SEC Form 4
REGIONAL MANAGEMENT CORP (RM) insider trading
In the 12 months to Nov 5, 2026, 11 RM insiders reported open-market sales of $15.4M across 40 filings; 2 insiders bought $347.1K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $15.4M
- 40 filings · 11 insiders
- Open-market purchases
- $347.1K
- 2 filings
- Pre-arranged sales (10b5-1)
- 11 of 40
- $1.7M of $15.4M sold (11%)
Who traded RM, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
RM daily close from Nov 5, 2025 to Nov 4, 2026, between $30.23 and $43.50, last $39.50. 40 sale and 2 purchase filings by 13 insiders, marked at their filing dates. Robert Symmes MacArthur, 10% owner: sold $3.8M across 6 filings, first filed Jan 6, 2026, last Sep 17, 2026. BASSWOOD CAPITAL MANAGEMENT, L.L.C., Director: sold $3.2M across 4 filings, first filed Nov 26, 2025, last Feb 24, 2026. Edward Urban Kissel, 10% owner: sold $2.5M across 6 filings, first filed Jan 6, 2026, last Sep 17, 2026. Matthew A. Lindenbaum, Director: sold $1.8M across 4 filings, first filed Nov 26, 2025, last Feb 24, 2026. Bennett D. Lindenbaum, Director: sold $1.5M across 5 filings, first filed Nov 26, 2025, last Sep 3, 2026. Brian J. Fisher, EVP, Chief Strat/Dev Officer: sold $963.3K across 3 filings, first filed Nov 13, 2025, last Apr 17, 2026. Lakhbir S. Lamba, President and CEO: bought $316.5K across 1 filing, first filed Aug 13, 2026, last Aug 13, 2026. Roel C. Campos, Director: bought $30.6K across 1 filing, first filed Apr 8, 2026, last Apr 8, 2026. 5 others: sold $1.8M across 12 filings, first filed Nov 25, 2025, last Oct 30, 2026.
Largest mark · tap a row for others
BASSWOOD CAPITAL MANAGEMENT, L.L.C. · Director
Filing 1 of 2 within a week · $2,578,038 total
Sale $2,546,302
68,575 shares at $37.13 avg
Filed Nov 26, 2025 · traded Nov 21
Close on filing date $39.12
Robert Symmes MacArthur · 10% owner
10% owner
$3.8M soldBASSWOOD CAPITAL MANAGEMENT, L.L.C. · Director
Director
$3.2M soldEdward Urban Kissel · 10% owner
10% owner
$2.5M soldMatthew A. Lindenbaum · Director
Director
$1.8M soldBennett D. Lindenbaum · Director
Director
$1.5M soldBrian J. Fisher · EVP, Chief Strat/Dev Officer
EVP, Chief Strat/Dev Officer
$963.3K soldLakhbir S. Lamba · President and CEO
President and CEO
$316.5K boughtRoel C. Campos · Director
Director
$30.6K bought5 others
Combined, one mark per week
$1.8M soldOpen-market trades
42 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Robert Symmes MacArthur | 10% owner | $3.8M | — | 6 | — | |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Director | $3.2M | — | 4 | — | |
| Edward Urban Kissel | 10% owner | $2.5M | — | 6 | — | |
| Matthew A. Lindenbaum | Director | $1.8M | — | 4 | — | |
| Bennett D. Lindenbaum | Director | $1.5M | — | 5 | — | |
| Brian J. Fisher | EVP, Chief Strat/Dev Officer | $963.3K | — | 3 | 45% of sales | |
| Harpreet Rana | EVP, Chief Fin & Admin Officer | $685.0K | — | 1 | 100% of sales | |
| Michael R. Dunn | Director | $374.5K | — | 1 | — | |
| Steven B. Barnette | VP, Chief Accounting Officer | $333.7K | — | 4 | 82% of sales | |
| Catherine R. Atwood | SVP and General Counsel | $321.5K | — | 5 | 100% of sales | |
| Lakhbir S. Lamba | President and CEO | — | $316.5K | 1 | — | |
| Sandra K. Johnson | Director | $36.0K | — | 1 | — | |
| Roel C. Campos | Director | — | $30.6K | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Catherine R. Atwood SVP and General Counsel | SalePre-arranged (10b5-1) | 2,600 | $37.39 | $97.2K | 53,517 | |
traded | Catherine R. Atwood SVP and General Counsel | SalePre-arranged (10b5-1) | 200 | $35.01 | $7.0K | 55,307 | |
traded | Robert Symmes MacArthur 10% owner | Sale | 18,921 | $32.23 | $609.8K | 929,537 | |
traded | Edward Urban Kissel 10% owner | Sale | 10,401 | $32.22 | $335.1K | 919,136 | |
traded | Bennett D. Lindenbaum Director | Sale | 1,159 | $31.65 | $36.7K | 23,118 | |
traded | Catherine R. Atwood SVP and General Counsel | SalePre-arranged (10b5-1) | 200 | $35.00 | $7.0K | 55,507 | |
traded | Lakhbir S. Lamba President and CEO | Purchase | 10,000 | $31.65 | $316.5K | 55,734 | |
traded | Steven B. Barnette VP, Chief Accounting Officer | SalePre-arranged (10b5-1) | 3,274 | $43.30 | $141.8K | 13,472 | |
traded | Steven B. Barnette VP, Chief Accounting Officer | SalePre-arranged (10b5-1) | 1,600 | $42.04 | $67.3K | 16,746 | |
traded | Sandra K. Johnson Director | Sale | 1,000 | $36.00 | $36.0K | 21,933 | |
traded | Catherine R. Atwood SVP and General Counsel | SalePre-arranged (10b5-1) | 3,000 | $35.06 | $105.2K | 40,942 | |
traded | Robert Symmes MacArthur 10% owner | Sale | 2,101 | $39.59 | $83.2K | 951,374 | |
traded | Edward Urban Kissel 10% owner | Sale | 2,916 | $38.50 | $112.3K | 948,458 | |
traded | Robert Symmes MacArthur 10% owner | Sale | 5,788 | $40.18 | $232.6K | 953,475 | |
traded | Edward Urban Kissel 10% owner | Sale | 22,173 | $39.32 | $871.8K | 959,263 | |
traded | Steven B. Barnette VP, Chief Accounting Officer | SalePre-arranged (10b5-1) | 1,600 | $40.00 | $64.0K | 18,346 | |
traded | Brian J. Fisher EVP, Chief Strat/Dev Officer | SalePre-arranged (10b5-1) | 2,961 | $38.95 | $115.3K | 27,745 | |
traded | Robert Symmes MacArthur 10% owner | Sale | 37,827 | $38.19 | $1.4M | 981,436 | |
traded | Brian J. Fisher EVP, Chief Strat/Dev Officer | SalePre-arranged (10b5-1) | 8,457 | $38.08 | $322.1K | 27,745 | |
traded | Harpreet Rana EVP, Chief Fin & Admin Officer | SalePre-arranged (10b5-1) | 17,987 | $38.08 | $685.0K | 31,524 | |
traded | Roel C. Campos Director | Purchase | 953 | $32.07 | $30.6K | 115,154 | |
traded | BASSWOOD CAPITAL MANAGEMENT, L.L.C. Director | Sale | 138 | $34.51 | $4.8K | 24,334 | |
traded | Matthew A. Lindenbaum Director | Sale | 2,726 | $34.46 | $93.9K | 103,611 | |
traded | Bennett D. Lindenbaum Director | Sale | 6,180 | $34.34 | $212.2K | 425,606 | |
traded | Catherine R. Atwood SVP and General Counsel | SalePre-arranged (10b5-1) | 3,000 | $35.02 | $105.1K | 43,942 | |
traded | Edward Urban Kissel 10% owner | Sale | 1,309 | $38.86 | $50.9K | 1,019,263 | |
traded | Robert Symmes MacArthur 10% owner | Sale | 19,018 | $38.82 | $738.3K | 1,020,572 | |
traded | Edward Urban Kissel 10% owner | Sale | 21,137 | $38.94 | $823.1K | 1,021,296 | |
traded | Robert Symmes MacArthur 10% owner | Sale | 16,795 | $39.54 | $664.1K | 1,068,303 | |
traded | Edward Urban Kissel 10% owner | Sale | 7,576 | $38.88 | $294.6K | 1,060,727 | |
traded | BASSWOOD CAPITAL MANAGEMENT, L.L.C. Director | Sale | 16,878 | $37.79 | $637.8K | 264,678 | |
traded | Matthew A. Lindenbaum Director | Sale | 19,443 | $37.17 | $722.7K | 104,502 | |
traded | Bennett D. Lindenbaum Director | Sale | 25,514 | $37.80 | $964.4K | 430,117 | |
traded | Michael R. Dunn Director | Sale | 10,000 | $37.45 | $374.5K | 103,109 | |
traded | BASSWOOD CAPITAL MANAGEMENT, L.L.C. Director | Sale | 841 | $37.74 | $31.7K | 289,246 | |
traded | Bennett D. Lindenbaum Director | Sale | 1,075 | $37.62 | $40.4K | 455,631 | |
traded | Matthew A. Lindenbaum Director | Sale | 1,888 | $39.47 | $74.5K | 26,075 | |
traded | Bennett D. Lindenbaum Director | Sale | 5,858 | $37.05 | $217.0K | 5,904 | |
traded | Matthew A. Lindenbaum Director | Sale | 23,106 | $37.23 | $860.2K | 457,110 | |
traded | BASSWOOD CAPITAL MANAGEMENT, L.L.C. Director | Sale | 68,575 | $37.13 | $2.5M | 290,802 | |
traded | Steven B. Barnette VP, Chief Accounting Officer | Sale | 1,640 | $37.00 | $60.7K | 21,338 | |
traded | Brian J. Fisher EVP, Chief Strat/Dev Officer | Sale | 13,640 | $38.56 | $525.9K | 43,040 |
GET /stocks/filings/vX/form-4?tickers=RM&filing_date.gte=2025-11-05&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"RM"
],
"issuer_cik": "0001519401",
"owner_cik": "0001827360",
"accession_number": "0001193125-26-441748",
"form_type": "4",
"filing_date": "2026-10-30",
"period_of_report": "2026-10-29",
"issuer_name": "Regional Management Corp.",
"issuer_trading_symbol": "RM",
"owner_name": "Atwood Catherine R",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SVP and General Counsel",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-29",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 810,
"transaction_price_per_share": 38.01,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 52707,
"transaction_value": 30788.1,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025."
},
{
"id": "F4",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.85 to $38.11 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold."
}
]
},
{
"tickers": [
"RM"
],
"issuer_cik": "0001519401",
"owner_cik": "0001827360",
"accession_number": "0001193125-26-441748",
"form_type": "4",
"filing_date": "2026-10-30",
"period_of_report": "2026-10-29",
"issuer_name": "Regional Management Corp.",
"issuer_trading_symbol": "RM",
"owner_name": "Atwood Catherine R",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SVP and General Counsel",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-29",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 480,
"transaction_price_per_share": 36.14,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 54827,
"transaction_value": 17347.2,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2025."
},
{
"id": "F2",
"description": "The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.67 to $36.46 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 39 records
- Option exercises3 records
- Tax withholding12 records
- Grants and awards22 records
- Gifts1 record
- Other1 record
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
- Counted once
- When several owners (a fund and its partners, say) report the same trade, it's counted once. Corrected filings replace the originals.
Frequently asked questions
Has REGIONAL MANAGEMENT CORP's CEO sold stock?
No. Lakhbir S. Lamba (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is RM’s insider data?
These are RM Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track RM insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for RM every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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