SEC Form 4
Palvella Therapeutics, Inc. (PVLA) insider trading
In the 12 months to Oct 26, 2026, 3 PVLA insiders reported open-market sales of $13.8M across 15 filings; 2 insiders bought $850.0K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $13.8M
- 15 filings · 3 insiders
- Open-market purchases
- $850.0K
- 3 filings
- Pre-arranged sales (10b5-1)
- 14 of 15
- $13.8M of $13.8M sold (100%)
Who traded PVLA, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
PVLA daily close from Oct 27, 2025 to Oct 26, 2026, between $70.43 and $158.13, last $125.71. 15 sale and 3 purchase filings by 4 insiders, marked at their filing dates. George M. Jenkins, Director: sold $7.7M and bought $550.0K across 4 filings, first filed Mar 2, 2026, last Oct 14, 2026. Kathleen Goin, Chief Operating Officer: sold $6.0M across 12 filings, first filed Nov 21, 2025, last Oct 23, 2026. Elaine J. Heron, Director: bought $300.0K across 1 filing, first filed Mar 2, 2026, last Mar 2, 2026. Christopher P. Kiritsy, Director: sold $49.1K across 1 filing, first filed Sep 4, 2026, last Sep 4, 2026.
Largest mark · tap a row for others
George M. Jenkins · Director
Sale $4,167,146
27,500 shares at $151.53 avg
Filed Sep 15, 2026 · traded Sep 11
Pre-arranged (10b5-1) · close on filing date $151.22
George M. Jenkins · Director
Director
$7.7M sold$550.0K boughtKathleen Goin · Chief Operating Officer
Chief Operating Officer
$6.0M soldElaine J. Heron · Director
Director
$300.0K boughtChristopher P. Kiritsy · Director
Director
$49.1K soldOpen-market trades
18 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| George M. Jenkins | Director | $7.7M | $550.0K | 4 | 100% of sales | |
| Kathleen Goin | Chief Operating Officer | $6.0M | — | 12 | 100% of sales | |
| Elaine J. Heron | Director | — | $300.0K | 1 | — | |
| Christopher P. Kiritsy | Director | $49.1K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,313 | $124.58 | $537.3K | 0 | |
traded | George M. Jenkins Director | SalePre-arranged (10b5-1) | 27,500 | $130.16 | $3.6M | 139,314 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $152.24 | $654.9K | 2,643 | |
traded | George M. Jenkins Director | SalePre-arranged (10b5-1) | 27,500 | $151.53 | $4.2M | 160,939 | |
traded | Christopher P. Kiritsy Director | Sale | 313 | $157.00 | $49.1K | 250 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $152.21 | $654.8K | 2,802 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $149.28 | $642.2K | 1,911 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $110.73 | $476.4K | 1,912 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $110.56 | $475.6K | 939 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $127.24 | $547.4K | 2,800 | |
traded | George M. Jenkins Director | Purchase | 445 | $112.30 | $50.0K | 187,616 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $117.99 | $507.6K | 304 | |
traded | Elaine J. Heron Director | Purchase | 2,400 | $125.00 | $300.0K | 47,812 | |
traded | George M. Jenkins Director | Purchase | 4,000 | $125.00 | $500.0K | 187,171 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $79.40 | $341.6K | 0 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $97.63 | $420.0K | 3,749 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $96.47 | $415.0K | 0 | |
traded | Kathleen Goin Chief Operating Officer | SalePre-arranged (10b5-1) | 4,302 | $86.23 | $371.0K | 0 |
GET /stocks/filings/vX/form-4?tickers=PVLA&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"PVLA"
],
"issuer_cik": "0001583648",
"owner_cik": "0001912570",
"accession_number": "0001104659-26-118466",
"form_type": "4",
"filing_date": "2026-10-23",
"period_of_report": "2026-10-21",
"issuer_name": "PALVELLA THERAPEUTICS, INC.",
"issuer_trading_symbol": "PVLA",
"owner_name": "Goin Kathleen",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Chief Operating Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-21",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 2043,
"transaction_price_per_share": 123.6214,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 2270,
"transaction_value": 252558.5202,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on August 19, 2025. The plan was adopted during an open trading window, at a time when the Reporting Person was not in possession of material non-public information and was reviewed and approved in accordance with the Issuer's Insider Trading Policy. The Issuer's officers and directors from time to time utilize trading plans to transact in its securities for reasons such as satisfying vesting-related income tax requirements, investment diversification, or other personal reasons."
},
{
"id": "F2",
"description": "The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $123.50 to $124.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected."
}
]
},
{
"tickers": [
"PVLA"
],
"issuer_cik": "0001583648",
"owner_cik": "0001912570",
"accession_number": "0001104659-26-118466",
"form_type": "4",
"filing_date": "2026-10-23",
"period_of_report": "2026-10-21",
"issuer_name": "PALVELLA THERAPEUTICS, INC.",
"issuer_trading_symbol": "PVLA",
"owner_name": "Goin Kathleen",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Chief Operating Officer",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-21",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 1663,
"transaction_price_per_share": 125.1645,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 607,
"transaction_value": 208148.56350000002,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on August 19, 2025. The plan was adopted during an open trading window, at a time when the Reporting Person was not in possession of material non-public information and was reviewed and approved in accordance with the Issuer's Insider Trading Policy. The Issuer's officers and directors from time to time utilize trading plans to transact in its securities for reasons such as satisfying vesting-related income tax requirements, investment diversification, or other personal reasons."
},
{
"id": "F3",
"description": "The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.92 to $125.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 26 records
- Option exercises26 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Palvella Therapeutics, Inc.'s CEO sold stock?
No. Wes Kaupinen (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is PVLA’s insider data?
These are PVLA Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for PVLA every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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