SEC Form 4
Gladstone Capital Corp (GLAD) insider trading
In the 12 months to Oct 26, 2026, one GLAD insider reported open-market purchases of $10.0K across 1 filing; no open-market sales were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $0
- 0 filings · 0 insiders
- Open-market purchases
- $10.0K
- 1 filing · Nicole Frances Dubas Schaltenbrand, CFO and Treasurer
Who traded GLAD, and when
- Purchase
GLAD daily close from Oct 27, 2025 to Oct 26, 2026, between $16.55 and $21.45, last $18.34. 0 sale and 1 purchase filings by 1 insider, marked at their filing dates. Nicole Frances Dubas Schaltenbrand, CFO and Treasurer: bought $10.0K across 1 filing, first filed Nov 21, 2025, last Nov 21, 2025.
Largest mark · tap a row for others
Nicole Frances Dubas Schaltenbrand · CFO and Treasurer
Purchase $9,999
496 shares at $20.16 avg
Filed Nov 21, 2025 · traded Nov 20
Close on filing date $20.31
Nicole Frances Dubas Schaltenbrand · CFO and Treasurer
CFO and Treasurer
$10.0K boughtOpen-market trades
1 filing in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Nicole Frances Dubas Schaltenbrand | CFO and Treasurer | — | $10.0K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Nicole Frances Dubas Schaltenbrand CFO and Treasurer | Purchase | 496 | $20.16 | $10.0K | 3,095 |
GET /stocks/filings/vX/form-4?tickers=GLAD&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"GLAD"
],
"issuer_cik": "0001143513",
"owner_cik": "0001669323",
"accession_number": "0001669323-25-000003",
"form_type": "4",
"filing_date": "2025-11-21",
"period_of_report": "2025-11-20",
"issuer_name": "GLADSTONE CAPITAL CORP",
"issuer_trading_symbol": "GLAD",
"owner_name": "Schaltenbrand Nicole Frances Dubas",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "CFO and Treasurer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2025-11-20",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 496,
"transaction_price_per_share": 20.159,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 3095,
"transaction_value": 9998.864,
"direct_or_indirect": "D"
}
]
}
// trimmed to 1 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
How current is GLAD’s insider data?
These are GLAD Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track GLAD insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for GLAD every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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