SEC Form 4
Great Elm Capital. Corp. (GECC) insider trading
In the 12 months to Oct 26, 2026, one GECC insider reported open-market purchases of $150.1K across 1 filing; no open-market sales were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $0
- 0 filings · 0 insiders
- Open-market purchases
- $150.1K
- 1 filing · Matthew D. Kaplan, CEO and President
Who traded GECC, and when
- Purchase
GECC daily close from Oct 27, 2025 to Oct 26, 2026, between $4.72 and $8.03, last $4.72. 0 sale and 1 purchase filings by 1 insider, marked at their filing dates. Matthew D. Kaplan, CEO and President: bought $150.1K across 1 filing, first filed Nov 10, 2025, last Nov 10, 2025.
Largest mark · tap a row for others
Matthew D. Kaplan · CEO and President
Purchase $150,126
19,650 shares at $7.64 avg
Filed Nov 10, 2025 · traded Nov 7
Close on filing date $7.84
Matthew D. Kaplan · CEO and President
CEO and President
$150.1K boughtOpen-market trades
1 filing in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Matthew D. Kaplan | CEO and President | — | $150.1K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Matthew D. Kaplan CEO and President | Purchase | 19,650 | $7.64 | $150.1K | 142,400 |
GET /stocks/filings/vX/form-4?tickers=GECC&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"GECC",
"GECCG",
"GECCH",
"GECCI",
"GECCO"
],
"issuer_cik": "0001675033",
"owner_cik": "0001916576",
"accession_number": "0000950103-25-014514",
"form_type": "4",
"filing_date": "2025-11-10",
"period_of_report": "2025-11-07",
"issuer_name": "Great Elm Capital Corp.",
"issuer_trading_symbol": "GECC",
"owner_name": "Kaplan Matthew D",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "CEO and President",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2025-11-07",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 19650,
"transaction_price_per_share": 7.64,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 142400,
"transaction_value": 150126,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.74, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. (\"GECC\"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein."
}
]
}
]
}
// trimmed to 1 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 8 records
- Tax withholding2 records
- Grants and awards4 records
- Other2 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Great Elm Capital. Corp.'s CEO sold stock?
No. Matthew D. Kaplan (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is GECC’s insider data?
These are GECC Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track GECC insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for GECC every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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