Massivemarkets

SEC Form 4

Annaly Capital Management. Inc. (NLY) insider trading

In the 12 months to Oct 26, 2026, 4 NLY insiders reported open-market sales of $7.0M across 9 filings; no open-market purchases were filed.

Latest filing · Last 12 months · Source: SEC EDGAR · How we count

Open-market sales
$7.0M
9 filings · 4 insiders
Open-market purchases
$0
0 filings
Pre-arranged sales (10b5-1)
9 of 9
All $7.0M sold was pre-arranged

Who traded NLY, and when

  • Sale
  • Sale, pre-arranged (10b5-1)

NLY daily close from Oct 27, 2025 to Oct 26, 2026, between $17.72 and $24.40, last $18.25. 9 sale and 0 purchase filings by 4 insiders, marked at their filing dates. David L. Finkelstein, CEO and Co-CIO: sold $4.5M across 4 filings, first filed Nov 4, 2025, last Aug 4, 2026. Steven Francis Campbell, President and COO: sold $1.3M across 2 filings, first filed Feb 19, 2026, last Feb 27, 2026. Serena Wolfe, Chief Financial Officer: sold $754.4K across 2 filings, first filed Feb 19, 2026, last May 5, 2026. Anthony C. Green, Chief Corporate Officer, CLO: sold $475.9K across 1 filing, first filed Nov 4, 2025, last Nov 4, 2025.

Largest mark · tap a row for others

David L. Finkelstein · CEO and Co-CIO

Sale $1,156,500

50,000 shares at $23.13 avg

Filed Feb 19, 2026 · traded Feb 18

Pre-arranged (10b5-1) · close on filing date $22.98

NLY daily closelast $18.25

David L. Finkelstein · CEO and Co-CIO

$4.5M sold

Steven Francis Campbell · President and COO

$1.3M sold

Serena Wolfe · Chief Financial Officer

$754.4K sold

Anthony C. Green · Chief Corporate Officer, CLO

$475.9K sold
One row per insider; marks sit at the SEC filing date, sized by dollar value.

Open-market trades

9 filings in the last 12 months
Other insider activity (not market trades) · 13 records
  • Option exercises1 record
  • Tax withholding6 records
  • Grants and awards6 records

Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.

How to read this page

Open-market purchase or sale
A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
Pre-arranged (10b5-1)
The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
Filing date
Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.

Frequently asked questions

Has Annaly Capital Management. Inc.'s CEO sold stock?

Yes. David L. Finkelstein (CEO) sold 200,000 shares ($4.5M) between Nov 2025 and Aug 2026, all under a pre-arranged 10b5-1 plan.

How current is NLY’s insider data?

These are NLY Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.

What counts as an open-market buy or sell?

Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.

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Track NLY insider trades with your agent

This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:

Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for NLY every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.

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