SEC Form 4
Houlihan Lokey, Inc. (HLI) insider trading
In the 12 months to Oct 23, 2026, 3 HLI insiders reported open-market sales of $2.1M across 5 filings; one chief financial officer bought $500.6K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $2.1M
- 5 filings · 3 insiders
- Open-market purchases
- $500.6K
- 1 filing · J. Lindsey Alley, Chief Financial Officer
- Pre-arranged sales (10b5-1)
- 2 of 5
- $158.8K of $2.1M sold (8%)
Who traded HLI, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
HLI daily close from Oct 23, 2025 to Oct 22, 2026, between $123.39 and $202.25, last $133.24. 5 sale and 1 purchase filings by 4 insiders, marked at their filing dates. Scott L. Beiser, CO-CHAIRMAN: sold $941.4K across 1 filing, first filed May 21, 2026, last May 21, 2026. Robert A. Schriesheim, Director: sold $854.3K across 1 filing, first filed Feb 10, 2026, last Feb 10, 2026. J. Lindsey Alley, Chief Financial Officer: bought $500.6K across 1 filing, first filed Aug 5, 2026, last Aug 5, 2026. Christopher M. Crain, GENERAL COUNSEL: sold $298.9K across 3 filings, first filed Jan 5, 2026, last Sep 10, 2026.
Largest mark · tap a row for others
Scott L. Beiser · CO-CHAIRMAN
Sale $941,379
6,265 shares at $150.26 avg
Filed May 21, 2026
Close on filing date $151.55
Scott L. Beiser · CO-CHAIRMAN
CO-CHAIRMAN
$941.4K soldRobert A. Schriesheim · Director
Director
$854.3K soldJ. Lindsey Alley · Chief Financial Officer
Chief Financial Officer
$500.6K boughtChristopher M. Crain · GENERAL COUNSEL
GENERAL COUNSEL
$298.9K soldHas Houlihan Lokey, Inc.'s CEO sold stock?
No. Scott Joseph Adelson (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
6 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Scott L. Beiser | CO-CHAIRMAN | $941.4K | — | 1 | — | |
| Robert A. Schriesheim | Director | $854.3K | — | 1 | — | |
| J. Lindsey Alley | Chief Financial Officer | — | $500.6K | 1 | — | |
| Christopher M. Crain | GENERAL COUNSEL | $298.9K | — | 3 | 53% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Christopher M. Crain GENERAL COUNSEL | Sale | 1,000 | $140.15 | $140.2K | 0 | |
traded | J. Lindsey Alley Chief Financial Officer | Purchase | 4,020 | $124.52 | $500.6K | 4,020 | |
traded | Scott L. Beiser CO-CHAIRMAN | Sale | 6,265 | $150.26 | $941.4K | 0 | |
traded | Christopher M. Crain GENERAL COUNSEL | SalePre-arranged (10b5-1) | 500 | $143.40 | $71.7K | 0 | |
traded | Robert A. Schriesheim Director | Sale | 5,000 | $170.86 | $854.3K | 27,982 | |
traded | Christopher M. Crain GENERAL COUNSEL | SalePre-arranged (10b5-1) | 500 | $174.17 | $87.1K | 0 |
GET /stocks/filings/vX/form-4?tickers=HLI&filing_date.gte=2025-10-23&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"HLI"
],
"issuer_cik": "0001302215",
"owner_cik": "0001649160",
"accession_number": "0001649160-26-000004",
"form_type": "4",
"filing_date": "2026-09-10",
"period_of_report": "2026-09-10",
"issuer_name": "HOULIHAN LOKEY, INC.",
"issuer_trading_symbol": "HLI",
"owner_name": "CRAIN CHRISTOPHER M",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "GENERAL COUNSEL",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "CLASS A COMMON STOCK",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-10",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1000,
"transaction_price_per_share": 140.15,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 0,
"transaction_value": 140150,
"not_subject_to_section_16": false,
"direct_or_indirect": "D"
},
{
"tickers": [
"HLI"
],
"issuer_cik": "0001302215",
"owner_cik": "0001649209",
"accession_number": "0001302215-26-000069",
"form_type": "4",
"filing_date": "2026-08-05",
"period_of_report": "2026-08-03",
"issuer_name": "HOULIHAN LOKEY, INC.",
"issuer_trading_symbol": "HLI",
"owner_name": "ALLEY J LINDSEY",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Chief Financial Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "CLASS A COMMON STOCK",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-03",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 4020,
"transaction_price_per_share": 124.52,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 4020,
"transaction_value": 500570.39999999997,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Per share price reflects the weighted average price in a series of open market purchases on August 3, 2026 at prices ranging from $122.96 per share to $126.07 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range identified in this footnote."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 17 records
- Grants and awards7 records
- Gifts3 records
- Other7 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for HLI every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.