SEC Form 4
Hennessy Advisors, Inc. (HNNA) insider trading
In the 12 months to Oct 26, 2026, 4 HNNA insiders reported open-market sales of $188.9K across 6 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $188.9K
- 6 filings · 4 insiders
- Open-market purchases
- $0
- 0 filings
Who traded HNNA, and when
- Sale
HNNA daily close from Oct 27, 2025 to Oct 26, 2026, between $9.20 and $10.75, last $10.23. 6 sale and 0 purchase filings by 4 insiders, marked at their filing dates. Kathryn Fahy, SVP and CFO: sold $100.0K across 1 filing, first filed May 12, 2026, last May 12, 2026. Daniel B. Steadman, Executive VP: sold $51.3K across 1 filing, first filed Sep 25, 2026, last Sep 25, 2026. Thomas L. Seavey, Director: sold $19.0K across 1 filing, first filed Sep 28, 2026, last Sep 28, 2026. Kiera Newton, Director: sold $18.6K across 3 filings, first filed Dec 31, 2025, last Sep 30, 2026.
Largest mark · tap a row for others
Kathryn Fahy · SVP and CFO
Sale $100,000
10,000 shares at $10.00 avg
Filed May 12, 2026 · traded May 11
Close on filing date $10.19
Kathryn Fahy · SVP and CFO
SVP and CFO
$100.0K soldDaniel B. Steadman · Executive VP
Executive VP
$51.3K soldThomas L. Seavey · Director
Director
$19.0K soldKiera Newton · Director
Director
$18.6K soldOpen-market trades
6 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Kathryn Fahy | SVP and CFO | $100.0K | — | 1 | — | |
| Daniel B. Steadman | Executive VP | $51.3K | — | 1 | — | |
| Thomas L. Seavey | Director | $19.0K | — | 1 | — | |
| Kiera Newton | Director | $18.6K | — | 3 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Kiera Newton Director | Sale | 504 | $10.02 | $5.1K | 20,598 | |
traded | Thomas L. Seavey Director | Sale | 1,875 | $10.15 | $19.0K | 59,754 | |
traded | Daniel B. Steadman Executive VP | Sale | 5,000 | $10.26 | $51.3K | 37,768 | |
traded | Kiera Newton Director | Sale | 792 | $10.34 | $8.2K | 15,502 | |
traded | Kathryn Fahy SVP and CFO | Sale | 10,000 | $10.00 | $100.0K | 60,689 | |
traded | Kiera Newton Director | Sale | 571 | $9.35 | $5.3K | 16,294 |
GET /stocks/filings/vX/form-4?tickers=HNNA&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"HNNA"
],
"issuer_cik": "0001145255",
"owner_cik": "0001922256",
"accession_number": "0001437749-26-031596",
"form_type": "4",
"filing_date": "2026-09-30",
"period_of_report": "2026-09-29",
"issuer_name": "HENNESSY ADVISORS INC",
"issuer_trading_symbol": "HNNA",
"owner_name": "Newton Kiera",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-29",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 504,
"transaction_price_per_share": 10.02,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 20598,
"transaction_value": 5050.08,
"direct_or_indirect": "D"
},
{
"tickers": [
"HNNA"
],
"issuer_cik": "0001145255",
"owner_cik": "0001165097",
"accession_number": "0001437749-26-031398",
"form_type": "4",
"filing_date": "2026-09-28",
"period_of_report": "2026-09-24",
"issuer_name": "HENNESSY ADVISORS INC",
"issuer_trading_symbol": "HNNA",
"owner_name": "SEAVEY THOMAS L",
"is_director": true,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-24",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1875,
"transaction_price_per_share": 10.1501,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 59754,
"transaction_value": 19031.4375,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 21 records
- Tax withholding4 records
- Grants and awards11 records
- Gifts6 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Hennessy Advisors, Inc.'s CEO sold stock?
No. Neil J. Hennessy (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is HNNA’s insider data?
These are HNNA Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track HNNA insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for HNNA every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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