SEC Form 4
PennyMac Financial Services, Inc. (PFSI) insider trading
In the 12 months to Oct 26, 2026, 6 PFSI insiders reported open-market sales of $32.9M across 21 filings; one director bought $200.6K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $32.9M
- 21 filings · 6 insiders
- Open-market purchases
- $200.6K
- 1 filing · Patrick Kinsella, Director
- Pre-arranged sales (10b5-1)
- 15 of 21
- $13.5M of $32.9M sold (41%)
Who traded PFSI, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
PFSI daily close from Oct 27, 2025 to Oct 26, 2026, between $57.75 and $159.46, last $63.22. 21 sale and 1 purchase filings by 7 insiders, marked at their filing dates. David Spector, Chairman & CEO: sold $16.8M across 8 filings, first filed Oct 27, 2025, last May 13, 2026. Doug Jones, Director, President & CMBO: sold $6.2M across 3 filings, first filed Nov 7, 2025, last Nov 26, 2025. Daniel Stanley Perotti, Chief Financial Officer: sold $5.1M across 4 filings, first filed Oct 28, 2025, last May 18, 2026. Anne Mccallion, Director: sold $3.7M across 1 filing, first filed Oct 28, 2025, last Oct 28, 2025. Gregory L. Hendry, MD, Chief Accounting Officer: sold $894.3K across 3 filings, first filed Dec 19, 2025, last Jul 2, 2026. Derek Stark, Chief Legal Officer: sold $267.6K across 2 filings, first filed Feb 26, 2026, last Mar 3, 2026. Patrick Kinsella, Director: bought $200.6K across 1 filing, first filed Feb 13, 2026, last Feb 13, 2026.
Largest mark · tap a row for others
David Spector · Chairman & CEO
Sale $9,113,457
71,161 shares at $128.07 avg
Filed Oct 27, 2025 · traded Oct 23
Close on filing date $132.96
David Spector · Chairman & CEO
Chairman & CEO
$16.8M soldDoug Jones · Director, President & CMBO
Director, President & CMBO
$6.2M soldDaniel Stanley Perotti · Chief Financial Officer
Chief Financial Officer
$5.1M soldAnne Mccallion · Director
Director
$3.7M soldGregory L. Hendry · MD, Chief Accounting Officer
MD, Chief Accounting Officer
$894.3K soldDerek Stark · Chief Legal Officer
Chief Legal Officer
$267.6K soldPatrick Kinsella · Director
Director
$200.6K boughtOpen-market trades
22 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| David Spector | Chairman & CEO | $16.8M | — | 8 | 46% of sales | |
| Doug Jones | Director, President & CMBO | $6.2M | — | 3 | — | |
| Daniel Stanley Perotti | Chief Financial Officer | $5.1M | — | 4 | 100% of sales | |
| Anne Mccallion | Director | $3.7M | — | 1 | — | |
| Gregory L. Hendry | MD, Chief Accounting Officer | $894.3K | — | 3 | 48% of sales | |
| Derek Stark | Chief Legal Officer | $267.6K | — | 2 | 100% of sales | |
| Patrick Kinsella | Director | — | $200.6K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Gregory L. Hendry MD, Chief Accounting Officer | SalePre-arranged (10b5-1) | 2,177 | $86.89 | $189.2K | 48,968 | |
traded | Gregory L. Hendry MD, Chief Accounting Officer | SalePre-arranged (10b5-1) | 2,943 | $81.71 | $240.5K | 48,968 | |
traded | Daniel Stanley Perotti Chief Financial Officer | SalePre-arranged (10b5-1) | 2,925 | $87.50 | $255.9K | 210,625 | |
traded | David Spector Chairman & CEO | SalePre-arranged (10b5-1) | 10,000 | $87.99 | $879.9K | 64,688 | |
traded | David Spector Chairman & CEO | SalePre-arranged (10b5-1) | 10,000 | $92.83 | $928.3K | 70,604 | |
traded | David Spector Chairman & CEO | SalePre-arranged (10b5-1) | 22,436 | $86.39 | $1.9M | Multiple accounts | |
traded | Derek Stark Chief Legal Officer | SalePre-arranged (10b5-1) | 1,066 | $87.66 | $93.4K | 20,944 | |
traded | Derek Stark Chief Legal Officer | SalePre-arranged (10b5-1) | 1,903 | $91.50 | $174.1K | 22,477 | |
traded | David Spector Chairman & CEO | SalePre-arranged (10b5-1) | 12,950 | $94.51 | $1.2M | Multiple accounts | |
traded | Daniel Stanley Perotti Chief Financial Officer | SalePre-arranged (10b5-1) | 2,925 | $93.30 | $272.9K | 213,550 | |
traded | Patrick Kinsella Director | Purchase | 2,250 | $89.15 | $200.6K | 34,210 | |
traded | David Spector Chairman & CEO | SalePre-arranged (10b5-1) | 10,000 | $145.19 | $1.5M | 100,652 | |
traded | Gregory L. Hendry MD, Chief Accounting Officer | Sale | 3,530 | $131.64 | $464.7K | 48,633 | |
traded | David Spector Chairman & CEO | SalePre-arranged (10b5-1) | 5,000 | $129.81 | $649.0K | 110,604 | |
traded | Doug Jones Director, President & CMBO | Sale | 20,000 | $132.63 | $2.7M | 442,579 | |
traded | Daniel Stanley Perotti Chief Financial Officer | SalePre-arranged (10b5-1) | 8,775 | $126.67 | $1.1M | 220,000 | |
traded | David Spector Chairman & CEO | SalePre-arranged (10b5-1) | 5,000 | $129.26 | $646.3K | 115,800 | |
traded | Doug Jones Director, President & CMBO | Sale | 23,453 | $127.56 | $3.0M | 19,056 | |
traded | Doug Jones Director, President & CMBO | Sale | 4,318 | $126.09 | $544.5K | 19,056 | |
traded | Anne Mccallion Director | Sale | 27,771 | $131.55 | $3.7M | 1,547 | |
traded | Daniel Stanley Perotti Chief Financial Officer | SalePre-arranged (10b5-1) | 26,011 | $131.36 | $3.4M | 9,964 | |
traded | David Spector Chairman & CEO | Sale | 71,161 | $128.07 | $9.1M | 608,363 |
GET /stocks/filings/vX/form-4?tickers=PFSI&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PFSI"
],
"issuer_cik": "0001745916",
"owner_cik": "0001486334",
"accession_number": "0001745916-26-000135",
"form_type": "4",
"filing_date": "2026-07-02",
"period_of_report": "2026-07-01",
"issuer_name": "PennyMac Financial Services, Inc.",
"issuer_trading_symbol": "PFSI",
"owner_name": "Hendry Gregory L",
"is_officer": true,
"officer_title": "MD, Chief Accounting Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-07-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2177,
"transaction_price_per_share": 86.89,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 48968,
"transaction_value": 189159.53,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026."
},
{
"id": "F2",
"description": "The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting."
}
]
},
{
"tickers": [
"PFSI"
],
"issuer_cik": "0001745916",
"owner_cik": "0001486334",
"accession_number": "0001745916-26-000133",
"form_type": "4",
"filing_date": "2026-06-24",
"period_of_report": "2026-06-22",
"issuer_name": "PennyMac Financial Services, Inc.",
"issuer_trading_symbol": "PFSI",
"owner_name": "Hendry Gregory L",
"is_officer": true,
"officer_title": "MD, Chief Accounting Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-06-22",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2943,
"transaction_price_per_share": 81.71,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 48968,
"transaction_value": 240472.52999999997,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026."
},
{
"id": "F2",
"description": "The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 79 records
- Option exercises16 records
- Tax withholding30 records
- Grants and awards26 records
- Gifts2 records
- Other5 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has PennyMac Financial Services, Inc.'s CEO sold stock?
Yes. David Spector (CEO) sold 146,547 shares ($16.8M) between Oct 2025 and May 2026, $7.7M of it under a pre-arranged 10b5-1 plan.
How current is PFSI’s insider data?
These are PFSI Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track PFSI insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PFSI every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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