Massivemarkets

SEC Form 4

Capital One Financial (COF) insider trading

In the 12 months to Oct 24, 2026, 12 COF insiders reported open-market sales of $90.4M across 43 filings; no open-market purchases were filed.

Latest filing · Last 12 months · Source: SEC EDGAR · How we count

Open-market sales
$90.4M
43 filings · 12 insiders
Open-market purchases
$0
0 filings
Pre-arranged sales (10b5-1)
41 of 43
$88.5M of $90.4M sold (98%)

Who traded COF, and when

  • Sale
  • Sale, pre-arranged (10b5-1)

COF daily close from Oct 24, 2025 to Oct 23, 2026, between $176.10 and $257.94, last $201.34. 43 sale and 0 purchase filings by 12 insiders, marked at their filing dates. Richard D. Fairbank, Chairman and CEO: sold $46.2M across 2 filings, first filed Oct 29, 2025, last Nov 6, 2025. Neal Blinde, President, Commercial Banking: sold $16.8M across 2 filings, first filed Nov 7, 2025, last Feb 26, 2026. Matthew W. Cooper, General Counsel & Corp Secy: sold $5.6M across 9 filings, first filed Nov 6, 2025, last Oct 7, 2026. Ravi Raghu, Pres, Software, Intl & Sm Bus: sold $5.4M across 3 filings, first filed Jan 6, 2026, last Aug 10, 2026. Lia Dean, Pres, Banking & Prem. Products: sold $4.5M across 8 filings, first filed Dec 3, 2025, last Oct 19, 2026. III Frank G. LaPrade, Chief Enterprise Srvcs Officer: sold $4.0M across 1 filing, first filed Nov 17, 2025, last Nov 17, 2025. 6 others: sold $8.0M across 18 filings, first filed Dec 3, 2025, last Oct 19, 2026.

Largest mark · tap a row for others

Richard D. Fairbank · Chairman and CEO

Sale $23,354,788

103,486 shares at $225.68 avg

Filed Oct 29, 2025 · traded Oct 27

Pre-arranged (10b5-1) · close on filing date $218.59

COF daily closelast $201.34

Richard D. Fairbank · Chairman and CEO

$46.2M sold

Neal Blinde · President, Commercial Banking

$16.8M sold

Matthew W. Cooper · General Counsel & Corp Secy

$5.6M sold

Ravi Raghu · Pres, Software, Intl & Sm Bus

$5.4M sold

Lia Dean · Pres, Banking & Prem. Products

$4.5M sold

III Frank G. LaPrade · Chief Enterprise Srvcs Officer

$4.0M sold

6 others

$8.0M sold
One row per insider, smaller filers combined; marks sit at the SEC filing date, sized by dollar value.

Has Capital One Financial's CEO sold stock?

Yes. Richard D. Fairbank (CEO) sold 206,973 shares ($46.2M) between Oct 2025 and Nov 2025, all under a pre-arranged 10b5-1 plan.

Open-market trades

43 filings in the last 12 months
InsiderRoleSoldBoughtFilingsPre-arranged (10b5-1)Last filed
Richard D. FairbankChairman and CEO$46.2M—2100% of sales
Neal BlindePresident, Commercial Banking$16.8M—2100% of sales
Matthew W. CooperGeneral Counsel & Corp Secy$5.6M—9100% of sales
Ravi RaghuPres, Software, Intl & Sm Bus$5.4M—3100% of sales
Lia DeanPres, Banking & Prem. Products$4.5M—8100% of sales
III Frank G. LaPradeChief Enterprise Srvcs Officer$4.0M—1100% of sales
Celia KaramPres, Retail Bank$3.7M—9100% of sales
Mark Daniel MouadebPresident, Card$1.3M—5100% of sales
Michael ZamskyChief Credit & Fin'l Risk Off.$1.2M—1—
Jason P. HansonPres.- Global Payment Network$764.4K—1100% of sales
Timothy P. GoldenSVP, Chief Accounting Officer$735.8K—1—
Kaitlin HaggertyChief Human Resources Officer$262.1K—1100% of sales
Other insider activity (not market trades) · 124 records
  • Option exercises13 records
  • Tax withholding66 records
  • Grants and awards43 records
  • Other2 records

Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.

Build this yourself

This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:

Agent prompt

Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for COF every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.

How to read this page

Open-market purchase or sale
A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
Pre-arranged (10b5-1)
The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
Filing date
Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.