SEC Form 4
Principal Financial Group, Inc. (PFG) insider trading
In the 12 months to Oct 24, 2026, 4 PFG insiders reported open-market sales of $5.4M across 10 filings; one director bought $873.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $5.4M
- 10 filings · 4 insiders
- Open-market purchases
- $873
- 1 filing · Claudio Muruzabal, Director
- Pre-arranged sales (10b5-1)
- 4 of 10
- $2.4M of $5.4M sold (44%)
Who traded PFG, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
PFG daily close from Oct 24, 2025 to Oct 23, 2026, between $79.57 and $118.51, last $108.57. 10 sale and 1 purchase filings by 4 insiders, marked at their filing dates. Wee Yee Cheong, EVP, Principal Asia → President - Asia & Middle East: sold $2.8M across 4 filings, first filed Nov 13, 2025, last May 22, 2026. Deanna D. Strable-Soethout, President and CEO: sold $2.4M across 4 filings, first filed Jan 12, 2026, last Feb 2, 2026. George Djurasovic, Interim General Counsel: sold $259.3K across 1 filing, first filed Apr 30, 2026, last Apr 30, 2026. Claudio Muruzabal, Director: sold $350 and bought $873 across 2 filings, first filed Mar 25, 2026, last Mar 25, 2026.
Largest mark · tap a row for others
Deanna D. Strable-Soethout · President and CEO
Filing 1 of 2 within a week · $1,627,410 total
Sale $742,794
8,025 shares at $92.56 avg
Filed Jan 26, 2026 · traded Jan 22
Pre-arranged (10b5-1) · close on filing date $93.00
Wee Yee Cheong · EVP, Principal Asia → President - Asia & Middle East
EVP, Principal Asia → President - Asia & Middle East
$2.8M soldDeanna D. Strable-Soethout · President and CEO
President and CEO
$2.4M soldGeorge Djurasovic · Interim General Counsel
Interim General Counsel
$259.3K soldClaudio Muruzabal · Director
Director
$350 sold$873 boughtHas Principal Financial Group, Inc.'s CEO sold stock?
Yes. Deanna D. Strable-Soethout (CEO) sold 24,965 shares ($2.4M) between Jan 2026 and Feb 2026, all under a pre-arranged 10b5-1 plan. Kamal Bhatia (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
11 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Wee Yee Cheong | EVP, Principal Asia → President - Asia & Middle East | $2.8M | — | 4 | — | |
| Deanna D. Strable-Soethout | President and CEO | $2.4M | — | 4 | 100% of sales | |
| George Djurasovic | Interim General Counsel | $259.3K | — | 1 | — | |
| Claudio Muruzabal | Director | $350 | $873 | 2 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Wee Yee Cheong President - Asia & Middle East | Sale | 10,745 | $103.13 | $1.1M | 66,443 | |
traded | Wee Yee Cheong President - Asia & Middle East | Sale | 13,920 | $101.17 | $1.4M | 77,188 | |
traded | George Djurasovic Interim General Counsel | Sale | 2,572 | $100.83 | $259.3K | 21,905 | |
traded | Wee Yee Cheong President - Asia & Middle East | Sale | 1,080 | $101.00 | $109.1K | 91,108 | |
traded | Claudio Muruzabal Director | Sale | 5 | $70.05 | $350 | 11,198 | |
traded | Claudio Muruzabal Director | Purchase | 10 | $87.29 | $873 | 11,203 | |
traded | Deanna D. Strable-Soethout President and CEO | SalePre-arranged (10b5-1) | 7,340 | $95.00 | $697.3K | 136,828 | |
traded | Deanna D. Strable-Soethout President and CEO | SalePre-arranged (10b5-1) | 9,300 | $95.12 | $884.6K | 144,168 | |
traded | Deanna D. Strable-Soethout President and CEO | SalePre-arranged (10b5-1) | 8,025 | $92.56 | $742.8K | 54,227 | |
traded | Deanna D. Strable-Soethout President and CEO | SalePre-arranged (10b5-1) | 300 | $92.50 | $27.8K | 62,252 | |
traded | Wee Yee Cheong EVP, Principal Asia | Sale | 1,887 | $85.04 | $160.5K | 81,421 |
GET /stocks/filings/vX/form-4?tickers=PFG&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PFG"
],
"issuer_cik": "0001126328",
"owner_cik": "0001871693",
"accession_number": "0001126328-26-000127",
"form_type": "4",
"filing_date": "2026-05-22",
"period_of_report": "2026-05-20",
"issuer_name": "PRINCIPAL FINANCIAL GROUP INC",
"issuer_trading_symbol": "PFG",
"owner_name": "Cheong Wee Yee",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "President - Asia & Middle East",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-05-21",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 7534,
"transaction_price_per_share": 103.16,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 66443,
"transaction_value": 777207.44,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F3",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.44, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."
},
{
"id": "F2",
"description": "Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan."
}
]
},
{
"tickers": [
"PFG"
],
"issuer_cik": "0001126328",
"owner_cik": "0001871693",
"accession_number": "0001126328-26-000127",
"form_type": "4",
"filing_date": "2026-05-22",
"period_of_report": "2026-05-20",
"issuer_name": "PRINCIPAL FINANCIAL GROUP INC",
"issuer_trading_symbol": "PFG",
"owner_name": "Cheong Wee Yee",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "President - Asia & Middle East",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-05-20",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3211,
"transaction_price_per_share": 103.06,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 73977,
"transaction_value": 330925.66000000003,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote."
},
{
"id": "F2",
"description": "Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 165 records
- Tax withholding10 records
- Grants and awards136 records
- Gifts1 record
- Other18 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PFG every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Role
- The title on each filing. Someone whose title changed shows more than one.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.