LPL Financial Holdings Inc. (LPLA) insider trading

{
  "status": "OK",
  "results": [
    {
      "tickers": [
        "LPLA"
      ],
      "issuer_cik": "0001397911",
      "owner_cik": "0002059598",
      "accession_number": "0001628280-26-061847",
      "form_type": "4",
      "filing_date": "2026-09-14",
      "period_of_report": "2026-09-11",
      "issuer_name": "LPL Financial Holdings Inc.",
      "issuer_trading_symbol": "LPLA",
      "owner_name": "Reeping Katharine",
      "is_director": false,
      "is_officer": true,
      "is_ten_percent_owner": false,
      "is_other": false,
      "officer_title": "Principal Accounting Officer",
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock",
      "transaction_timeliness": "O",
      "aff_10b5_one": false,
      "transaction_date": "2026-09-11",
      "transaction_code": "S",
      "equity_swap_involved": false,
      "transaction_shares": 439.949,
      "transaction_price_per_share": 347.88,
      "transaction_acquired_disposed": "D",
      "shares_owned_following_transaction": 1773.9567,
      "transaction_value": 153049.45812,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F1",
          "description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4."
        },
        {
          "id": "F2",
          "description": "Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 373 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028, and February 25, 2029."
        }
      ],
      "remarks": "The signatory is signing on behalf of Katharine Reeping pursuant to a Power of Attorney dated February 25, 2025."
    },
    {
      "tickers": [
        "LPLA"
      ],
      "issuer_cik": "0001397911",
      "owner_cik": "0001966430",
      "accession_number": "0001628280-26-059596",
      "form_type": "4",
      "filing_date": "2026-08-31",
      "period_of_report": "2026-08-27",
      "issuer_name": "LPL Financial Holdings Inc.",
      "issuer_trading_symbol": "LPLA",
      "owner_name": "Jambusaria Aneri",
      "is_director": false,
      "is_officer": true,
      "is_ten_percent_owner": false,
      "is_other": false,
      "officer_title": "Group Managing Director",
      "security_type": "non_derivative",
      "record_type": "transaction",
      "security_title": "Common Stock",
      "transaction_timeliness": "O",
      "aff_10b5_one": true,
      "transaction_date": "2026-08-27",
      "transaction_code": "S",
      "equity_swap_involved": false,
      "transaction_shares": 308,
      "transaction_price_per_share": 357.36,
      "transaction_acquired_disposed": "D",
      "shares_owned_following_transaction": 6107,
      "transaction_value": 110066.88,
      "not_subject_to_section_16": false,
      "direct_or_indirect": "D",
      "footnotes": [
        {
          "id": "F1",
          "description": "The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025."
        },
        {
          "id": "F2",
          "description": "Consists of (i) 3,687 shares of Common Stock; (ii) 380 restricted stock units that vest in full on February 25, 2027; (iii) 738 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 1,302 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028 and February 25, 2029."
        }
      ],
      "remarks": "The signatory is signing on behalf of Aneri Jambusaria pursuant to a Power of Attorney dated December 17, 2024."
    }
  ]
}

// trimmed to 2 results

The response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.