SEC Form 4
Rocket Companies, Inc. (RKT) insider trading
In the 12 months to Oct 26, 2026, 2 RKT insiders reported open-market sales of $7.7M across 23 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $7.7M
- 23 filings · 2 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 23 of 23
- All $7.7M sold was pre-arranged
Who traded RKT, and when
- Sale
- Sale, pre-arranged (10b5-1)
RKT daily close from Oct 27, 2025 to Oct 26, 2026, between $10.53 and $23.44, last $11.42. 23 sale and 0 purchase filings by 2 insiders, marked at their filing dates. Jesse K. Bray, Pres & CEO, Rocket Mortgage: sold $5.7M across 3 filings, first filed Sep 16, 2026, last Oct 5, 2026. Matthew Rizik, Director: sold $2.0M across 20 filings, first filed Nov 13, 2025, last Jan 13, 2026.
Largest mark · tap a row for others
Jesse K. Bray · Pres & CEO, Rocket Mortgage
Sale $2,949,750
225,000 shares at $13.11 avg
Filed Sep 16, 2026 · traded Sep 15
Pre-arranged (10b5-1) · close on filing date $12.95
Jesse K. Bray · Pres & CEO, Rocket Mortgage
Pres & CEO, Rocket Mortgage
$5.7M soldMatthew Rizik · Director
Director
$2.0M soldOpen-market trades
23 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Jesse K. Bray | Pres & CEO, Rocket Mortgage | $5.7M | — | 3 | 100% of sales | |
| Matthew Rizik | Director | $2.0M | — | 20 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Jesse K. Bray Pres & CEO, Rocket Mortgage | SalePre-arranged (10b5-1) | 92,300 | $12.39 | $1.1M | 7,728,027 | |
traded | Jesse K. Bray Pres & CEO, Rocket Mortgage | SalePre-arranged (10b5-1) | 132,700 | $12.01 | $1.6M | 7,820,327 | |
traded | Jesse K. Bray Pres & CEO, Rocket Mortgage | SalePre-arranged (10b5-1) | 225,000 | $13.11 | $2.9M | 7,953,027 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $22.89 | $114.4K | 1,038,536 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $21.27 | $106.4K | 1,043,536 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $21.01 | $105.0K | 1,048,536 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $19.58 | $97.9K | 1,053,536 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $19.56 | $97.8K | 1,058,536 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 7,500 | $19.25 | $144.4K | 1,063,536 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $19.10 | $95.5K | 1,071,036 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $18.52 | $92.6K | 1,076,036 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $18.03 | $90.1K | 1,081,036 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 7,500 | $19.21 | $144.1K | 1,086,036 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $18.79 | $94.0K | 1,093,536 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $19.60 | $98.0K | 988,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $20.10 | $100.5K | 993,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $19.85 | $99.3K | 998,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $19.57 | $97.8K | 1,003,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $17.40 | $87.0K | 1,008,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $16.98 | $84.9K | 1,013,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $16.74 | $83.7K | 1,018,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $17.32 | $86.6K | 1,023,184 | |
traded | Matthew Rizik Director | SalePre-arranged (10b5-1) | 5,000 | $17.57 | $87.9K | 1,028,184 |
GET /stocks/filings/vX/form-4?tickers=RKT&filing_date.gte=2025-10-26&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"RKT"
],
"issuer_cik": "0001805284",
"owner_cik": "0001543932",
"accession_number": "0001543932-26-000007",
"form_type": "4",
"filing_date": "2026-10-05",
"period_of_report": "2026-10-02",
"issuer_name": "Rocket Companies, Inc.",
"issuer_trading_symbol": "RKT",
"owner_name": "Bray Jesse K",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Pres & CEO, Rocket Mortgage",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A common stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-02",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 92300,
"transaction_price_per_share": 12.39,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 7728027,
"transaction_value": 1143597,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "By The Jesse K. Bray Living Trust",
"footnotes": [
{
"id": "F1",
"description": "The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the \"Trust\") on June 16, 2026."
},
{
"id": "F2",
"description": "The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote."
}
]
},
{
"tickers": [
"RKT"
],
"issuer_cik": "0001805284",
"owner_cik": "0001543932",
"accession_number": "0001543932-26-000004",
"form_type": "4",
"filing_date": "2026-10-02",
"period_of_report": "2026-10-01",
"issuer_name": "Rocket Companies, Inc.",
"issuer_trading_symbol": "RKT",
"owner_name": "Bray Jesse K",
"is_director": true,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "Pres & CEO, Rocket Mortgage",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Class A common stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 132700,
"transaction_price_per_share": 12.01,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 7820327,
"transaction_value": 1593727,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "By The Jesse K. Bray Living Trust",
"footnotes": [
{
"id": "F2",
"description": "The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the \"Trust\") on June 16, 2026."
},
{
"id": "F3",
"description": "The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.02 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 61 records
- Option exercises4 records
- Tax withholding37 records
- Grants and awards14 records
- Gifts2 records
- Other4 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has Rocket Companies, Inc.'s CEO sold stock?
Yes. Jesse K. Bray (CEO) sold 450,000 shares ($5.7M) between Sep 2026 and Oct 2026, all under a pre-arranged 10b5-1 plan. Varun Krishna (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is RKT’s insider data?
These are RKT Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
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