Hercules Capital, Inc. (HTGC) insider trading

{
  "status": "OK",
  "results": [
    {
      "tickers": [
        "HCXY",
        "HTGC"
      ],
      "issuer_cik": "0001280784",
      "owner_cik": "0001605860",
      "accession_number": "0001605860-26-000003",
      "form_type": "4",
      "filing_date": "2026-03-30",
      "period_of_report": "2026-03-26",
      "issuer_name": "Hercules Capital, Inc.",
      "issuer_trading_symbol": "HTGC",
      "owner_name": "Theodosopoulos Nikos",
      "is_director": true,
      "is_officer": false,
      "is_ten_percent_owner": false,
      "is_other": false,
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock",
      "transaction_timeliness": "O",
      "aff_10b5_one": false,
      "transaction_date": "2026-03-26",
      "transaction_code": "P",
      "equity_swap_involved": false,
      "transaction_shares": 7317,
      "transaction_price_per_share": 14.35,
      "transaction_acquired_disposed": "A",
      "shares_owned_following_transaction": 29362,
      "transaction_value": 104998.95,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F1",
          "description": "Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer."
        },
        {
          "id": "F2",
          "description": "Average purchase price. Shares purchased at prices between $14.31 and $14.39."
        },
        {
          "id": "F3",
          "description": "The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11."
        }
      ]
    },
    {
      "tickers": [
        "HCXY",
        "HTGC"
      ],
      "issuer_cik": "0001280784",
      "owner_cik": "0001335754",
      "accession_number": "0001335754-26-000002",
      "form_type": "4",
      "filing_date": "2026-03-30",
      "period_of_report": "2026-03-26",
      "issuer_name": "Hercules Capital, Inc.",
      "issuer_trading_symbol": "HTGC",
      "owner_name": "Randhawa Paramjeet K",
      "is_director": true,
      "is_officer": false,
      "is_ten_percent_owner": false,
      "is_other": false,
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock",
      "transaction_timeliness": "O",
      "aff_10b5_one": false,
      "transaction_date": "2026-03-26",
      "transaction_code": "P",
      "equity_swap_involved": false,
      "transaction_shares": 2926,
      "transaction_price_per_share": 14.35,
      "transaction_acquired_disposed": "A",
      "shares_owned_following_transaction": 22486,
      "transaction_value": 41988.1,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F1",
          "description": "Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer."
        },
        {
          "id": "F2",
          "description": "Average purchase price. Shares purchased at prices between $14.31 and $14.39."
        }
      ]
    }
  ]
}

// trimmed to 2 results

The response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.