SEC Form 4
Northpointe Bancshares, Inc. (NPB) insider trading
In the 12 months to Oct 29, 2026, 3 NPB insiders reported open-market sales of $1.8M across 9 filings; 4 insiders bought $6.0M.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $1.8M
- 9 filings · 3 insiders
- Open-market purchases
- $6.0M
- 10 filings
- Pre-arranged sales (10b5-1)
- 7 of 9
- $541.9K of $1.8M sold (29%)
Who traded NPB, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
NPB daily close from Oct 29, 2025 to Oct 28, 2026, between $14.57 and $19.31, last $16.19. 9 sale and 10 purchase filings by 7 insiders, marked at their filing dates. Charles Alan Williams, CHAIRMAN & CEO: bought $5.8M across 6 filings, first filed Feb 13, 2026, last Oct 27, 2026. Richard Jeffery Dean, Director: sold $1.0M across 1 filing, first filed Mar 10, 2026, last Mar 10, 2026. David Stevens Hooker, Director: sold $541.9K across 7 filings, first filed May 4, 2026, last Aug 17, 2026. Amy M. Butler, EVP, NATIONAL SALES: sold $290.0K across 1 filing, first filed Jan 29, 2026, last Jan 29, 2026. Carrie L. Boer, Director: bought $184.8K across 1 filing, first filed Oct 27, 2026, last Oct 27, 2026. Joseph B. Long, Chief Operating Officer: bought $49.8K across 1 filing, first filed Oct 27, 2026, last Oct 27, 2026. David F. Lawrence, Director: bought $17.4K across 2 filings, first filed Oct 29, 2025, last Mar 4, 2026.
Largest mark · tap a row for others
Charles Alan Williams · CHAIRMAN & CEO
Purchase $1,537,390
100,000 shares at $15.37 avg
Filed Oct 27, 2026 · traded Oct 23
Close on filing date $15.76
Charles Alan Williams · CHAIRMAN & CEO
CHAIRMAN & CEO
$5.8M boughtRichard Jeffery Dean · Director
Director
$1.0M soldDavid Stevens Hooker · Director
Director
$541.9K soldAmy M. Butler · EVP, NATIONAL SALES
EVP, NATIONAL SALES
$290.0K soldCarrie L. Boer · Director
Director
$184.8K boughtJoseph B. Long · Chief Operating Officer
Chief Operating Officer
$49.8K boughtDavid F. Lawrence · Director
Director
$17.4K boughtOpen-market trades
19 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Charles Alan Williams | CHAIRMAN & CEO | — | $5.8M | 6 | — | |
| Richard Jeffery Dean | Director | $1.0M | — | 1 | — | |
| David Stevens Hooker | Director | $541.9K | — | 7 | 100% of sales | |
| Amy M. Butler | EVP, NATIONAL SALES | $290.0K | — | 1 | — | |
| Carrie L. Boer | Director | — | $184.8K | 1 | — | |
| Joseph B. Long | Chief Operating Officer | — | $49.8K | 1 | — | |
| David F. Lawrence | Director | — | $17.4K | 2 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Charles Alan Williams CHAIRMAN & CEO | Purchase | 100,000 | $15.37 | $1.5M | 2,575,962 | |
traded | Joseph B. Long Chief Operating Officer | Purchase | 3,240 | $15.37 | $49.8K | 3,240 | |
traded | Carrie L. Boer Director | Purchase | 12,000 | $15.40 | $184.8K | 12,000 | |
traded | Charles Alan Williams CHAIRMAN & CEO | Purchase | 85,000 | $16.74 | $1.4M | 2,475,962 | |
traded | Charles Alan Williams CHAIRMAN & CEO | Purchase | 78,312 | $16.95 | $1.3M | 2,390,962 | |
traded | David Stevens Hooker Director | SalePre-arranged (10b5-1) | 772 | $17.50 | $13.5K | 806,879 | |
traded | David Stevens Hooker Director | SalePre-arranged (10b5-1) | 363 | $17.53 | $6.4K | 10,052 | |
traded | David Stevens Hooker Director | SalePre-arranged (10b5-1) | 6,365 | $17.58 | $111.9K | 10,076 | |
traded | David Stevens Hooker Director | SalePre-arranged (10b5-1) | 7,500 | $19.30 | $144.7K | 10,500 | |
traded | David Stevens Hooker Director | SalePre-arranged (10b5-1) | 3,375 | $17.64 | $59.6K | 820,879 | |
traded | David Stevens Hooker Director | SalePre-arranged (10b5-1) | 4,125 | $17.50 | $72.2K | 11,225 | |
traded | Charles Alan Williams CHAIRMAN & CEO | Purchase | 25,000 | $17.08 | $427.0K | 2,312,650 | |
traded | Charles Alan Williams CHAIRMAN & CEO | Purchase | 25,000 | $17.21 | $430.3K | 2,287,650 | |
traded | David Stevens Hooker Director | SalePre-arranged (10b5-1) | 7,500 | $17.82 | $133.7K | 827,879 | |
traded | Richard Jeffery Dean Director | Sale | 57,619 | $17.55 | $1.0M | 557,171 | |
traded | David F. Lawrence Director | Purchase | 500 | $18.19 | $9.1K | 1,000 | |
traded | Charles Alan Williams CHAIRMAN & CEO | Purchase | 37,655 | $16.89 | $636.0K | 54,896 | |
traded | Amy M. Butler EVP, NATIONAL SALES | Sale | 16,276 | $17.82 | $290.0K | 0 | |
traded | David F. Lawrence Director | Purchase | 500 | $16.58 | $8.3K | 500 |
GET /stocks/filings/vX/form-4?tickers=NPB&filing_date.gte=2025-10-29&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"NPB"
],
"issuer_cik": "0001336706",
"owner_cik": "0002056954",
"accession_number": "0002056954-26-000006",
"form_type": "4",
"filing_date": "2026-10-27",
"period_of_report": "2026-10-23",
"issuer_name": "NORTHPOINTE BANCSHARES INC",
"issuer_trading_symbol": "NPB",
"owner_name": "Boer Carrie L",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-10-23",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 12000,
"transaction_price_per_share": 15.3968,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 12000,
"transaction_value": 184761.6,
"not_subject_to_section_16": false,
"direct_or_indirect": "D"
},
{
"tickers": [
"NPB"
],
"issuer_cik": "0001336706",
"owner_cik": "0002057567",
"accession_number": "0001336706-26-000080",
"form_type": "4",
"filing_date": "2026-10-27",
"period_of_report": "2026-10-23",
"issuer_name": "NORTHPOINTE BANCSHARES INC",
"issuer_trading_symbol": "NPB",
"owner_name": "Williams Charles Alan",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "CHAIRMAN & CEO",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-10-23",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 50000,
"transaction_price_per_share": 15.4243,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 2525962,
"transaction_value": 771215,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "By trust",
"footnotes": [
{
"id": "F1",
"description": "Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 22 records
- Option exercises10 records
- Tax withholding8 records
- Gifts4 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
- Counted once
- When several owners (a fund and its partners, say) report the same trade, it's counted once. Corrected filings replace the originals.
Frequently asked questions
Has Northpointe Bancshares, Inc.'s CEO sold stock?
No. Charles Alan Williams (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is NPB’s insider data?
These are NPB Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track NPB insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for NPB every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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