SEC Form 4
Penguin Solutions, Inc. (PENG) insider trading
In the 12 months to Oct 26, 2026, 4 PENG insiders reported open-market sales of $4.4M across 20 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $4.4M
- 20 filings · 4 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 17 of 20
- $2.8M of $4.4M sold (64%)
Who traded PENG, and when
- Sale
- Sale, pre-arranged (10b5-1)
PENG daily close from Oct 27, 2025 to Oct 26, 2026, between $16.24 and $81.39, last $55.06. 20 sale and 0 purchase filings by 4 insiders, marked at their filing dates. Joseph Gates Clark, SVP and Pres, Optimized LED: sold $1.9M across 9 filings, first filed Feb 12, 2026, last Jul 27, 2026. Anne Kuykendall, SVP and Chief Legal Officer: sold $934.5K across 8 filings, first filed Feb 27, 2026, last Oct 22, 2026. Sandeep Nayyar, Director: sold $890.3K across 1 filing, first filed May 13, 2026, last May 13, 2026. Maximiliane C. Straub, Director: sold $684.4K across 2 filings, first filed May 13, 2026, last May 18, 2026.
Largest mark · tap a row for others
Sandeep Nayyar · Director
Sale $890,346
20,000 shares at $44.52 avg
Filed May 13, 2026 · traded May 11
Close on filing date $48.27
Joseph Gates Clark · SVP and Pres, Optimized LED
SVP and Pres, Optimized LED
$1.9M soldAnne Kuykendall · SVP and Chief Legal Officer
SVP and Chief Legal Officer
$934.5K soldSandeep Nayyar · Director
Director
$890.3K soldMaximiliane C. Straub · Director
Director
$684.4K soldOpen-market trades
20 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Joseph Gates Clark | SVP and Pres, Optimized LED | $1.9M | — | 9 | 100% of sales | |
| Anne Kuykendall | SVP and Chief Legal Officer | $934.5K | — | 8 | 100% of sales | |
| Sandeep Nayyar | Director | $890.3K | — | 1 | — | |
| Maximiliane C. Straub | Director | $684.4K | — | 2 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 738 | $55.08 | $40.6K | 141,988 | |
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 4,000 | $50.58 | $202.3K | 112,994 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 1,327 | $57.47 | $76.3K | 63,056 | |
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 739 | $56.12 | $41.5K | 116,994 | |
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 4,000 | $64.38 | $257.5K | 122,490 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 10,351 | $58.87 | $609.4K | 67,725 | |
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 4,000 | $54.45 | $217.8K | 124,794 | |
traded | Maximiliane C. Straub Director | Sale | 3,000 | $49.00 | $147.0K | 51,975 | |
traded | Sandeep Nayyar Director | Sale | 20,000 | $44.52 | $890.3K | 25,417 | |
traded | Maximiliane C. Straub Director | Sale | 12,000 | $44.78 | $537.4K | 54,975 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 5,000 | $39.99 | $200.0K | 76,776 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 5,000 | $34.75 | $173.8K | 81,776 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 6,485 | $29.26 | $189.8K | 86,776 | |
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 738 | $27.92 | $20.6K | 128,794 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 5,000 | $26.82 | $134.1K | 95,549 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 12,546 | $22.55 | $282.9K | 99,726 | |
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 4,000 | $17.75 | $71.0K | 131,352 | |
traded | Anne Kuykendall SVP and Chief Legal Officer | SalePre-arranged (10b5-1) | 4,000 | $20.80 | $83.2K | 135,352 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 10,046 | $20.07 | $201.6K | 112,272 | |
traded | Joseph Gates Clark SVP and Pres, Optimized LED | SalePre-arranged (10b5-1) | 1,346 | $19.03 | $25.6K | 122,318 |
GET /stocks/filings/vX/form-4?tickers=PENG&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PENG",
"SGH"
],
"issuer_cik": "0001616533",
"owner_cik": "0001855880",
"accession_number": "0001855880-26-000022",
"form_type": "4",
"filing_date": "2026-10-22",
"period_of_report": "2026-10-20",
"issuer_name": "Penguin Solutions, Inc.",
"issuer_trading_symbol": "PENG",
"owner_name": "Kuykendall Anne",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SVP and Chief Legal Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-22",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 738,
"transaction_price_per_share": 55.08,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 141988,
"transaction_value": 40649.04,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F3",
"description": "This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025."
}
]
},
{
"tickers": [
"PENG",
"SGH"
],
"issuer_cik": "0001616533",
"owner_cik": "0001855880",
"accession_number": "0001855880-26-000016",
"form_type": "4",
"filing_date": "2026-08-26",
"period_of_report": "2026-08-24",
"issuer_name": "Penguin Solutions, Inc.",
"issuer_trading_symbol": "PENG",
"owner_name": "Kuykendall Anne",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SVP and Chief Legal Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-08-24",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3300,
"transaction_price_per_share": 50.7252,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 113094,
"transaction_value": 167393.16,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025."
},
{
"id": "F3",
"description": "This transaction was executed in multiple trades at prices ranging from $50.23 to $51.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 34 records
- Tax withholding18 records
- Grants and awards16 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Penguin Solutions, Inc.'s CEO sold stock?
No. Kashif Shaikh and Mark Adams (CEOs) made no open-market sales filed as CEO in the last 12 months.
How current is PENG’s insider data?
These are PENG Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PENG every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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