SEC Form 4
Annaly Capital Management. Inc. (NLY) insider trading
In the 12 months to Oct 26, 2026, 4 NLY insiders reported open-market sales of $7.0M across 9 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $7.0M
- 9 filings · 4 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 9 of 9
- All $7.0M sold was pre-arranged
Who traded NLY, and when
- Sale
- Sale, pre-arranged (10b5-1)
NLY daily close from Oct 27, 2025 to Oct 26, 2026, between $17.72 and $24.40, last $18.25. 9 sale and 0 purchase filings by 4 insiders, marked at their filing dates. David L. Finkelstein, CEO and Co-CIO: sold $4.5M across 4 filings, first filed Nov 4, 2025, last Aug 4, 2026. Steven Francis Campbell, President and COO: sold $1.3M across 2 filings, first filed Feb 19, 2026, last Feb 27, 2026. Serena Wolfe, Chief Financial Officer: sold $754.4K across 2 filings, first filed Feb 19, 2026, last May 5, 2026. Anthony C. Green, Chief Corporate Officer, CLO: sold $475.9K across 1 filing, first filed Nov 4, 2025, last Nov 4, 2025.
Largest mark · tap a row for others
David L. Finkelstein · CEO and Co-CIO
Sale $1,156,500
50,000 shares at $23.13 avg
Filed Feb 19, 2026 · traded Feb 18
Pre-arranged (10b5-1) · close on filing date $22.98
David L. Finkelstein · CEO and Co-CIO
CEO and Co-CIO
$4.5M soldSteven Francis Campbell · President and COO
President and COO
$1.3M soldSerena Wolfe · Chief Financial Officer
Chief Financial Officer
$754.4K soldAnthony C. Green · Chief Corporate Officer, CLO
Chief Corporate Officer, CLO
$475.9K soldOpen-market trades
9 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| David L. Finkelstein | CEO and Co-CIO | $4.5M | — | 4 | 100% of sales | |
| Steven Francis Campbell | President and COO | $1.3M | — | 2 | 100% of sales | |
| Serena Wolfe | Chief Financial Officer | $754.4K | — | 2 | 100% of sales | |
| Anthony C. Green | Chief Corporate Officer, CLO | $475.9K | — | 1 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | David L. Finkelstein CEO and Co-CIO | SalePre-arranged (10b5-1) | 50,000 | $22.89 | $1.1M | 761,012 | |
traded | Serena Wolfe Chief Financial Officer | SalePre-arranged (10b5-1) | 16,537 | $22.48 | $371.8K | 200,964 | |
traded | David L. Finkelstein CEO and Co-CIO | SalePre-arranged (10b5-1) | 50,000 | $22.88 | $1.1M | 783,763 | |
traded | Steven Francis Campbell President and COO | SalePre-arranged (10b5-1) | 26,491 | $22.83 | $604.8K | 178,000 | |
traded | Steven Francis Campbell President and COO | SalePre-arranged (10b5-1) | 28,225 | $23.12 | $652.6K | 204,491 | |
traded | David L. Finkelstein CEO and Co-CIO | SalePre-arranged (10b5-1) | 50,000 | $23.13 | $1.2M | 688,134 | |
traded | Serena Wolfe Chief Financial Officer | SalePre-arranged (10b5-1) | 16,536 | $23.14 | $382.6K | 173,081 | |
traded | David L. Finkelstein CEO and Co-CIO | SalePre-arranged (10b5-1) | 50,000 | $21.16 | $1.1M | 709,725 | |
traded | Anthony C. Green Chief Corporate Officer, CLO | SalePre-arranged (10b5-1) | 22,499 | $21.15 | $475.9K | 178,441 |
GET /stocks/filings/vX/form-4?tickers=NLY&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"NLY",
"NLYpF",
"NLYpG",
"NLYpI",
"NLYpJ"
],
"issuer_cik": "0001043219",
"owner_cik": "0001688537",
"accession_number": "0001688537-26-000011",
"form_type": "4",
"filing_date": "2026-08-04",
"period_of_report": "2026-08-03",
"issuer_name": "ANNALY CAPITAL MANAGEMENT INC",
"issuer_trading_symbol": "NLY",
"owner_name": "Finkelstein David L",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "CEO and Co-CIO",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-08-03",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 50000,
"transaction_price_per_share": 22.89,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 761012,
"transaction_value": 1144500,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes."
},
{
"id": "F2",
"description": "The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $23.05 and the lowest price at which the shares were purchased was $22.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4."
},
{
"id": "F3",
"description": "Dividend equivalent units (\"DEUs\") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU."
}
]
},
{
"tickers": [
"NLY",
"NLYpF",
"NLYpG",
"NLYpI",
"NLYpJ"
],
"issuer_cik": "0001043219",
"owner_cik": "0001796495",
"accession_number": "0001796495-26-000010",
"form_type": "4",
"filing_date": "2026-05-05",
"period_of_report": "2026-05-04",
"issuer_name": "ANNALY CAPITAL MANAGEMENT INC",
"issuer_trading_symbol": "NLY",
"owner_name": "Wolfe Serena",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Chief Financial Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-05-04",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 16537,
"transaction_price_per_share": 22.48,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 200964,
"transaction_value": 371751.76,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 4, 2025 for tax and estate planning purposes."
},
{
"id": "F2",
"description": "The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $22.62 and the lowest price at which the shares were purchased was $22.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4."
},
{
"id": "F3",
"description": "Dividend equivalent units (\"DEUs\") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 13 records
- Option exercises1 record
- Tax withholding6 records
- Grants and awards6 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Annaly Capital Management. Inc.'s CEO sold stock?
Yes. David L. Finkelstein (CEO) sold 200,000 shares ($4.5M) between Nov 2025 and Aug 2026, all under a pre-arranged 10b5-1 plan.
How current is NLY’s insider data?
These are NLY Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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