SEC Form 4
Hope Bancorp, Inc. (HOPE) insider trading
In the 12 months to Oct 24, 2026, 4 HOPE insiders reported open-market sales of $1.6M across 9 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $1.6M
- 9 filings · 4 insiders
- Open-market purchases
- $0
- 0 filings
Who traded HOPE, and when
- Sale
HOPE daily close from Oct 24, 2025 to Oct 23, 2026, between $9.84 and $14.50, last $14.07. 9 sale and 0 purchase filings by 4 insiders, marked at their filing dates. Daisy Y. Ha, Director: sold $1.2M across 3 filings, first filed Feb 6, 2026, last Aug 4, 2026. David P. Malone, Director: sold $239.4K across 1 filing, first filed Dec 12, 2025, last Dec 12, 2025. Thomas Stenger, SEVP, Chief Risk Officer: sold $83.3K across 4 filings, first filed Nov 19, 2025, last Sep 9, 2026. Jason K. Kim, SEVP, Chief Bus. Bnking Ofcr: sold $34.6K across 1 filing, first filed Dec 12, 2025, last Dec 12, 2025.
Largest mark · tap a row for others
Daisy Y. Ha · Director
Sale $708,084
56,553 shares at $12.52 avg
Filed Feb 6, 2026 · traded Feb 5
Close on filing date $12.51
Daisy Y. Ha · Director
Director
$1.2M soldDavid P. Malone · Director
Director
$239.4K soldThomas Stenger · SEVP, Chief Risk Officer
SEVP, Chief Risk Officer
$83.3K soldJason K. Kim · SEVP, Chief Bus. Bnking Ofcr
SEVP, Chief Bus. Bnking Ofcr
$34.6K soldHas Hope Bancorp, Inc.'s CEO sold stock?
No. Kevin Sung Kim (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
9 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Daisy Y. Ha | Director | $1.2M | — | 3 | — | |
| David P. Malone | Director | $239.4K | — | 1 | — | |
| Thomas Stenger | SEVP, Chief Risk Officer | $83.3K | — | 4 | — | |
| Jason K. Kim | SEVP, Chief Bus. Bnking Ofcr | $34.6K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Thomas Stenger SEVP, Chief Risk Officer | Sale | 1,650 | $13.80 | $22.8K | 24,478 | |
traded | Daisy Y. Ha Director | Sale | 26,995 | $14.25 | $384.5K | 346,120 | |
traded | Thomas Stenger SEVP, Chief Risk Officer | Sale | 1,500 | $12.68 | $19.0K | 26,128 | |
traded | Daisy Y. Ha Director | Sale | 12,000 | $12.53 | $150.4K | 373,115 | |
traded | Daisy Y. Ha Director | Sale | 56,553 | $12.52 | $708.1K | 0 | |
traded | David P. Malone Director | Sale | 20,820 | $11.50 | $239.4K | 66,658 | |
traded | Jason K. Kim SEVP, Chief Bus. Bnking Ofcr | Sale | 3,000 | $11.52 | $34.6K | 79,666 | |
traded | Thomas Stenger SEVP, Chief Risk Officer | Sale | 1,867 | $11.00 | $20.5K | 20,322 | |
traded | Thomas Stenger SEVP, Chief Risk Officer | Sale | 2,100 | $10.00 | $21.0K | 22,189 |
GET /stocks/filings/vX/form-4?tickers=HOPE&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"HOPE"
],
"issuer_cik": "0001128361",
"owner_cik": "0001777703",
"accession_number": "0001193125-26-386807",
"form_type": "4",
"filing_date": "2026-09-09",
"period_of_report": "2026-09-01",
"issuer_name": "HOPE BANCORP INC",
"issuer_trading_symbol": "HOPE",
"owner_name": "Stenger Thomas",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SEVP, Chief Risk Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1650,
"transaction_price_per_share": 13.8,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 24478,
"transaction_value": 22770,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.80 to $13.81, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4."
}
]
},
{
"tickers": [
"HOPE"
],
"issuer_cik": "0001128361",
"owner_cik": "0001595570",
"accession_number": "0001193125-26-333368",
"form_type": "4",
"filing_date": "2026-08-04",
"period_of_report": "2026-08-03",
"issuer_name": "HOPE BANCORP INC",
"issuer_trading_symbol": "HOPE",
"owner_name": "HA DAISY Y",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-03",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 26995,
"transaction_price_per_share": 14.245,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 346120,
"transaction_value": 384543.77499999997,
"direct_or_indirect": "I",
"nature_of_ownership": "By self and spouse as Trustees of Kim Ha Living Trust"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 32 records
- Tax withholding17 records
- Grants and awards15 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for HOPE every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.