SEC Form 4
Prudential Financial, Inc. (PRU) insider trading
In the 12 months to Oct 24, 2026, 4 PRU insiders reported open-market sales of $9.2M across 5 filings; 3 insiders bought $168.8K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $9.2M
- 5 filings · 4 insiders
- Open-market purchases
- $168.8K
- 3 filings
Who traded PRU, and when
- Purchase
- Sale
PRU daily close from Oct 24, 2025 to Oct 23, 2026, between $92.00 and $125.13, last $114.99. 5 sale and 3 purchase filings by 7 insiders, marked at their filing dates. Charles F. Lowrey, Chairman of the Board: sold $5.2M across 1 filing, first filed Nov 12, 2025, last Nov 12, 2025. Ann M. Kappler, EVP and General Counsel: sold $2.4M across 2 filings, first filed May 18, 2026, last Aug 18, 2026. Timothy L. Schmidt, Senior Vice President: sold $861.5K across 1 filing, first filed Dec 2, 2025, last Dec 2, 2025. Caroline Feeney, Executive Vice President: sold $762.2K across 1 filing, first filed Dec 15, 2025, last Dec 15, 2025. Jacques Chappuis, Executive Vice President: bought $101.0K across 1 filing, first filed Feb 9, 2026, last Feb 9, 2026. Joseph J. Wolk, Director: bought $42.1K across 1 filing, first filed Feb 12, 2026, last Feb 12, 2026. Thomas D. Stoddard, Director: bought $25.7K across 1 filing, first filed Feb 18, 2026, last Feb 18, 2026.
Largest mark · tap a row for others
Charles F. Lowrey · Chairman of the Board
Sale $5,172,332
48,164 shares at $107.39 avg
Filed Nov 12, 2025 · traded Nov 10
Close on filing date $107.79
Charles F. Lowrey · Chairman of the Board
Chairman of the Board
$5.2M soldAnn M. Kappler · EVP and General Counsel
EVP and General Counsel
$2.4M soldTimothy L. Schmidt · Senior Vice President
Senior Vice President
$861.5K soldCaroline Feeney · Executive Vice President
Executive Vice President
$762.2K soldJacques Chappuis · Executive Vice President
Executive Vice President
$101.0K boughtJoseph J. Wolk · Director
Director
$42.1K boughtThomas D. Stoddard · Director
Director
$25.7K boughtHas Prudential Financial, Inc.'s CEO sold stock?
No. Andrew F. Sullivan (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
8 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Charles F. Lowrey | Chairman of the Board | $5.2M | — | 1 | — | |
| Ann M. Kappler | EVP and General Counsel | $2.4M | — | 2 | — | |
| Timothy L. Schmidt | Senior Vice President | $861.5K | — | 1 | — | |
| Caroline Feeney | Executive Vice President | $762.2K | — | 1 | — | |
| Jacques Chappuis | Executive Vice President | — | $101.0K | 1 | — | |
| Joseph J. Wolk | Director | — | $42.1K | 1 | — | |
| Thomas D. Stoddard | Director | — | $25.7K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Ann M. Kappler EVP and General Counsel | Sale | 7,652 | $125.01 | $956.6K | 14,407 | |
traded | Ann M. Kappler EVP and General Counsel | Sale | 13,580 | $103.25 | $1.4M | 22,059 | |
traded | Thomas D. Stoddard Director | Purchase | 250 | $102.97 | $25.7K | 250 | |
traded | Joseph J. Wolk Director | Purchase | 400 | $105.32 | $42.1K | 400 | |
traded | Jacques Chappuis Executive Vice President | Purchase | 1,000 | $100.97 | $101.0K | 1,000 | |
traded | Caroline Feeney Executive Vice President | Sale | 6,555 | $116.28 | $762.2K | 22,575 | |
traded | Timothy L. Schmidt Senior Vice President | Sale | 8,000 | $107.69 | $861.5K | 11,535 | |
traded | Charles F. Lowrey Chairman of the Board | Sale | 48,164 | $107.39 | $5.2M | 165,564 |
GET /stocks/filings/vX/form-4?tickers=PRU&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PFH",
"PRH",
"PRS",
"PRU"
],
"issuer_cik": "0001137774",
"owner_cik": "0001280546",
"accession_number": "0001137774-26-000192",
"form_type": "4",
"filing_date": "2026-08-18",
"period_of_report": "2026-08-14",
"issuer_name": "PRUDENTIAL FINANCIAL INC",
"issuer_trading_symbol": "PRU",
"owner_name": "KAPPLER ANN M",
"is_officer": true,
"officer_title": "EVP and General Counsel",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-08-14",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 7652,
"transaction_price_per_share": 125.01,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 14407,
"transaction_value": 956576.52,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.10 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4."
},
{
"id": "F2",
"description": "Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,407 shares directly and 909 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals)."
}
]
},
{
"tickers": [
"PFH",
"PRH",
"PRS",
"PRU"
],
"issuer_cik": "0001137774",
"owner_cik": "0001280546",
"accession_number": "0001137774-26-000126",
"form_type": "4",
"filing_date": "2026-05-18",
"period_of_report": "2026-05-14",
"issuer_name": "PRUDENTIAL FINANCIAL INC",
"issuer_trading_symbol": "PRU",
"owner_name": "KAPPLER ANN M",
"is_officer": true,
"officer_title": "EVP and General Counsel",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-05-14",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 13580,
"transaction_price_per_share": 103.25,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 22059,
"transaction_value": 1402135,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.25 to $103.29 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4."
},
{
"id": "F2",
"description": "Following the transaction reported on this Form 4, Ann Kappler continues to hold 22,059 shares directly and 899 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals)."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 87 records
- Option exercises45 records
- Tax withholding39 records
- Gifts1 record
- Other2 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PRU every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.