SEC Form 4
HERITAGE INSURANCE HOLDINGS INC (HRTG) insider trading
In the 12 months to Oct 26, 2026, 6 HRTG insiders reported open-market sales of $10.7M across 32 filings; one director bought $377.0K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $10.7M
- 32 filings · 6 insiders
- Open-market purchases
- $377.0K
- 1 filing · Paul L. Whiting, Director
- Pre-arranged sales (10b5-1)
- 20 of 32
- $7.5M of $10.7M sold (70%)
Who traded HRTG, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
HRTG daily close from Oct 27, 2025 to Oct 26, 2026, between $20.88 and $37.70, last $37.07. 32 sale and 1 purchase filings by 7 insiders, marked at their filing dates. Ernie J. Garateix, Chief Executive Officer: sold $3.2M across 14 filings, first filed Nov 13, 2025, last Sep 16, 2026. Timothy Moura, Officer (see filing): sold $2.6M across 3 filings, first filed Mar 23, 2026, last Aug 12, 2026. Sharon Binnun, Chief Accounting Officer: sold $2.0M across 8 filings, first filed Mar 19, 2026, last Sep 11, 2026. Richard A. Widdicombe, Director: sold $1.5M across 1 filing, first filed Nov 20, 2025, last Nov 20, 2025. Kirk Lusk, Chief Financial Officer: sold $1.1M across 3 filings, first filed Nov 6, 2025, last Aug 19, 2026. Paul L. Whiting, Director: bought $377.0K across 1 filing, first filed May 20, 2026, last May 20, 2026. Timothy E. Johns, Officer (see filing): sold $365.1K across 3 filings, first filed Aug 21, 2026, last Oct 21, 2026.
Largest mark · tap a row for others
Richard A. Widdicombe · Director
Sale $1,470,085
50,000 shares at $29.40 avg
Filed Nov 20, 2025 · traded Nov 18
Pre-arranged (10b5-1) · close on filing date $26.23
Ernie J. Garateix · Chief Executive Officer
Chief Executive Officer
$3.2M soldTimothy Moura · Officer (see filing)
Officer (see filing)
$2.6M soldSharon Binnun · Chief Accounting Officer
Chief Accounting Officer
$2.0M soldRichard A. Widdicombe · Director
Director
$1.5M soldKirk Lusk · Chief Financial Officer
Chief Financial Officer
$1.1M soldPaul L. Whiting · Director
Director
$377.0K boughtTimothy E. Johns · Officer (see filing)
Officer (see filing)
$365.1K soldOpen-market trades
33 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Ernie J. Garateix | Chief Executive Officer | $3.2M | — | 14 | 41% of sales | |
| Timothy Moura | Officer (see filing) | $2.6M | — | 3 | 81% of sales | |
| Sharon Binnun | Chief Accounting Officer | $2.0M | — | 8 | 89% of sales | |
| Richard A. Widdicombe | Director | $1.5M | — | 1 | 100% of sales | |
| Kirk Lusk | Chief Financial Officer | $1.1M | — | 3 | 46% of sales | |
| Paul L. Whiting | Director | — | $377.0K | 1 | — | |
| Timothy E. Johns | Officer (see filing) | $365.1K | — | 3 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Timothy E. Johns Officer (see filing) | SalePre-arranged (10b5-1) | 3,500 | $35.91 | $125.7K | 18,438 | |
traded | Timothy E. Johns Officer (see filing) | SalePre-arranged (10b5-1) | 3,500 | $34.74 | $121.6K | 21,938 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 2,500 | $35.25 | $88.1K | 1,035,955 | |
traded | Sharon Binnun Chief Accounting Officer | Sale | 6,565 | $33.82 | $222.0K | 80,623 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 2,500 | $35.10 | $87.8K | 1,038,455 | |
traded | Sharon Binnun Chief Accounting Officer | SalePre-arranged (10b5-1) | 9,200 | $33.91 | $312.0K | 87,188 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 10,000 | $34.88 | $348.8K | 1,040,955 | |
traded | Timothy E. Johns Officer (see filing) | SalePre-arranged (10b5-1) | 3,500 | $33.68 | $117.9K | 25,438 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 10,000 | $34.43 | $344.3K | 1,050,955 | |
traded | Kirk Lusk Chief Financial Officer | Sale | 10,000 | $34.16 | $341.6K | 492,522 | |
traded | Timothy Moura Officer (see filing) | Sale | 15,104 | $32.49 | $490.7K | 144,941 | |
traded | Sharon Binnun Chief Accounting Officer | SalePre-arranged (10b5-1) | 9,200 | $30.03 | $276.3K | 96,388 | |
traded | Sharon Binnun Chief Accounting Officer | SalePre-arranged (10b5-1) | 9,200 | $26.58 | $244.5K | 105,588 | |
traded | Sharon Binnun Chief Accounting Officer | SalePre-arranged (10b5-1) | 9,200 | $24.36 | $224.1K | 114,788 | |
traded | Paul L. Whiting Director | Purchase | 16,000 | $23.56 | $377.0K | 103,126 | |
traded | Sharon Binnun Chief Accounting Officer | SalePre-arranged (10b5-1) | 9,200 | $28.99 | $266.8K | 123,988 | |
traded | Ernie J. Garateix Chief Executive Officer | SalePre-arranged (10b5-1) | 8,334 | $27.56 | $229.7K | 1,060,955 | |
traded | Sharon Binnun Chief Accounting Officer | SalePre-arranged (10b5-1) | 9,200 | $25.72 | $236.6K | 133,188 | |
traded | Timothy Moura Officer (see filing) | SalePre-arranged (10b5-1) | 50,490 | $25.78 | $1.3M | 160,045 | |
traded | Ernie J. Garateix Chief Executive Officer | SalePre-arranged (10b5-1) | 8,334 | $25.39 | $211.6K | 1,069,289 | |
traded | Timothy Moura Officer (see filing) | SalePre-arranged (10b5-1) | 29,133 | $26.63 | $775.8K | 211,445 | |
traded | Sharon Binnun Chief Accounting Officer | SalePre-arranged (10b5-1) | 7,893 | $28.35 | $223.8K | 142,388 | |
traded | Ernie J. Garateix Chief Executive Officer | SalePre-arranged (10b5-1) | 8,334 | $24.12 | $201.0K | 1,120,170 | |
traded | Ernie J. Garateix Chief Executive Officer | SalePre-arranged (10b5-1) | 8,334 | $26.03 | $216.9K | 1,128,604 | |
traded | Ernie J. Garateix Chief Executive Officer | SalePre-arranged (10b5-1) | 8,334 | $29.48 | $245.7K | 1,136,838 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 8,000 | $28.51 | $228.1K | 1,185,806 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 7,000 | $28.36 | $198.5K | 1,193,806 | |
traded | Kirk Lusk Chief Financial Officer | Sale | 8,331 | $28.21 | $235.0K | 550,425 | |
traded | Ernie J. Garateix Chief Executive Officer | SalePre-arranged (10b5-1) | 8,334 | $26.94 | $224.5K | 1,201,965 | |
traded | Richard A. Widdicombe Director | SalePre-arranged (10b5-1) | 50,000 | $29.40 | $1.5M | 449,047 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 5,000 | $30.77 | $153.8K | 1,209,140 | |
traded | Ernie J. Garateix Chief Executive Officer | Sale | 15,000 | $29.53 | $442.9K | 1,214,140 | |
traded | Kirk Lusk Chief Financial Officer | SalePre-arranged (10b5-1) | 20,000 | $24.18 | $483.5K | 558,756 |
GET /stocks/filings/vX/form-4?tickers=HRTG&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"HRTG"
],
"issuer_cik": "0001598665",
"owner_cik": "0001469998",
"accession_number": "0001469998-26-000014",
"form_type": "4",
"filing_date": "2026-10-21",
"period_of_report": "2026-10-19",
"issuer_name": "Heritage Insurance Holdings, Inc.",
"issuer_trading_symbol": "HRTG",
"owner_name": "JOHNS TIMOTHY E",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "See Remarks",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-19",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3500,
"transaction_price_per_share": 35.9102,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 18438,
"transaction_value": 125685.70000000001,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on May 20, 2026."
},
{
"id": "F2",
"description": "Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transaction range from $35.67 to $36.19 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price."
}
],
"remarks": "President, Zephyr Insurance Company"
},
{
"tickers": [
"HRTG"
],
"issuer_cik": "0001598665",
"owner_cik": "0001469998",
"accession_number": "0001469998-26-000012",
"form_type": "4",
"filing_date": "2026-09-22",
"period_of_report": "2026-09-18",
"issuer_name": "Heritage Insurance Holdings, Inc.",
"issuer_trading_symbol": "HRTG",
"owner_name": "JOHNS TIMOTHY E",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "See Remarks",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-18",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3500,
"transaction_price_per_share": 34.7369,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 21938,
"transaction_value": 121579.15,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on May 20, 2026."
},
{
"id": "F2",
"description": "Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $34.42 to $35.03 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price."
}
],
"remarks": "President, Zephyr Insurance Company"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 26 records
- Tax withholding10 records
- Grants and awards15 records
- Gifts1 record
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has HERITAGE INSURANCE HOLDINGS INC's CEO sold stock?
Yes. Ernie J. Garateix (CEO) sold 110,004 shares ($3.2M) between Nov 2025 and Sep 2026, $1.3M of it under a pre-arranged 10b5-1 plan.
How current is HRTG’s insider data?
These are HRTG Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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