SEC Form 4
Peapack-Gladstone Financial Corp (PGC) insider trading
In the 12 months to Oct 26, 2026, 7 PGC insiders reported open-market sales of $847.6K across 8 filings; 3 insiders bought $548.7K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $847.6K
- 8 filings · 7 insiders
- Open-market purchases
- $548.7K
- 3 filings
Who traded PGC, and when
- Purchase
- Sale
PGC daily close from Oct 27, 2025 to Oct 26, 2026, between $24.76 and $48.33, last $45.78. 8 sale and 3 purchase filings by 9 insiders, marked at their filing dates. Douglas L. Kennedy, President & CEO: bought $397.7K across 1 filing, first filed Apr 1, 2026, last Apr 1, 2026. Maureen Hemhauser, EVP & Chief Risk Officer: sold $291.7K across 2 filings, first filed Feb 10, 2026, last Sep 22, 2026. John P. Babcock, SEVP & Pres of Priv Wealth Mgt: sold $235.5K across 1 filing, first filed Jun 30, 2026, last Jun 30, 2026. Francesco S. Rossi, SVP/Chief Accounting Officer: sold $113.1K across 1 filing, first filed Jun 12, 2026, last Jun 12, 2026. Frank A. Cavallaro, SEVP & Chief Financial Officer: bought $101.0K across 1 filing, first filed Apr 1, 2026, last Apr 1, 2026. Anthony W. Spinelli, Director: sold $89.3K across 1 filing, first filed Jun 9, 2026, last Jun 9, 2026. Patrick Campion, Director: sold $9.8K and bought $50.0K across 2 filings, first filed Mar 23, 2026, last Apr 1, 2026. 2 others: sold $108.2K across 2 filings, first filed Jun 30, 2026, last Sep 3, 2026.
Largest mark · tap a row for others
Douglas L. Kennedy · President & CEO
Purchase $397,732
11,296 shares at $35.21 avg
Filed Apr 1, 2026 · traded Mar 30
Close on filing date $35.75
Douglas L. Kennedy · President & CEO
President & CEO
$397.7K boughtMaureen Hemhauser · EVP & Chief Risk Officer
EVP & Chief Risk Officer
$291.7K soldJohn P. Babcock · SEVP & Pres of Priv Wealth Mgt
SEVP & Pres of Priv Wealth Mgt
$235.5K soldFrancesco S. Rossi · SVP/Chief Accounting Officer
SVP/Chief Accounting Officer
$113.1K soldFrank A. Cavallaro · SEVP & Chief Financial Officer
SEVP & Chief Financial Officer
$101.0K boughtAnthony W. Spinelli · Director
Director
$89.3K soldPatrick Campion · Director
Director
$9.8K sold$50.0K bought2 others
Combined, one mark per week
$108.2K soldOpen-market trades
11 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Douglas L. Kennedy | President & CEO | — | $397.7K | 1 | — | |
| Maureen Hemhauser | EVP & Chief Risk Officer | $291.7K | — | 2 | — | |
| John P. Babcock | SEVP & Pres of Priv Wealth Mgt | $235.5K | — | 1 | — | |
| Francesco S. Rossi | SVP/Chief Accounting Officer | $113.1K | — | 1 | — | |
| Frank A. Cavallaro | SEVP & Chief Financial Officer | — | $101.0K | 1 | — | |
| Anthony W. Spinelli | Director | $89.3K | — | 1 | — | |
| Patrick Campion | Director | $9.8K | $50.0K | 2 | — | |
| Gregory Martin Smith | SEVP, President Comml Banking | $55.8K | — | 1 | — | |
| Lisa Chalkan | EVP, Chief Credit Officer | $52.4K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Maureen Hemhauser EVP & Chief Risk Officer | Sale | 2,297 | $45.32 | $104.1K | 0 | |
traded | Gregory Martin Smith SEVP, President Comml Banking | Sale | 1,250 | $44.66 | $55.8K | 12,622 | |
traded | Lisa Chalkan EVP, Chief Credit Officer | Sale | 1,100 | $47.60 | $52.4K | 26,075 | |
traded | John P. Babcock SEVP & Pres of Priv Wealth Mgt | Sale | 5,000 | $47.11 | $235.5K | 45,582 | |
traded | Francesco S. Rossi SVP/Chief Accounting Officer | Sale | 2,484 | $45.51 | $113.1K | Multiple accounts | |
traded | Anthony W. Spinelli Director | Sale | 2,000 | $44.63 | $89.3K | 11,742 | |
traded | Patrick Campion Director | Purchase | 1,430 | $34.97 | $50.0K | 3,105 | |
traded | Frank A. Cavallaro SEVP & Chief Financial Officer | Purchase | 2,890 | $34.95 | $101.0K | 14,714 | |
traded | Douglas L. Kennedy President & CEO | Purchase | 11,296 | $35.21 | $397.7K | 241,926 | |
traded | Patrick Campion Director | Sale | 340 | $28.85 | $9.8K | 0 | |
traded | Maureen Hemhauser EVP & Chief Risk Officer | Sale | 5,272 | $35.59 | $187.6K | 0 |
GET /stocks/filings/vX/form-4?tickers=PGC&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PGC"
],
"issuer_cik": "0001050743",
"owner_cik": "0001786533",
"accession_number": "0001193125-26-397655",
"form_type": "4",
"filing_date": "2026-09-22",
"period_of_report": "2026-09-21",
"issuer_name": "PEAPACK GLADSTONE FINANCIAL CORP",
"issuer_trading_symbol": "PGC",
"owner_name": "Hemhauser Maureen",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "EVP & Chief Risk Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-21",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2297,
"transaction_price_per_share": 45.3241,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 0,
"transaction_value": 104109.4577,
"direct_or_indirect": "D"
},
{
"tickers": [
"PGC"
],
"issuer_cik": "0001050743",
"owner_cik": "0001778117",
"accession_number": "0001193125-26-381299",
"form_type": "4",
"filing_date": "2026-09-03",
"period_of_report": "2026-09-02",
"issuer_name": "PEAPACK GLADSTONE FINANCIAL CORP",
"issuer_trading_symbol": "PGC",
"owner_name": "Smith Gregory Martin",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SEVP, President Comml Banking",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-09-02",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1250,
"transaction_price_per_share": 44.66,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 12622,
"transaction_value": 55824.99999999999,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 66 records
- Option exercises45 records
- Tax withholding21 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Peapack-Gladstone Financial Corp's CEO sold stock?
No. Douglas L. Kennedy (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is PGC’s insider data?
These are PGC Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track PGC insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PGC every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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