SEC Form 4
Ethan Allen Interiors Inc (ETD) insider trading
In the 12 months to Oct 24, 2026, one ETD insider reported open-market sales of $1.1M across 4 filings; one director bought $24.6K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $1.1M
- 4 filings · 1 insider
- Open-market purchases
- $24.6K
- 1 filing · Cynthia Ekberg Tsai, Director
- Pre-arranged sales (10b5-1)
- 4 of 4
- All $1.1M sold was pre-arranged
Who traded ETD, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
ETD daily close from Oct 24, 2025 to Oct 23, 2026, between $18.68 and $28.19, last $20.45. 4 sale and 1 purchase filings by 2 insiders, marked at their filing dates. M. Farooq Kathwari, Chairman, President & CEO: sold $1.1M across 4 filings, first filed Dec 12, 2025, last Sep 2, 2026. Cynthia Ekberg Tsai, Director: bought $24.6K across 1 filing, first filed Aug 7, 2026, last Aug 7, 2026.
Largest mark · tap a row for others
M. Farooq Kathwari · Chairman, President & CEO
Sale $597,805
23,874 shares at $25.04 avg
Filed Sep 2, 2026
Pre-arranged (10b5-1) · close on filing date $24.71
M. Farooq Kathwari · Chairman, President & CEO
Chairman, President & CEO
$1.1M soldCynthia Ekberg Tsai · Director
Director
$24.6K boughtHas Ethan Allen Interiors Inc's CEO sold stock?
Yes. M. Farooq Kathwari (CEO) sold 42,162 shares ($1.1M) between Dec 2025 and Sep 2026, all under a pre-arranged 10b5-1 plan.
Open-market trades
5 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| M. Farooq Kathwari | Chairman, President & CEO | $1.1M | — | 4 | 100% of sales | |
| Cynthia Ekberg Tsai | Director | — | $24.6K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | M. Farooq Kathwari Chairman, President & CEO | SalePre-arranged (10b5-1) | 23,874 | $25.04 | $597.8K | Multiple accounts | |
traded | Cynthia Ekberg Tsai Director | Purchase | 1,000 | $24.61 | $24.6K | 1,000 | |
traded | M. Farooq Kathwari Chairman, President & CEO | SalePre-arranged (10b5-1) | 2,270 | $25.01 | $56.8K | Multiple accounts | |
traded | M. Farooq Kathwari Chairman, President & CEO | SalePre-arranged (10b5-1) | 318 | $25.05 | $8.0K | Multiple accounts | |
traded | M. Farooq Kathwari Chairman, President & CEO | SalePre-arranged (10b5-1) | 15,700 | $25.01 | $392.7K | Multiple accounts |
GET /stocks/filings/vX/form-4?tickers=ETD&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"ETD"
],
"issuer_cik": "0000896156",
"owner_cik": "0001217614",
"accession_number": "0001437749-26-029547",
"form_type": "4",
"filing_date": "2026-09-02",
"period_of_report": "2026-09-02",
"issuer_name": "ETHAN ALLEN INTERIORS INC",
"issuer_trading_symbol": "ETD",
"owner_name": "KATHWARI M FAROOQ",
"is_director": true,
"is_officer": true,
"officer_title": "Chairman, President & CEO",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-02",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 266,
"transaction_price_per_share": 25.04,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 22081,
"transaction_value": 6660.639999999999,
"direct_or_indirect": "I",
"nature_of_ownership": "2020 Trust FBO Kolhai Gibran Kathwari",
"footnotes": [
{
"id": "F1",
"description": "This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan."
}
]
},
{
"tickers": [
"ETD"
],
"issuer_cik": "0000896156",
"owner_cik": "0001217614",
"accession_number": "0001437749-26-029547",
"form_type": "4",
"filing_date": "2026-09-02",
"period_of_report": "2026-09-02",
"issuer_name": "ETHAN ALLEN INTERIORS INC",
"issuer_trading_symbol": "ETD",
"owner_name": "KATHWARI M FAROOQ",
"is_director": true,
"is_officer": true,
"officer_title": "Chairman, President & CEO",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-02",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 265,
"transaction_price_per_share": 25.04,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 22077,
"transaction_value": 6635.599999999999,
"direct_or_indirect": "I",
"nature_of_ownership": "2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari",
"footnotes": [
{
"id": "F1",
"description": "This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 23 records
- Option exercises3 records
- Tax withholding12 records
- Grants and awards7 records
- Gifts1 record
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for ETD every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.