SEC Form 4
Nu Holdings Ltd. (NU) insider trading
In the 12 months to Oct 24, 2026, 3 NU insiders reported open-market sales of $10.7M across 6 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $10.7M
- 6 filings · 3 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 2 of 6
- $1.7M of $10.7M sold (16%)
Who traded NU, and when
- Sale
- Sale, pre-arranged (10b5-1)
NU daily close from Oct 24, 2025 to Oct 23, 2026, between $11.60 and $18.76, last $15.16. 6 sale and 0 purchase filings by 3 insiders, marked at their filing dates. Cristina Helena Zingaretti Junqueira, US CEO & Chief Growth Officer → US CEO and Chief Growth Offcr: sold $6.9M across 4 filings, first filed Mar 25, 2026, last Oct 7, 2026. Henrique Camossa Saldanha Fragelli, Chief Risk Officer: sold $3.5M across 1 filing, first filed Aug 18, 2026, last Aug 18, 2026. Anita M. Sands, Director: sold $257.0K across 1 filing, first filed May 19, 2026, last May 19, 2026.
Largest mark · tap a row for others
Cristina Helena Zingaretti Junqueira · US CEO & Chief Growth Officer
Sale $4,444,162
300,000 shares
Filed Mar 25, 2026 · traded Mar 23
Close on filing date $14.32
Cristina Helena Zingaretti Junqueira · US CEO & Chief Growth Officer → US CEO and Chief Growth Offcr
US CEO & Chief Growth Officer → US CEO and Chief Growth Offcr
$6.9M soldHenrique Camossa Saldanha Fragelli · Chief Risk Officer
Chief Risk Officer
$3.5M soldAnita M. Sands · Director
Director
$257.0K soldHas Nu Holdings Ltd.'s CEO sold stock?
Yes. Cristina Helena Zingaretti Junqueira (CEO) sold 465,000 shares ($6.9M) between Mar 2026 and Oct 2026, $1.7M of it under a pre-arranged 10b5-1 plan. Osorno David Velez (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
6 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Cristina Helena Zingaretti Junqueira | US CEO & Chief Growth Officer → US CEO and Chief Growth Offcr | $6.9M | — | 4 | 25% of sales | |
| Henrique Camossa Saldanha Fragelli | Chief Risk Officer | $3.5M | — | 1 | — | |
| Anita M. Sands | Director | $257.0K | — | 1 | — |
| Filed | Insider | Type | Shares | Value | Held after | Source |
|---|---|---|---|---|---|---|
traded | Cristina Helena Zingaretti Junqueira US CEO and Chief Growth Offcr | SalePre-arranged (10b5-1) | 25,000 ordinary shares | $375.4K | 4,877,593 | |
traded | Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Officer | SalePre-arranged (10b5-1) | 90,000 | $1.3M | Multiple accounts | |
traded | Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Officer | Sale | 50,000 ordinary shares | $790.0K | 4,927,593 | |
traded | Henrique Camossa Saldanha Fragelli Chief Risk Officer | Sale | 221,707 ordinary shares | $3.5M | 979,446 | |
traded | Anita M. Sands Director | Sale | 21,000 ordinary shares | $257.0K | 162,150 | |
traded | Cristina Helena Zingaretti Junqueira US CEO & Chief Growth Officer | Sale | 300,000 | $4.4M | 4,977,593 |
Shares are as filed (ordinary shares or ADS); values are as converted to US$ in the filing.
GET /stocks/filings/vX/form-4?tickers=NU&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"NU"
],
"issuer_cik": "0001691493",
"owner_cik": "0001973445",
"accession_number": "0000950103-26-015323",
"form_type": "4",
"filing_date": "2026-10-07",
"period_of_report": "2026-10-05",
"issuer_name": "Nu Holdings Ltd.",
"issuer_trading_symbol": "NU",
"owner_name": "Junqueira Cristina Helena Zingaretti",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "US CEO and Chief Growth Offcr",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A ordinary shares (\"Class A Shares\")",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-05",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 25000,
"transaction_price_per_share": 15.0145,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 4877593,
"transaction_value": 375362.5,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "By Family Trust",
"footnotes": [
{
"id": "F1",
"description": "The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026."
},
{
"id": "F3",
"description": "The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein."
}
]
},
{
"tickers": [
"NU"
],
"issuer_cik": "0001691493",
"owner_cik": "0001973445",
"accession_number": "0000950103-26-012947",
"form_type": "4",
"filing_date": "2026-08-26",
"period_of_report": "2026-08-24",
"issuer_name": "Nu Holdings Ltd.",
"issuer_trading_symbol": "NU",
"owner_name": "Junqueira Cristina Helena Zingaretti",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "US CEO & Chief Growth Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A Shares",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-08-25",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 65000,
"transaction_price_per_share": 14.7147,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 2542083,
"transaction_value": 956455.5,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F2",
"description": "The price reported in Column 4 is a weighted average price. These Class A Shares were sold in multiple transactions at prices ranging from $14.71 to $14.725, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4."
},
{
"id": "F3",
"description": "Figure includes 1,244,496 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 24 records
- Option exercises2 records
- Tax withholding7 records
- Grants and awards15 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for NU every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Role
- The title on each filing. Someone whose title changed shows more than one.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.