SEC Form 4
Norwood Financial Corp (NWFL) insider trading
In the 12 months to Oct 26, 2026, one NWFL insider reported open-market sales of $103.6K across 1 filing; 7 insiders bought $599.4K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $103.6K
- 1 filing · 1 insider
- Open-market purchases
- $599.4K
- 15 filings
Who traded NWFL, and when
- Purchase
- Sale
NWFL daily close from Oct 27, 2025 to Oct 26, 2026, between $26.22 and $35.25, last $34.67. 1 sale and 15 purchase filings by 8 insiders, marked at their filing dates. James Shook, Director: bought $320.3K across 4 filings, first filed Oct 28, 2025, last Jul 30, 2026. Joseph W. Carroll, Director: bought $193.5K across 4 filings, first filed Jan 28, 2026, last May 6, 2026. Vincent O'Bell, EVP & Chief Lending Officer: sold $103.6K across 1 filing, first filed Sep 4, 2026, last Sep 4, 2026. Ronald R. Schmalzle, Director: bought $35.7K across 2 filings, first filed May 27, 2026, last Jun 11, 2026. John Martin McCaffery JR., EVP & CFO: bought $29.4K across 1 filing, first filed Apr 30, 2026, last Apr 30, 2026. James O. Donnelly, President & CEO: bought $8.5K across 2 filings, first filed Jan 28, 2026, last Apr 30, 2026. Andrew Forte, Director: bought $8.0K across 1 filing, first filed May 13, 2026, last May 13, 2026. Kenneth A. Phillips, Director: bought $4.0K across 1 filing, first filed Nov 4, 2025, last Nov 4, 2025.
Largest mark · tap a row for others
Joseph W. Carroll · Director
Filing 1 of 2 within a week · $168,360 total
Purchase $55,820
2,000 shares at $27.91 avg
Filed Jan 28, 2026 · traded Jan 27
Close on filing date $28.06
James Shook · Director
Director
$320.3K boughtJoseph W. Carroll · Director
Director
$193.5K boughtVincent O'Bell · EVP & Chief Lending Officer
EVP & Chief Lending Officer
$103.6K soldRonald R. Schmalzle · Director
Director
$35.7K boughtJohn Martin McCaffery JR. · EVP & CFO
EVP & CFO
$29.4K boughtJames O. Donnelly · President & CEO
President & CEO
$8.5K boughtAndrew Forte · Director
Director
$8.0K boughtKenneth A. Phillips · Director
Director
$4.0K boughtOpen-market trades
16 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| James Shook | Director | — | $320.3K | 4 | — | |
| Joseph W. Carroll | Director | — | $193.5K | 4 | — | |
| Vincent O'Bell | EVP & Chief Lending Officer | $103.6K | — | 1 | — | |
| Ronald R. Schmalzle | Director | — | $35.7K | 2 | — | |
| John Martin McCaffery JR. | EVP & CFO | — | $29.4K | 1 | — | |
| James O. Donnelly | President & CEO | — | $8.5K | 2 | — | |
| Andrew Forte | Director | — | $8.0K | 1 | — | |
| Kenneth A. Phillips | Director | — | $4.0K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Vincent O'Bell EVP & Chief Lending Officer | Sale | 3,000 | $34.52 | $103.6K | 4,692 | |
traded | James Shook Director | Purchase | 3,100 | $34.55 | $107.1K | 12,586 | |
traded | Ronald R. Schmalzle Director | Purchase | 600 | $24.35 | $14.6K | 27,068 | |
traded | Ronald R. Schmalzle Director | Purchase | 700 | $30.19 | $21.1K | 27,168 | |
traded | Andrew Forte Director | Purchase | 270 | $29.58 | $8.0K | 7,624 | |
traded | Joseph W. Carroll Director | Purchase | 672 | $29.45 | $19.8K | Multiple accounts | |
traded | Joseph W. Carroll Director | Purchase | 180 | $29.61 | $5.3K | 904 | |
traded | James Shook Director | Purchase | 375 | $29.06 | $10.9K | 9,353 | |
traded | James O. Donnelly President & CEO | Purchase | 100 | $29.06 | $2.9K | 300 | |
traded | John Martin McCaffery JR. EVP & CFO | Purchase | 1,000 | $29.44 | $29.4K | 4,000 | |
traded | Joseph W. Carroll Director | Purchase | 4,000 | $28.13 | $112.5K | 39,503 | |
traded | James O. Donnelly President & CEO | Purchase | 200 | $28.15 | $5.6K | 200 | |
traded | Joseph W. Carroll Director | Purchase | 2,000 | $27.91 | $55.8K | 37,503 | |
traded | James Shook Director | Purchase | 3,500 | $28.80 | $100.8K | 8,330 | |
traded | Kenneth A. Phillips Director | Purchase | 150 | $26.43 | $4.0K | 14,440 | |
traded | James Shook Director | Purchase | 3,800 | $26.71 | $101.5K | 4,730 |
GET /stocks/filings/vX/form-4?tickers=NWFL&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"NWFL"
],
"issuer_cik": "0001013272",
"owner_cik": "0001861002",
"accession_number": "0001193125-26-383813",
"form_type": "4",
"filing_date": "2026-09-04",
"period_of_report": "2026-09-02",
"issuer_name": "NORWOOD FINANCIAL CORP",
"issuer_trading_symbol": "NWFL",
"owner_name": "O'Bell Vincent",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "EVP & Chief Lending Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-02",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1100,
"transaction_price_per_share": 34.502,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 4792,
"transaction_value": 37952.200000000004,
"direct_or_indirect": "D"
},
{
"tickers": [
"NWFL"
],
"issuer_cik": "0001013272",
"owner_cik": "0001861002",
"accession_number": "0001193125-26-383813",
"form_type": "4",
"filing_date": "2026-09-04",
"period_of_report": "2026-09-02",
"issuer_name": "NORWOOD FINANCIAL CORP",
"issuer_trading_symbol": "NWFL",
"owner_name": "O'Bell Vincent",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "EVP & Chief Lending Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-02",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1500,
"transaction_price_per_share": 34.502,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 4392,
"transaction_value": 51753.00000000001,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 161 records
- Option exercises4 records
- Tax withholding1 record
- Grants and awards152 records
- Gifts4 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Norwood Financial Corp's CEO sold stock?
No. James O. Donnelly (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is NWFL’s insider data?
These are NWFL Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track NWFL insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for NWFL every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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