Great Elm Group, Inc. (GEG) insider trading

{
  "status": "OK",
  "results": [
    {
      "tickers": [
        "GEG",
        "GEGGL"
      ],
      "issuer_cik": "0001831096",
      "owner_cik": "0001308057",
      "accession_number": "0001193125-26-399423",
      "form_type": "4",
      "filing_date": "2026-09-23",
      "period_of_report": "2026-09-21",
      "issuer_name": "Great Elm Group, Inc.",
      "issuer_trading_symbol": "GEG",
      "owner_name": "LONG BALL PARTNERS LLC",
      "is_director": false,
      "is_officer": false,
      "is_ten_percent_owner": true,
      "is_other": false,
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock",
      "transaction_timeliness": "O",
      "aff_10b5_one": false,
      "transaction_date": "2026-09-21",
      "transaction_code": "A",
      "equity_swap_involved": false,
      "transaction_shares": 137501,
      "transaction_price_per_share": 0,
      "transaction_acquired_disposed": "A",
      "shares_owned_following_transaction": 1141828,
      "transaction_value": 0,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F4",
          "description": "Mr. Reese was awarded 137,501 shares of restricted stock of Great Elm Capital Corp. (the \"Issuer\") on September 21, 2026 (the \"Grant Date\"). The restricted stock vests in four equal annual installments, with the first installment vesting on the Grant Date, and the remaining installments vesting on each of September 20, 2027, September 20, 2028 and September 20, 2029, contingent upon Mr. Reese's continued service as a member of the board of directors of the Issuer."
        }
      ],
      "remarks": "Mr. Reese is the Chairman and Chief Executive Officer of the Issuer."
    },
    {
      "tickers": [
        "GEG",
        "GEGGL"
      ],
      "issuer_cik": "0001831096",
      "owner_cik": "0001479613",
      "accession_number": "0001193125-26-399423",
      "form_type": "4",
      "filing_date": "2026-09-23",
      "period_of_report": "2026-09-21",
      "issuer_name": "Great Elm Group, Inc.",
      "issuer_trading_symbol": "GEG",
      "owner_name": "Reese Jason W.",
      "is_director": true,
      "is_officer": true,
      "is_ten_percent_owner": true,
      "is_other": false,
      "officer_title": "See remarks",
      "security_type": "non_derivative",
      "record_type": "holding",
      "security_title": "Common stock, par value $0.01 per share (\"Common Stock\")",
      "transaction_timeliness": "O",
      "aff_10b5_one": false,
      "shares_owned_following_transaction": 6379646,
      "direct_or_indirect": "I",
      "nature_of_ownership": "See Footnotes",
      "footnotes": [
        {
          "id": "F1",
          "description": "The shares of Common Stock are held directly by Long Ball Partners, LLC (\"Long Ball\"), Imperial Capital Asset Management, LLC (\"ICAM\") and Imperial Capital Group Holdings II, LLC (\"ICGH2\"). Mr. Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of ICAM, which is the managing member of and investment manager to Long Ball. Mr. Reese is one of the owners of Imperial Capital Group Holdings, LLC, which is the managing member of ICGH2. Mr. Reese has voting and dispositive power over the shares of Common Stock held directly by each of Long Ball, ICAM and ICGH2."
        },
        {
          "id": "F2",
          "description": "Consists of 5,009,662 shares held directly by Long Ball, 909,084 shares held directly by ICAM, and 460,900 shares held directly by ICGH2."
        },
        {
          "id": "F3",
          "description": "Each of Mr. Reese, ICAM, Long Ball and ICGH2 disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest."
        }
      ],
      "remarks": "Mr. Reese is the Chairman and Chief Executive Officer of the Issuer."
    }
  ]
}

// trimmed to 2 results

The response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.