SEC Form 4
Prospect Capital Corporation (PSEC) insider trading
In the 12 months to Nov 15, 2026, 3 PSEC insiders reported open-market purchases of $19.9M across 10 filings; no open-market sales were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $0
- 0 filings · 0 insiders
- Open-market purchases
- $19.9M
- 10 filings
Who traded PSEC, and when
- Purchase
PSEC daily close from Nov 17, 2025 to Nov 13, 2026, between $1.39 and $3.05, last $1.46. 0 sale and 10 purchase filings by 3 insiders, marked at their filing dates. John F. Barry, CHIEF EXECUTIVE OFFICER: bought $17.2M across 8 filings, first filed May 26, 2026, last Nov 13, 2026. M. Grier Eliasek, Chief Operating Officer: bought $2.7M across 1 filing, first filed Feb 13, 2026, last Feb 13, 2026. Eugene S. Stark, Director: bought $20.1K across 1 filing, first filed Nov 9, 2026, last Nov 9, 2026.
Largest mark · tap a row for others
John F. Barry · CHIEF EXECUTIVE OFFICER
Filing 1 of 2 within a week · $7,781,873 total
Purchase $1,727,314
1,222,704 shares at $1.41 avg
Filed Nov 10, 2026 · traded Nov 6
Close on filing date $1.50
John F. Barry · CHIEF EXECUTIVE OFFICER
CHIEF EXECUTIVE OFFICER
$17.2M boughtM. Grier Eliasek · Chief Operating Officer
Chief Operating Officer
$2.7M boughtEugene S. Stark · Director
Director
$20.1K boughtOpen-market trades
10 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| John F. Barry | CHIEF EXECUTIVE OFFICER | — | $17.2M | 8 | — | |
| M. Grier Eliasek | Chief Operating Officer | — | $2.7M | 1 | — | |
| Eugene S. Stark | Director | — | $20.1K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 4,014,895 | $1.51 | $6.1M | 95,808,672 | |
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 1,222,704 | $1.41 | $1.7M | 91,793,777 | |
traded | Eugene S. Stark Director | Purchase | 15,000 | $1.34 | $20.1K | 75,000 | |
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 1,217,105 | $2.24 | $2.7M | 90,479,988 | |
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 1,067,648 | $2.27 | $2.4M | 89,146,077 | |
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 1,000,000 | $2.25 | $2.2M | 88,146,077 | |
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 433,000 | $2.32 | $1.0M | 87,122,376 | |
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 232,000 | $2.32 | $538.5K | 86,557,351 | |
traded | John F. Barry CHIEF EXECUTIVE OFFICER | Purchase | 200,000 | $2.26 | $451.8K | 86,357,351 | |
traded | M. Grier Eliasek Chief Operating Officer | Purchase | 942,800 | $2.92 | $2.7M | 3,443,930 |
GET /stocks/filings/vX/form-4?tickers=PSEC&filing_date.gte=2025-11-15&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PSEC",
"PSECpA"
],
"issuer_cik": "0001287032",
"owner_cik": "0001294357",
"accession_number": "0001294357-26-000020",
"form_type": "4",
"filing_date": "2026-11-13",
"period_of_report": "2026-11-09",
"issuer_name": "PROSPECT CAPITAL CORP",
"issuer_trading_symbol": "PSEC",
"owner_name": "Barry John F",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": true,
"is_other": false,
"officer_title": "CHIEF EXECUTIVE OFFICER",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "COMMON STOCK",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-11-09",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 2604262,
"transaction_price_per_share": 1.5082,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 94398038.818,
"transaction_value": 3927747.9484,
"not_subject_to_section_16": false,
"direct_or_indirect": "D"
},
{
"tickers": [
"PSEC",
"PSECpA"
],
"issuer_cik": "0001287032",
"owner_cik": "0001294357",
"accession_number": "0001294357-26-000020",
"form_type": "4",
"filing_date": "2026-11-13",
"period_of_report": "2026-11-09",
"issuer_name": "PROSPECT CAPITAL CORP",
"issuer_trading_symbol": "PSEC",
"owner_name": "Barry John F",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": true,
"is_other": false,
"officer_title": "CHIEF EXECUTIVE OFFICER",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "COMMON STOCK",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-11-10",
"transaction_code": "P",
"equity_swap_involved": false,
"transaction_shares": 1410633,
"transaction_price_per_share": 1.5077,
"transaction_acquired_disposed": "A",
"shares_owned_following_transaction": 95808671.818,
"transaction_value": 2126811.3741,
"not_subject_to_section_16": false,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has the Prospect Capital Corporation's CEO sold stock?
No. John F. Barry (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is PSEC’s insider data?
These are PSEC Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track PSEC insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PSEC every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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