SEC Form 4
Northern Trust Corp (NTRS) insider trading
In the 12 months to Oct 26, 2026, 9 NTRS insiders reported open-market sales of $15.4M across 14 filings; 2 insiders bought $803.8K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $15.4M
- 14 filings · 9 insiders
- Open-market purchases
- $803.8K
- 6 filings
Who traded NTRS, and when
- Purchase
- Sale
NTRS daily close from Oct 27, 2025 to Oct 26, 2026, between $122.72 and $191.47, last $170.64. 14 sale and 6 purchase filings by 11 insiders, marked at their filing dates. David W. Fox Jr., EVP & Chief Financial Officer: sold $4.0M across 3 filings, first filed Feb 26, 2026, last Apr 29, 2026. Peter Cherecwich, Chief Operating Officer: sold $3.7M across 1 filing, first filed Jan 27, 2026, last Jan 27, 2026. Susan Cohen Levy, EVP and General Counsel: sold $3.5M across 1 filing, first filed Nov 5, 2025, last Nov 5, 2025. Steven L. Fradkin, Vice Chairman: sold $1.2M across 1 filing, first filed Nov 7, 2025, last Nov 7, 2025. Thomas A. South, Executive Vice President: sold $1.0M across 2 filings, first filed Dec 15, 2025, last Aug 25, 2026. Robert Edward Moritz JR., Director: bought $654.9K across 5 filings, first filed Oct 28, 2025, last Jul 30, 2026. Richard Petrino, Director: bought $148.9K across 1 filing, first filed Feb 5, 2026, last Feb 5, 2026. 4 others: sold $1.9M across 6 filings, first filed Nov 18, 2025, last Jun 4, 2026.
Largest mark · tap a row for others
Peter Cherecwich · Chief Operating Officer
Sale $3,740,500
25,000 shares at $149.62 avg
Filed Jan 27, 2026 · traded Jan 26
Close on filing date $149.96
David W. Fox Jr. · EVP & Chief Financial Officer
EVP & Chief Financial Officer
$4.0M soldPeter Cherecwich · Chief Operating Officer
Chief Operating Officer
$3.7M soldSusan Cohen Levy · EVP and General Counsel
EVP and General Counsel
$3.5M soldSteven L. Fradkin · Vice Chairman
Vice Chairman
$1.2M soldThomas A. South · Executive Vice President
Executive Vice President
$1.0M soldRobert Edward Moritz JR. · Director
Director
$654.9K boughtRichard Petrino · Director
Director
$148.9K bought4 others
Combined, one mark per week
$1.9M soldOpen-market trades
20 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| David W. Fox Jr. | EVP & Chief Financial Officer | $4.0M | — | 3 | — | |
| Peter Cherecwich | Chief Operating Officer | $3.7M | — | 1 | — | |
| Susan Cohen Levy | EVP and General Counsel | $3.5M | — | 1 | — | |
| Steven L. Fradkin | Vice Chairman | $1.2M | — | 1 | — | |
| Thomas A. South | Executive Vice President | $1.0M | — | 2 | — | |
| Robert Edward Moritz JR. | Director | — | $654.9K | 5 | — | |
| Clive Bellows | Co-President Asset Servicing | $628.8K | — | 2 | — | |
| Aengus Hallinan | Executive Vice President | $613.9K | — | 1 | — | |
| Guy Gibson | Co-President Asset Servicing | $582.2K | — | 2 | — | |
| Richard Petrino | Director | — | $148.9K | 1 | — | |
| John Landers | Controller | $95.3K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Thomas A. South Executive Vice President | Sale | 1,800 | $184.90 | $332.8K | 92,917 | |
traded | Robert Edward Moritz JR. Director | Purchase | 255 | $179.57 | $45.8K | 8,400 | |
traded | Aengus Hallinan Executive Vice President | Sale | 3,668 | $167.36 | $613.9K | 10,574 | |
traded | Robert Edward Moritz JR. Director | Purchase | 225 | $166.41 | $37.4K | 8,145 | |
traded | David W. Fox Jr. EVP & Chief Financial Officer | Sale | 20,000 | $166.16 | $3.3M | 18,575 | |
traded | Clive Bellows Co-President Asset Servicing | Sale | 2,800 | $165.02 | $462.1K | 28,217 | |
traded | Guy Gibson Co-President Asset Servicing | Sale | 3,009 | $142.39 | $428.5K | 29,332 | |
traded | David W. Fox Jr. EVP & Chief Financial Officer | Sale | 3,255 | $143.89 | $468.4K | 14,552 | |
traded | David W. Fox Jr. EVP & Chief Financial Officer | Sale | 1,450 | $144.05 | $208.9K | 20,162 | |
traded | Clive Bellows Co-President Asset Servicing | Sale | 1,148 | $145.26 | $166.8K | 34,133 | |
traded | Guy Gibson Co-President Asset Servicing | Sale | 1,043 | $147.43 | $153.8K | 35,013 | |
traded | Richard Petrino Director | Purchase | 1,000 | $148.91 | $148.9K | 3,332 | |
traded | Robert Edward Moritz JR. Director | Purchase | 245 | $151.85 | $37.2K | 6,931 | |
traded | Peter Cherecwich Chief Operating Officer | Sale | 25,000 | $149.62 | $3.7M | 26,259 | |
traded | Thomas A. South Executive Vice President | Sale | 5,000 | $139.03 | $695.2K | 71,888 | |
traded | John Landers Controller | Sale | 766 | $124.35 | $95.3K | 7,313 | |
traded | Steven L. Fradkin Vice Chairman | Sale | 9,376 | $128.00 | $1.2M | Multiple accounts | |
traded | Susan Cohen Levy EVP and General Counsel | Sale | 27,591 | $128.13 | $3.5M | 55,434 | |
traded | Robert Edward Moritz JR. Director | Purchase | 3,891 | $128.57 | $500.3K | 6,686 | |
traded | Robert Edward Moritz JR. Director | Purchase | 270 | $126.66 | $34.2K | 2,795 |
GET /stocks/filings/vX/form-4?tickers=NTRS&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"NTRS",
"NTRSO"
],
"issuer_cik": "0000073124",
"owner_cik": "0001751051",
"accession_number": "0001751051-26-000014",
"form_type": "4",
"filing_date": "2026-08-25",
"period_of_report": "2026-08-24",
"issuer_name": "NORTHERN TRUST CORP",
"issuer_trading_symbol": "NTRS",
"owner_name": "South Thomas A",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Executive Vice President",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-24",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1800,
"transaction_price_per_share": 184.9,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 92917,
"transaction_value": 332820,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Includes 44,130 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock."
}
]
},
{
"tickers": [
"NTRS",
"NTRSO"
],
"issuer_cik": "0000073124",
"owner_cik": "0002033834",
"accession_number": "0002033834-26-000019",
"form_type": "4",
"filing_date": "2026-07-30",
"period_of_report": "2026-07-29",
"issuer_name": "NORTHERN TRUST CORP",
"issuer_trading_symbol": "NTRS",
"owner_name": "Moritz Robert Edward Jr.",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-07-29",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 255,
"transaction_price_per_share": 179.57,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 8400,
"transaction_value": 45790.35,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Includes 989 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 133 records
- Option exercises3 records
- Tax withholding34 records
- Grants and awards88 records
- Gifts8 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Northern Trust Corp's CEO sold stock?
No. Michael O'Grady (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is NTRS’s insider data?
These are NTRS Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for NTRS every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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