SEC Form 4
US Global Investors Inc (GROW) insider trading
In the 12 months to Oct 26, 2026, 2 GROW insiders reported open-market purchases of $319.5K across 6 filings; no open-market sales were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $0
- 0 filings · 0 insiders
- Open-market purchases
- $319.5K
- 6 filings
Who traded GROW, and when
- Purchase
GROW daily close from Oct 27, 2025 to Oct 26, 2026, between $2.26 and $3.60, last $2.63. 0 sale and 6 purchase filings by 2 insiders, marked at their filing dates. Derek Steven Pilecki, Other → 10% owner: bought $159.8K across 3 filings, first filed Jun 2, 2026, last Oct 22, 2026. Gator Capital Management, LLC, 10% owner: bought $159.8K across 3 filings, first filed Jun 2, 2026, last Oct 22, 2026.
Largest mark · tap a row for others
Derek Steven Pilecki · Other
Filing 1 of 2 within a week · $152,347 total
Purchase $98,313
38,293 shares at $2.57 avg
Filed Jun 2, 2026 · traded May 1
Close on filing date $2.59
Derek Steven Pilecki · Other → 10% owner
Other → 10% owner
$159.8K boughtGator Capital Management, LLC · 10% owner
10% owner
$159.8K boughtOpen-market trades
6 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Derek Steven Pilecki | Other → 10% owner | — | $159.8K | 3 | — | |
| Gator Capital Management, LLC | 10% owner | — | $159.8K | 3 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Derek Steven Pilecki 10% owner | Purchase | 2,886 | $2.57 | $7.4K | 1,124,479 | |
traded | Gator Capital Management, LLC 10% owner | Purchase | 2,886 | $2.57 | $7.4K | 1,124,479 | |
traded | Gator Capital Management, LLC 10% owner | Purchase | 20,826 | $2.59 | $54.0K | 1,121,593 | |
traded | Derek Steven Pilecki Other | Purchase | 20,826 | $2.59 | $54.0K | 1,121,593 | |
traded | Derek Steven Pilecki Other | Purchase | 38,293 | $2.57 | $98.3K | 1,100,767 | |
traded | Gator Capital Management, LLC 10% owner | Purchase | 38,293 | $2.57 | $98.3K | 1,100,767 |
GET /stocks/filings/vX/form-4?tickers=GROW&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"GROW"
],
"issuer_cik": "0000754811",
"owner_cik": "0001570284",
"accession_number": "0001062993-26-005480",
"form_type": "4",
"filing_date": "2026-10-22",
"period_of_report": "2026-10-20",
"issuer_name": "U S GLOBAL INVESTORS INC",
"issuer_trading_symbol": "GROW",
"owner_name": "Gator Capital Management, LLC",
"is_director": false,
"is_officer": false,
"is_ten_percent_owner": true,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A Common Stock (Non-Voting)",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-10-20",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 2886,
"transaction_price_per_share": 2.57,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 1124479,
"transaction_value": 7417.0199999999995,
"direct_or_indirect": "I",
"nature_of_ownership": "Investment adviser with discretion over multiple client accounts (See Footnotes)",
"footnotes": [
{
"id": "F1",
"description": "Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion."
},
{
"id": "F2",
"description": "As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,124,479 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (104,886 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein."
},
{
"id": "F3",
"description": "The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer."
}
]
},
{
"tickers": [
"GROW"
],
"issuer_cik": "0000754811",
"owner_cik": "0002137707",
"accession_number": "0001062993-26-005478",
"form_type": "4",
"filing_date": "2026-10-22",
"period_of_report": "2026-10-20",
"issuer_name": "U S GLOBAL INVESTORS INC",
"issuer_trading_symbol": "GROW",
"owner_name": "Pilecki Derek Steven",
"is_director": false,
"is_officer": false,
"is_ten_percent_owner": true,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A Common Stock (Non-Voting)",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-10-20",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 2886,
"transaction_price_per_share": 2.57,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 1124479,
"transaction_value": 7417.0199999999995,
"direct_or_indirect": "I",
"nature_of_ownership": "Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, and 3)",
"footnotes": [
{
"id": "F1",
"description": "Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion."
},
{
"id": "F2",
"description": "As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,124,479 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (104,886 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein."
},
{
"id": "F3",
"description": "The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 24 records
- Other24 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Role
- The title on each filing. Someone whose title changed shows more than one.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has US Global Investors Inc's CEO sold stock?
No. Frank E. Holmes (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is GROW’s insider data?
These are GROW Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track GROW insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for GROW every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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