SEC Form 4
PennyMac Mortgage Investment Trust (PMT) insider trading
In the 12 months to Oct 26, 2026, one PMT insider reported open-market sales of $64.8K across 3 filings; 2 insiders bought $161.8K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $64.8K
- 3 filings · 1 insider
- Open-market purchases
- $161.8K
- 3 filings
- Pre-arranged sales (10b5-1)
- 3 of 3
- All $64.8K sold was pre-arranged
Who traded PMT, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
PMT daily close from Oct 27, 2025 to Oct 26, 2026, between $6.75 and $13.81, last $7.06. 3 sale and 3 purchase filings by 3 insiders, marked at their filing dates. David Spector, Chairman and CEO: bought $124.0K across 1 filing, first filed Nov 18, 2025, last Nov 18, 2025. Gregory L. Hendry, Chief Accounting Officer: sold $64.8K across 3 filings, first filed Aug 4, 2026, last Oct 2, 2026. Catherine A. Lynch, Director: bought $37.8K across 2 filings, first filed Oct 28, 2025, last Jan 27, 2026.
Largest mark · tap a row for others
David Spector · Chairman and CEO
Purchase $124,000
10,000 shares at $12.40 avg
Filed Nov 18, 2025 · traded Nov 17
Close on filing date $12.36
David Spector · Chairman and CEO
Chairman and CEO
$124.0K boughtGregory L. Hendry · Chief Accounting Officer
Chief Accounting Officer
$64.8K soldCatherine A. Lynch · Director
Director
$37.8K boughtOpen-market trades
6 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| David Spector | Chairman and CEO | — | $124.0K | 1 | — | |
| Gregory L. Hendry | Chief Accounting Officer | $64.8K | — | 3 | 100% of sales | |
| Catherine A. Lynch | Director | — | $37.8K | 2 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Gregory L. Hendry Chief Accounting Officer | SalePre-arranged (10b5-1) | 2,444 | $7.86 | $19.2K | 4,886 | |
traded | Gregory L. Hendry Chief Accounting Officer | SalePre-arranged (10b5-1) | 2,444 | $9.27 | $22.7K | 7,330 | |
traded | Gregory L. Hendry Chief Accounting Officer | SalePre-arranged (10b5-1) | 2,444 | $9.37 | $22.9K | 9,774 | |
traded | Catherine A. Lynch Director | Purchase | 1,451 | $13.24 | $19.2K | 57,647 | |
traded | David Spector Chairman and CEO | Purchase | 10,000 | $12.40 | $124.0K | 357,794 | |
traded | Catherine A. Lynch Director | Purchase | 1,470 | $12.67 | $18.6K | 56,196 |
GET /stocks/filings/vX/form-4?tickers=PMT&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PMT",
"PMTU",
"PMTV",
"PMTW",
"PMTpA",
"PMTpB",
"PMTpC"
],
"issuer_cik": "0001464423",
"owner_cik": "0001486334",
"accession_number": "0001464423-26-000085",
"form_type": "4",
"filing_date": "2026-10-02",
"period_of_report": "2026-10-01",
"issuer_name": "PennyMac Mortgage Investment Trust",
"issuer_trading_symbol": "PMT",
"owner_name": "Hendry Gregory L",
"is_officer": true,
"officer_title": "Chief Accounting Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Shares of Beneficial Interest",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2444,
"transaction_price_per_share": 7.86,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 4886,
"transaction_value": 19209.84,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026."
}
]
},
{
"tickers": [
"PMT",
"PMTU",
"PMTV",
"PMTW",
"PMTpA",
"PMTpB",
"PMTpC"
],
"issuer_cik": "0001464423",
"owner_cik": "0001486334",
"accession_number": "0001464423-26-000083",
"form_type": "4",
"filing_date": "2026-09-02",
"period_of_report": "2026-09-01",
"issuer_name": "PennyMac Mortgage Investment Trust",
"issuer_trading_symbol": "PMT",
"owner_name": "Hendry Gregory L",
"is_officer": true,
"officer_title": "Chief Accounting Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Shares of Beneficial Interest",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2444,
"transaction_price_per_share": 9.27,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 7330,
"transaction_value": 22655.879999999997,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 68 records
- Option exercises18 records
- Tax withholding35 records
- Grants and awards15 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has PennyMac Mortgage Investment Trust's CEO sold stock?
No. David Spector (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is PMT’s insider data?
These are PMT Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
Build with AI
Track PMT insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PMT every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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