SEC Form 4
MOELIS & COMPANY (MC) insider trading
In the 12 months to Oct 23, 2026, 2 MC insiders reported open-market sales of $466.0K across 2 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $466.0K
- 2 filings · 2 insiders
- Open-market purchases
- $0
- 0 filings
Who traded MC, and when
- Sale
MC daily close from Oct 23, 2025 to Oct 23, 2026, between $51.38 and $77.75, last $54.53. 2 sale and 0 purchase filings by 2 insiders, marked at their filing dates. Osamu R. Watanabe, General Counsel, Secretary: sold $336.1K across 1 filing, first filed Aug 6, 2026, last Aug 6, 2026. Kenneth Shropshire, Director: sold $129.9K across 1 filing, first filed Aug 31, 2026, last Aug 31, 2026.
Largest mark · tap a row for others
Osamu R. Watanabe · General Counsel, Secretary
Sale $336,105
4,850 shares at $69.30 avg
Filed Aug 6, 2026 · traded Aug 4
Close on filing date $67.29
Osamu R. Watanabe · General Counsel, Secretary
General Counsel, Secretary
$336.1K soldKenneth Shropshire · Director
Director
$129.9K soldHas MOELIS & COMPANY's CEO sold stock?
No. Navid Mahmoodzadegan (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
2 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Osamu R. Watanabe | General Counsel, Secretary | $336.1K | — | 1 | — | |
| Kenneth Shropshire | Director | $129.9K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Kenneth Shropshire Director | Sale | 1,881 | $69.06 | $129.9K | 7,633 | |
traded | Osamu R. Watanabe General Counsel, Secretary | Sale | 4,850 | $69.30 | $336.1K | 131 |
GET /stocks/filings/vX/form-4?tickers=MC&filing_date.gte=2025-10-23&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"MC"
],
"issuer_cik": "0001596967",
"owner_cik": "0001358892",
"accession_number": "0001193125-26-376994",
"form_type": "4",
"filing_date": "2026-08-31",
"period_of_report": "2026-08-27",
"issuer_name": "Moelis & Co",
"issuer_trading_symbol": "MC",
"owner_name": "Shropshire Kenneth",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-27",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1881,
"transaction_price_per_share": 69.06,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 7633,
"transaction_value": 129901.86,
"direct_or_indirect": "D"
},
{
"tickers": [
"MC"
],
"issuer_cik": "0001596967",
"owner_cik": "0001604471",
"accession_number": "0001193125-26-338385",
"form_type": "4",
"filing_date": "2026-08-06",
"period_of_report": "2026-08-04",
"issuer_name": "Moelis & Co",
"issuer_trading_symbol": "MC",
"owner_name": "WATANABE OSAMU R.",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "General Counsel, Secretary",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-04",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 4850,
"transaction_price_per_share": 69.3,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 131,
"transaction_value": 336105,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Mr. Watanabe's ownership of 131 shares of Class A common stock is in addition to (i) 23,969 units of unvested equity granted to Mr. Watanabe as incentive compensation for fiscal years 2021 through 2025 and (ii) 28,543 shares of Class A common stock issuable in exchange for Group Units"
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 60 records
- Option exercises7 records
- Tax withholding6 records
- Tax withholding (sold to cover)1 record
- Grants and awards46 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for MC every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.