard D. Fairbank Chairman and CEO | SalePre-arranged (10b5-1) | 103,487 | $220.68 | $22.8M | 4,026,611 | |
traded | Matthew W. Cooper General Counsel & Corp Secy | SalePre-arranged (10b5-1) | 2,000 | $219.41 | $438.8K | 96,486 | |
traded | Richard D. Fairbank Chairman and CEO | SalePre-arranged (10b5-1) | 103,486 | $225.68 | $23.4M | 4,088,554 |
GET /stocks/filings/vX/form-4?tickers=COF&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"COF",
"COFpI",
"COFpJ",
"COFpK",
"COFpL",
"COFpN",
"COFw"
],
"issuer_cik": "0000927628",
"owner_cik": "0001741273",
"accession_number": "0001741273-26-000022",
"form_type": "4",
"filing_date": "2026-10-19",
"period_of_report": "2026-10-15",
"issuer_name": "CAPITAL ONE FINANCIAL CORP",
"issuer_trading_symbol": "COF",
"owner_name": "Dean Lia",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Pres, Banking & Prem. Products",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-15",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1887,
"transaction_price_per_share": 195.86,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 59308,
"transaction_value": 369587.82,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended."
}
]
},
{
"tickers": [
"COF",
"COFpI",
"COFpJ",
"COFpK",
"COFpL",
"COFpN",
"COFw"
],
"issuer_cik": "0000927628",
"owner_cik": "0001741344",
"accession_number": "0001741344-26-000026",
"form_type": "4",
"filing_date": "2026-10-19",
"period_of_report": "2026-10-15",
"issuer_name": "CAPITAL ONE FINANCIAL CORP",
"issuer_trading_symbol": "COF",
"owner_name": "Karam Celia",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Pres, Retail Bank",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-15",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1927,
"transaction_price_per_share": 195.86,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 55774,
"transaction_value": 377422.22000000003,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended."
},
{
"id": "F2",
"description": "Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 124 records
- Option exercises13 records
- Tax withholding66 records
- Grants and awards43 records
- Other2 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for COF every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.