SEC Form 4
Lumentum Holdings Inc. (LITE) insider trading
In the 12 months to Oct 24, 2026, 12 LITE insiders reported open-market sales of $175.8M across 45 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $175.8M
- 45 filings · 12 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 35 of 45
- $156.2M of $175.8M sold (89%)
Who traded LITE, and when
- Sale
- Sale, pre-arranged (10b5-1)
LITE daily close from Oct 24, 2025 to Oct 23, 2026, between $179.30 and $1,133.40, last $756.17. 45 sale and 0 purchase filings by 12 insiders, marked at their filing dates. Vincent Retort, Officer (see filing): sold $69.5M across 6 filings, first filed Feb 13, 2026, last Aug 27, 2026. Wajid Ali, EVP & CHIEF FINANCIAL OFFICER: sold $31.8M across 3 filings, first filed Mar 2, 2026, last Oct 2, 2026. Yuen Wupen, PRESIDENT, GLOBAL BUS. UNITS: sold $18.7M across 15 filings, first filed Nov 18, 2025, last Sep 30, 2026. Jae Kim, SVP, GENERAL COUNSEL: sold $16.6M across 6 filings, first filed Nov 18, 2025, last Aug 27, 2026. Brian Lillie, Director: sold $11.8M across 2 filings, first filed May 12, 2026, last May 12, 2026. Ian Small, Director: sold $7.5M across 2 filings, first filed May 12, 2026, last May 22, 2026. 6 others: sold $20.0M across 11 filings, first filed Nov 10, 2025, last Aug 27, 2026.
Largest mark · tap a row for others
Vincent Retort · Officer (see filing)
Sale $32,963,734
38,663 shares at $852.59 avg
Filed Aug 27, 2026 · traded Aug 25
Pre-arranged (10b5-1) · close on filing date $956.14
Vincent Retort · Officer (see filing)
Officer (see filing)
$69.5M soldWajid Ali · EVP & CHIEF FINANCIAL OFFICER
EVP & CHIEF FINANCIAL OFFICER
$31.8M soldYuen Wupen · PRESIDENT, GLOBAL BUS. UNITS
PRESIDENT, GLOBAL BUS. UNITS
$18.7M soldJae Kim · SVP, GENERAL COUNSEL
SVP, GENERAL COUNSEL
$16.6M soldBrian Lillie · Director
Director
$11.8M soldIan Small · Director
Director
$7.5M sold6 others
Combined, one mark per week
$20.0M soldHas Lumentum Holdings Inc.'s CEO sold stock?
Yes. Michael E. Hurlston (CEO) sold 548 shares ($525.3K) in Aug 2026.
Open-market trades
45 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Vincent Retort | Officer (see filing) | $69.5M | — | 6 | 100% of sales | |
| Wajid Ali | EVP & CHIEF FINANCIAL OFFICER | $31.8M | — | 3 | 100% of sales | |
| Yuen Wupen | PRESIDENT, GLOBAL BUS. UNITS | $18.7M | — | 15 | 100% of sales | |
| Jae Kim | SVP, GENERAL COUNSEL | $16.6M | — | 6 | 100% of sales | |
| Brian Lillie | Director | $11.8M | — | 2 | 100% of sales | |
| Ian Small | Director | $7.5M | — | 2 | — | |
| Isaac Hosojiro Harris | Director | $6.6M | — | 3 | 73% of sales | |
| Penny Herscher | Director | $5.0M | — | 2 | — | |
| Pamela Fletcher | Director | $4.1M | — | 3 | 74% of sales | |
| Julia Suzanne Johnson | Director | $2.7M | — | 1 | — | |
| Matthew Joseph Sepe | CHIEF ACCOUNTING OFFICER | $1.0M | — | 1 | — | |
| Michael E. Hurlston | President and CEO | $525.3K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Wajid Ali EVP & CHIEF FINANCIAL OFFICER | SalePre-arranged (10b5-1) | 24,542 | $1,048.50 | $25.7M | 75,074 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 807 | $947.17 | $764.4K | 108,320 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,000 | $928.41 | $928.4K | 109,127 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,500 | $947.13 | $1.4M | 110,127 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,500 | $903.43 | $1.4M | 111,627 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,500 | $882.69 | $1.3M | 113,127 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,500 | $945.32 | $1.4M | 114,627 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,500 | $864.83 | $1.3M | 116,127 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,500 | $912.33 | $1.4M | 117,627 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 500 | $958.66 | $479.3K | 119,127 | |
traded | Jae Kim SVP, GENERAL COUNSEL | SalePre-arranged (10b5-1) | 12,000 | $852.58 | $10.2M | 41,070 | |
traded | Michael E. Hurlston President and CEO | Sale | 548 | $958.66 | $525.3K | 186,951 | |
traded | Vincent Retort Officer (see filing) | SalePre-arranged (10b5-1) | 38,663 | $852.59 | $33.0M | 89,917 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,500 | $854.35 | $1.3M | 91,729 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 2,000 | $845.40 | $1.7M | 93,229 | |
traded | Jae Kim SVP, GENERAL COUNSEL | SalePre-arranged (10b5-1) | 1,904 | $827.82 | $1.6M | 42,096 | |
traded | Vincent Retort Officer (see filing) | SalePre-arranged (10b5-1) | 2,483 | $827.82 | $2.1M | 109,438 | |
traded | Jae Kim SVP, GENERAL COUNSEL | SalePre-arranged (10b5-1) | 1,366 | $909.43 | $1.2M | 45,973 | |
traded | Vincent Retort Officer (see filing) | SalePre-arranged (10b5-1) | 3,183 | $909.43 | $2.9M | 114,495 | |
traded | Isaac Hosojiro Harris Director | SalePre-arranged (10b5-1) | 1,416 | $1,000.08 | $1.4M | 6,984 | |
traded | Isaac Hosojiro Harris Director | SalePre-arranged (10b5-1) | 4,000 | $860.00 | $3.4M | 8,400 | |
traded | Ian Small Director | Sale | 4,954 | $868.07 | $4.3M | 21,008 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 3,210 | $953.95 | $3.1M | 81,488 | |
traded | Wajid Ali EVP & CHIEF FINANCIAL OFFICER | SalePre-arranged (10b5-1) | 2,487 | $953.95 | $2.4M | 60,951 | |
traded | Jae Kim SVP, GENERAL COUNSEL | SalePre-arranged (10b5-1) | 1,422 | $953.95 | $1.4M | 32,333 | |
traded | Vincent Retort Officer (see filing) | SalePre-arranged (10b5-1) | 3,183 | $953.95 | $3.0M | 89,563 | |
traded | Pamela Fletcher Director | SalePre-arranged (10b5-1) | 3,155 | $972.09 | $3.1M | 7,406 | |
traded | Jae Kim SVP, GENERAL COUNSEL | SalePre-arranged (10b5-1) | 1,933 | $950.99 | $1.8M | 35,114 | |
traded | Brian Lillie Director | SalePre-arranged (10b5-1) | 11,951 | $981.64 | $11.7M | 22,739 | |
traded | Brian Lillie Director | SalePre-arranged (10b5-1) | 49 | $1,004.34 | $49.2K | 13,910 | |
traded | Ian Small Director | Sale | 3,500 | $911.17 | $3.2M | 27,425 | |
traded | Wajid Ali EVP & CHIEF FINANCIAL OFFICER | SalePre-arranged (10b5-1) | 5,302 | $691.13 | $3.7M | 70,265 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 3,157 | $538.00 | $1.7M | 88,439 | |
traded | Vincent Retort Officer (see filing) | SalePre-arranged (10b5-1) | 3,441 | $545.78 | $1.9M | 96,734 | |
traded | Penny Herscher Director | Sale | 4,000 | $597.29 | $2.4M | 2,057 | |
traded | Vincent Retort Officer (see filing) | SalePre-arranged (10b5-1) | 45,026 | $591.32 | $26.6M | 142,633 | |
traded | Penny Herscher Director | Sale | 4,849 | $535.48 | $2.6M | 6,057 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 822 | $258.96 | $212.9K | 95,077 | |
traded | Pamela Fletcher Director | Sale | 3,421 | $273.53 | $935.8K | 10,561 | |
traded | Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | SalePre-arranged (10b5-1) | 1,642 | $240.07 | $394.2K | 95,899 | |
traded | Jae Kim SVP, GENERAL COUNSEL | SalePre-arranged (10b5-1) | 1,537 | $235.45 | $361.9K | 38,400 | |
traded | Pamela Fletcher Director | Sale | 579 | $250.00 | $144.8K | 9,889 | |
traded | Julia Suzanne Johnson Director | Sale | 10,000 | $270.39 | $2.7M | 12,037 | |
traded | Isaac Hosojiro Harris Director | Sale | 7,200 | $243.32 | $1.8M | 9,764 | |
traded | Matthew Joseph Sepe CHIEF ACCOUNTING OFFICER | Sale | 4,232 | $239.63 | $1.0M | 43,544 |
GET /stocks/filings/vX/form-4?tickers=LITE&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"LITE"
],
"issuer_cik": "0001633978",
"owner_cik": "0001561100",
"accession_number": "0001561100-26-000008",
"form_type": "4",
"filing_date": "2026-10-02",
"period_of_report": "2026-10-01",
"issuer_name": "Lumentum Holdings Inc.",
"issuer_trading_symbol": "LITE",
"owner_name": "Ali Wajid",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "EVP & CHIEF FINANCIAL OFFICER",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 24542,
"transaction_price_per_share": 1048.5,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 75074,
"transaction_value": 25732287,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026."
}
]
},
{
"tickers": [
"LITE"
],
"issuer_cik": "0001633978",
"owner_cik": "0001489550",
"accession_number": "0001489550-26-000015",
"form_type": "4",
"filing_date": "2026-09-30",
"period_of_report": "2026-09-28",
"issuer_name": "Lumentum Holdings Inc.",
"issuer_trading_symbol": "LITE",
"owner_name": "Wupen Yuen",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "PRESIDENT, GLOBAL BUS. UNITS",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-28",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 500,
"transaction_price_per_share": 948.5,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 108627,
"transaction_value": 474250,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 78 records
- Tax withholding40 records
- Grants and awards38 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for LITE every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.