SEC Form 4
Invesco LTD (IVZ) insider trading
In the 12 months to Oct 24, 2026, 5 IVZ insiders reported open-market sales of $11.0M across 5 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $11.0M
- 5 filings · 5 insiders
- Open-market purchases
- $0
- 0 filings
Who traded IVZ, and when
- Sale
IVZ daily close from Oct 24, 2025 to Oct 23, 2026, between $22.44 and $33.31, last $28.06. 5 sale and 0 purchase filings by 5 insiders, marked at their filing dates. Andrew Tak Shing Lo, Senior Managing Director: sold $4.6M across 1 filing, first filed Sep 10, 2026, last Sep 10, 2026. Douglas J. Sharp, Senior Managing Director: sold $3.8M across 1 filing, first filed Nov 3, 2025, last Nov 3, 2025. Stephanie Butcher, Senior Managing Director: sold $1.5M across 1 filing, first filed Sep 10, 2026, last Sep 10, 2026. Laura Allison Dukes, Chief Financial Officer: sold $1.0M across 1 filing, first filed Sep 9, 2026, last Sep 9, 2026. Phoebe A. Wood, Director: sold $97.3K across 1 filing, first filed Sep 14, 2026, last Sep 14, 2026.
Largest mark · tap a row for others
Andrew Tak Shing Lo · Senior Managing Director
Sale $4,643,946
143,370 shares at $32.39 avg
Filed Sep 10, 2026 · traded Sep 8
Close on filing date $31.93
Andrew Tak Shing Lo · Senior Managing Director
Senior Managing Director
$4.6M soldDouglas J. Sharp · Senior Managing Director
Senior Managing Director
$3.8M soldStephanie Butcher · Senior Managing Director
Senior Managing Director
$1.5M soldLaura Allison Dukes · Chief Financial Officer
Chief Financial Officer
$1.0M soldPhoebe A. Wood · Director
Director
$97.3K soldHas Invesco LTD's CEO sold stock?
No. Andrew Schlossberg (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
5 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Andrew Tak Shing Lo | Senior Managing Director | $4.6M | — | 1 | — | |
| Douglas J. Sharp | Senior Managing Director | $3.8M | — | 1 | — | |
| Stephanie Butcher | Senior Managing Director | $1.5M | — | 1 | — | |
| Laura Allison Dukes | Chief Financial Officer | $1.0M | — | 1 | — | |
| Phoebe A. Wood | Director | $97.3K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Phoebe A. Wood Director | Sale | 3,000 | $32.44 | $97.3K | 107,111 | |
traded | Andrew Tak Shing Lo Senior Managing Director | Sale | 143,370 | $32.39 | $4.6M | 812,477 | |
traded | Stephanie Butcher Senior Managing Director | Sale | 45,095 | $32.28 | $1.5M | 10,205 | |
traded | Laura Allison Dukes Chief Financial Officer | Sale | 31,075 | $33.16 | $1.0M | 259,183 | |
traded | Douglas J. Sharp Senior Managing Director | Sale | 160,000 | $23.56 | $3.8M | 192 |
GET /stocks/filings/vX/form-4?tickers=IVZ&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"BKLN",
"CGW",
"CQQQ",
"CUT",
"DIVG",
"DWAS",
"EELV",
"EEMO",
"GRPZ",
"IBBQ",
"IDHQ",
"IDMO",
"IPKW",
"IVZ",
"KBWB",
"KBWD",
"KBWP",
"KLMT",
"PBD",
"PBTP",
"PBUS",
"PCEF",
"PCY",
"PGX",
"PIE",
"PIO",
"PIZ",
"PSCC",
"PSCD",
"PSCE",
"PSCF",
"PSCH",
"PSCI",
"PSCM",
"PSCT",
"PSCU",
"PVI",
"PWZ",
"PZT",
"QOWZ",
"QQMG",
"QQQJ",
"QQQM",
"QQQS",
"QVML",
"QVMM",
"QVMS",
"RDIV",
"RWJ",
"RWK",
"RWL",
"SATO",
"SOXQ",
"SPHB",
"SPHD",
"SPMO",
"TAN",
"VRP",
"XMLV",
"XSHD"
],
"issuer_cik": "0000914208",
"owner_cik": "0001197233",
"accession_number": "0001197233-26-000004",
"form_type": "4",
"filing_date": "2026-09-14",
"period_of_report": "2026-09-11",
"issuer_name": "Invesco Ltd.",
"issuer_trading_symbol": "IVZ",
"owner_name": "WOOD PHOEBE A",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Shares",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-11",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3000,
"transaction_price_per_share": 32.44,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 107111.157,
"transaction_value": 97320,
"not_subject_to_section_16": false,
"direct_or_indirect": "D"
},
{
"tickers": [
"BKLN",
"CGW",
"CQQQ",
"CUT",
"DIVG",
"DWAS",
"EELV",
"EEMO",
"GRPZ",
"IBBQ",
"IDHQ",
"IDMO",
"IPKW",
"IVZ",
"KBWB",
"KBWD",
"KBWP",
"KLMT",
"PBD",
"PBTP",
"PBUS",
"PCEF",
"PCY",
"PGX",
"PIE",
"PIO",
"PIZ",
"PSCC",
"PSCD",
"PSCE",
"PSCF",
"PSCH",
"PSCI",
"PSCM",
"PSCT",
"PSCU",
"PVI",
"PWZ",
"PZT",
"QOWZ",
"QQMG",
"QQQJ",
"QQQM",
"QQQS",
"QVML",
"QVMM",
"QVMS",
"RDIV",
"RWJ",
"RWK",
"RWL",
"SATO",
"SOXQ",
"SPHB",
"SPHD",
"SPMO",
"TAN",
"VRP",
"XMLV",
"XSHD"
],
"issuer_cik": "0000914208",
"owner_cik": "0001407922",
"accession_number": "0001407922-26-000007",
"form_type": "4",
"filing_date": "2026-09-10",
"period_of_report": "2026-09-08",
"issuer_name": "Invesco Ltd.",
"issuer_trading_symbol": "IVZ",
"owner_name": "Lo Andrew Tak Shing",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Senior Managing Director",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Shares",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-09",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 100840,
"transaction_price_per_share": 32.2,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 812477,
"transaction_value": 3247048.0000000005,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price."
},
{
"id": "F3",
"description": "Reflects the weighted average sale price. The range of prices for such transactions is $32.095 - $32.435."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 65 records
- Option exercises1 record
- Tax withholding22 records
- Grants and awards40 records
- Gifts2 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for IVZ every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.