SEC Form 4
Pennant Investment Corp (PNNT) insider trading
In the 12 months to Oct 26, 2026, one PNNT insider reported open-market sales of $1.4M across 4 filings; 2 insiders bought $98.2K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $1.4M
- 4 filings · 1 insider
- Open-market purchases
- $98.2K
- 2 filings
Who traded PNNT, and when
- Purchase
- Sale
PNNT daily close from Oct 27, 2025 to Oct 26, 2026, between $2.82 and $6.61, last $2.82. 4 sale and 2 purchase filings by 3 insiders, marked at their filing dates. Jeffrey Flug, Director: sold $1.4M across 4 filings, first filed Dec 1, 2025, last Dec 9, 2025. Richard T. Allorto JR., CFO and Treasurer: bought $73.2K across 1 filing, first filed Mar 12, 2026, last Mar 12, 2026. Jose A. Briones, Director: bought $25.0K across 1 filing, first filed Dec 3, 2025, last Dec 3, 2025.
Largest mark · tap a row for others
Jeffrey Flug · Director
Sale $836,163
141,533 shares at $5.91 avg
Filed Dec 9, 2025 · traded Dec 5
Close on filing date $5.99
Jeffrey Flug · Director
Director
$1.4M soldRichard T. Allorto JR. · CFO and Treasurer
CFO and Treasurer
$73.2K boughtJose A. Briones · Director
Director
$25.0K boughtOpen-market trades
6 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Jeffrey Flug | Director | $1.4M | — | 4 | — | |
| Richard T. Allorto JR. | CFO and Treasurer | — | $73.2K | 1 | — | |
| Jose A. Briones | Director | — | $25.0K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Richard T. Allorto JR. CFO and Treasurer | Purchase | 15,000 | $4.88 | $73.2K | 30,000 | |
traded | Jeffrey Flug Director | Sale | 141,533 | $5.91 | $836.2K | 32,382 | |
traded | Jeffrey Flug Director | Sale | 33,303 | $5.77 | $192.1K | 173,915 | |
traded | Jose A. Briones Director | Purchase | 4,235 | $5.91 | $25.0K | 274,722 | |
traded | Jeffrey Flug Director | Sale | 36,100 | $6.05 | $218.4K | 207,218 | |
traded | Jeffrey Flug Director | Sale | 25,000 | $6.03 | $150.7K | 243,318 |
GET /stocks/filings/vX/form-4?tickers=PNNT&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PNNT"
],
"issuer_cik": "0001383414",
"owner_cik": "0001395260",
"accession_number": "0001193125-26-104100",
"form_type": "4",
"filing_date": "2026-03-12",
"period_of_report": "2026-03-11",
"issuer_name": "PENNANTPARK INVESTMENT CORP",
"issuer_trading_symbol": "PNNT",
"owner_name": "Allorto Richard T JR",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "CFO and Treasurer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-03-11",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 15000,
"transaction_price_per_share": 4.88,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 30000,
"transaction_value": 73200,
"direct_or_indirect": "D"
},
{
"tickers": [
"PNNT"
],
"issuer_cik": "0001383414",
"owner_cik": "0001396917",
"accession_number": "0001193125-25-312894",
"form_type": "4",
"filing_date": "2025-12-09",
"period_of_report": "2025-12-05",
"issuer_name": "PENNANTPARK INVESTMENT CORP",
"issuer_trading_symbol": "PNNT",
"owner_name": "Flug Jeffrey",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2025-12-08",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 121533,
"transaction_price_per_share": 5.9171,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 32382,
"transaction_value": 719122.9143,
"direct_or_indirect": "I",
"nature_of_ownership": "Held by various related trusts"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
How current is PNNT’s insider data?
These are PNNT Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track PNNT insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PNNT every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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