SEC Form 4
Energy Vault Holdings, Inc. (NRGV) insider trading
In the 12 months to Oct 26, 2026, 3 NRGV insiders reported open-market sales of $18.1M across 5 filings; 6 insiders bought $585.5K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $18.1M
- 5 filings · 3 insiders
- Open-market purchases
- $585.5K
- 9 filings
Who traded NRGV, and when
- Purchase
- Sale
NRGV daily close from Oct 27, 2025 to Oct 26, 2026, between $2.51 and $6.49, last $2.64. 5 sale and 9 purchase filings by 9 insiders, marked at their filing dates. SOFTBANK VISION FUND (AIV M2) L.P., 10% owner: sold $17.0M across 1 filing, first filed Jan 20, 2026, last Jan 20, 2026. Michael Thomas Beer, Chief Financial Officer: sold $717.4K across 3 filings, first filed Dec 23, 2025, last Jul 8, 2026. Stephanie Unwin, Director: sold $427.0K across 1 filing, first filed Aug 28, 2026, last Aug 28, 2026. Dylan Hixon, Director: bought $426.3K across 2 filings, first filed Aug 17, 2026, last Aug 18, 2026. Robert Piconi, Chief Executive Officer: bought $94.5K across 3 filings, first filed Nov 14, 2025, last Apr 1, 2026. Thomas R. Ertel, Director: bought $18.4K across 1 filing, first filed Mar 5, 2026, last Mar 5, 2026. Mary Beth Mandanas, Director: bought $18.3K across 1 filing, first filed Mar 26, 2026, last Mar 26, 2026. Larry Paulson, Director: bought $15.7K across 1 filing, first filed Mar 2, 2026, last Mar 2, 2026. Akshay Ladwa, Chief Operations Officer: bought $12.3K across 1 filing, first filed Mar 4, 2026, last Mar 4, 2026.
Largest mark · tap a row for others
SOFTBANK VISION FUND (AIV M2) L.P. · 10% owner
Sale $16,950,000
3,000,000 shares at $5.65 avg
Filed Jan 20, 2026 · traded Jan 15
Close on filing date $5.71
SOFTBANK VISION FUND (AIV M2) L.P. · 10% owner
10% owner
$17.0M soldMichael Thomas Beer · Chief Financial Officer
Chief Financial Officer
$717.4K soldStephanie Unwin · Director
Director
$427.0K soldDylan Hixon · Director
Director
$426.3K boughtRobert Piconi · Chief Executive Officer
Chief Executive Officer
$94.5K boughtThomas R. Ertel · Director
Director
$18.4K boughtMary Beth Mandanas · Director
Director
$18.3K boughtLarry Paulson · Director
Director
$15.7K boughtAkshay Ladwa · Chief Operations Officer
Chief Operations Officer
$12.3K boughtOpen-market trades
14 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| SOFTBANK VISION FUND (AIV M2) L.P. | 10% owner | $17.0M | — | 1 | — | |
| Michael Thomas Beer | Chief Financial Officer | $717.4K | — | 3 | — | |
| Stephanie Unwin | Director | $427.0K | — | 1 | — | |
| Dylan Hixon | Director | — | $426.3K | 2 | — | |
| Robert Piconi | Chief Executive Officer | — | $94.5K | 3 | — | |
| Thomas R. Ertel | Director | — | $18.4K | 1 | — | |
| Mary Beth Mandanas | Director | — | $18.3K | 1 | — | |
| Larry Paulson | Director | — | $15.7K | 1 | — | |
| Akshay Ladwa | Chief Operations Officer | — | $12.3K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Stephanie Unwin Director | Sale | 115,000 | $3.71 | $427.0K | 182,245 | |
traded | Dylan Hixon Director | Purchase | 27,472 | $3.88 | $106.5K | 27,472 | |
traded | Dylan Hixon Director | Purchase | 85,518 | $3.74 | $319.8K | Multiple accounts | |
traded | Michael Thomas Beer Chief Financial Officer | Sale | 65,000 | $4.08 | $265.2K | 1,021,806 | |
traded | Michael Thomas Beer Chief Financial Officer | Sale | 65,000 | $3.18 | $206.7K | 1,060,945 | |
traded | Robert Piconi Chief Executive Officer | Purchase | 12,500 | $3.21 | $40.1K | 16,921,594 | |
traded | Mary Beth Mandanas Director | Purchase | 5,000 | $3.65 | $18.3K | 350,838 | |
traded | Thomas R. Ertel Director | Purchase | 5,450 | $3.37 | $18.4K | 365,788 | |
traded | Akshay Ladwa Chief Operations Officer | Purchase | 4,000 | $3.09 | $12.3K | 1,824,384 | |
traded | Larry Paulson Director | Purchase | 5,000 | $3.15 | $15.7K | 501,768 | |
traded | Robert Piconi Chief Executive Officer | Purchase | 7,500 | $3.26 | $24.4K | 20,090,637 | |
traded | SOFTBANK VISION FUND (AIV M2) L.P. 10% owner | Sale | 3,000,000 | $5.65 | $17.0M | 15,535,631 | |
traded | Michael Thomas Beer Chief Financial Officer | Sale | 50,000 | $4.91 | $245.5K | 1,150,522 | |
traded | Robert Piconi Chief Executive Officer | Purchase | 10,000 | $3.00 | $30.0K | 20,207,242 |
GET /stocks/filings/vX/form-4?tickers=NRGV&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"NRGV"
],
"issuer_cik": "0001828536",
"owner_cik": "0002014396",
"accession_number": "0001828536-26-000108",
"form_type": "4",
"filing_date": "2026-08-28",
"period_of_report": "2026-08-26",
"issuer_name": "Energy Vault Holdings, Inc.",
"issuer_trading_symbol": "NRGV",
"owner_name": "Unwin Stephanie",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-26",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 115000,
"transaction_price_per_share": 3.7129,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 182245,
"transaction_value": 426983.5,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Represents shares sold to satisfy the reporting person's Australian tax liability on vesting of restricted stock units."
},
{
"id": "F2",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.615 to $3.905. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."
}
]
},
{
"tickers": [
"NRGV"
],
"issuer_cik": "0001828536",
"owner_cik": "0002063923",
"accession_number": "0002063923-26-000004",
"form_type": "4",
"filing_date": "2026-08-18",
"period_of_report": "2026-08-17",
"issuer_name": "Energy Vault Holdings, Inc.",
"issuer_trading_symbol": "NRGV",
"owner_name": "Hixon Dylan",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-17",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 27472,
"transaction_price_per_share": 3.878,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 27472,
"transaction_value": 106536.416,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "Held by Dylan Hixon Childrens Trust FBO Casimir R. Hixon",
"footnotes": [
{
"id": "F1",
"description": "Mr. Hixon is the sole trustee of the Dylan Hixon Childrens Trust FBO Casimir R. Hixon. Mr. Hixon may be deemed to have beneficial ownership of the securities held by such trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein"
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 35 records
- Option exercises2 records
- Tax withholding22 records
- Grants and awards11 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
- Counted once
- When several owners (a fund and its partners, say) report the same trade, it's counted once. Corrected filings replace the originals.
Frequently asked questions
Has Energy Vault Holdings, Inc.'s CEO sold stock?
No. Robert Piconi (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is NRGV’s insider data?
These are NRGV Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for NRGV every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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