SEC Form 4
HERITAGE GLOBAL INC (HGBL) insider trading
In the 12 months to Oct 26, 2026, 2 HGBL insiders reported open-market sales of $440.2K across 10 filings; 4 insiders bought $529.9K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $440.2K
- 10 filings · 2 insiders
- Open-market purchases
- $529.9K
- 5 filings
- Pre-arranged sales (10b5-1)
- 9 of 10
- $41.2K of $440.2K sold (9%)
Who traded HGBL, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
HGBL daily close from Oct 27, 2025 to Oct 26, 2026, between $1.02 and $1.48, last $1.28. 10 sale and 5 purchase filings by 6 insiders, marked at their filing dates. Ross Dove, CEO: sold $399.0K across 1 filing, first filed Sep 29, 2026, last Sep 29, 2026. William L. Burnham, Director: bought $399.0K across 1 filing, first filed Sep 29, 2026, last Sep 29, 2026. Nicholas Kirk Dove, President, Industrial Assets: bought $97.5K across 2 filings, first filed May 27, 2026, last Aug 17, 2026. James Edward Sklar, EVP, Gen Counsel & Secretary: sold $41.2K across 9 filings, first filed Nov 4, 2025, last Oct 2, 2026. Brian J. Cobb, CFO: bought $22.0K across 1 filing, first filed Aug 20, 2026, last Aug 20, 2026. Bruce Kenneth Hounsell, President, Heritage DebtX LLC: bought $11.4K across 1 filing, first filed Aug 17, 2026, last Aug 17, 2026.
Largest mark · tap a row for others
Ross Dove · CEO
Sale $399,000
300,000 shares at $1.33 avg
Filed Sep 29, 2026 · traded Sep 25
Close on filing date $1.30
Ross Dove · CEO
CEO
$399.0K soldWilliam L. Burnham · Director
Director
$399.0K boughtNicholas Kirk Dove · President, Industrial Assets
President, Industrial Assets
$97.5K boughtJames Edward Sklar · EVP, Gen Counsel & Secretary
EVP, Gen Counsel & Secretary
$41.2K soldBrian J. Cobb · CFO
CFO
$22.0K boughtBruce Kenneth Hounsell · President, Heritage DebtX LLC
President, Heritage DebtX LLC
$11.4K boughtOpen-market trades
15 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Ross Dove | CEO | $399.0K | — | 1 | — | |
| William L. Burnham | Director | — | $399.0K | 1 | — | |
| Nicholas Kirk Dove | President, Industrial Assets | — | $97.5K | 2 | — | |
| James Edward Sklar | EVP, Gen Counsel & Secretary | $41.2K | — | 9 | 100% of sales | |
| Brian J. Cobb | CFO | — | $22.0K | 1 | — | |
| Bruce Kenneth Hounsell | President, Heritage DebtX LLC | — | $11.4K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 2,500 | $1.27 | $3.2K | 252,391 | |
traded | William L. Burnham Director | Purchase | 300,000 | $1.33 | $399.0K | 300,000 | |
traded | Ross Dove CEO | Sale | 300,000 | $1.33 | $399.0K | 2,021,917 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 2,500 | $1.27 | $3.2K | 254,891 | |
traded | Brian J. Cobb CFO | Purchase | 20,000 | $1.10 | $22.0K | 245,353 | |
traded | Nicholas Kirk Dove President, Industrial Assets | Purchase | 60,000 | $1.10 | $65.9K | 186,000 | |
traded | Bruce Kenneth Hounsell President, Heritage DebtX LLC | Purchase | 10,000 | $1.14 | $11.4K | 10,000 | |
traded | Nicholas Kirk Dove President, Industrial Assets | Purchase | 26,000 | $1.22 | $31.6K | 126,000 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 3,734 | $1.33 | $5.0K | 257,391 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 3,734 | $1.35 | $5.0K | 261,125 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 3,734 | $1.30 | $4.9K | 264,859 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 3,734 | $1.37 | $5.1K | 268,593 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 3,734 | $1.23 | $4.6K | 272,327 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 3,734 | $1.31 | $4.9K | 276,061 | |
traded | James Edward Sklar EVP, Gen Counsel & Secretary | SalePre-arranged (10b5-1) | 3,734 | $1.43 | $5.3K | 279,795 |
GET /stocks/filings/vX/form-4?tickers=HGBL&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"HGBL"
],
"issuer_cik": "0000849145",
"owner_cik": "0001641547",
"accession_number": "0001193125-26-412204",
"form_type": "4",
"filing_date": "2026-10-02",
"period_of_report": "2026-10-01",
"issuer_name": "Heritage Global Inc.",
"issuer_trading_symbol": "HGBL",
"owner_name": "Sklar James Edward",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "EVP, Gen Counsel & Secretary",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2500,
"transaction_price_per_share": 1.27,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 252391,
"transaction_value": 3175,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan."
},
{
"id": "F2",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4."
}
]
},
{
"tickers": [
"HGBL"
],
"issuer_cik": "0000849145",
"owner_cik": "0001248150",
"accession_number": "0001193125-26-407271",
"form_type": "4",
"filing_date": "2026-09-29",
"period_of_report": "2026-09-25",
"issuer_name": "Heritage Global Inc.",
"issuer_trading_symbol": "HGBL",
"owner_name": "Burnham William L",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-25",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 300000,
"transaction_price_per_share": 1.33,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 300000,
"transaction_value": 399000,
"direct_or_indirect": "I",
"nature_of_ownership": "By Inductive Capital LP",
"footnotes": [
{
"id": "F1",
"description": "The reported shares were purchased by Inductive Capital LP in a privately negotiated transaction from Ross Dove, Chief Executive Officer and a director of the Issuer, at a price of $1.33 per share, pursuant to a Common Stock Purchase Agreement dated 9-25-26. The transaction was not effected on a securities exchange or through a broker. Transfer of the shares into the name of Inductive Capital LP is expected to be completed following the transaction date through the Issuer's transfer agent."
},
{
"id": "F2",
"description": "The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026."
},
{
"id": "F3",
"description": "The shares are held directly by Inductive Capital LP. Inductive Holdings, LLC is the general partner of Inductive Capital LP, and the reporting person is the managing member of Inductive Holdings, LLC. The reporting person may therefore be deemed to beneficially own the shares held by Inductive Capital LP. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 7 records
- Option exercises1 record
- Tax withholding1 record
- Grants and awards5 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has HERITAGE GLOBAL INC's CEO sold stock?
Yes. Ross Dove (CEO) sold 300,000 shares ($399.0K) in Sep 2026.
How current is HGBL’s insider data?
These are HGBL Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for HGBL every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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