SEC Form 4
Rockwell Automation, Inc. (ROK) insider trading
In the 12 months to Oct 23, 2026, 12 ROK insiders reported open-market sales of $55.8M across 22 filings; no open-market purchases were filed.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $55.8M
- 22 filings · 12 insiders
- Open-market purchases
- $0
- 0 filings
- Pre-arranged sales (10b5-1)
- 20 of 22
- $53.5M of $55.8M sold (96%)
Who traded ROK, and when
- Sale
- Sale, pre-arranged (10b5-1)
ROK daily close from Oct 23, 2025 to Oct 23, 2026, between $348.51 and $495.08, last $426.55. 22 sale and 0 purchase filings by 12 insiders, marked at their filing dates. Blake D. Moret, President and CEO: sold $24.2M across 1 filing, first filed Nov 10, 2025, last Nov 10, 2025. Scott Genereux, Sr.VP, Chief Revenue Officer: sold $7.3M across 2 filings, first filed Feb 27, 2026, last May 6, 2026. Christopher Nardecchia, SVP, Chief Information Officer: sold $7.1M across 2 filings, first filed Feb 27, 2026, last May 6, 2026. Rebecca W. House, SVP, CLO and Secretary: sold $4.9M across 1 filing, first filed Feb 27, 2026, last Feb 27, 2026. Robert L. Buttermore, SVP,Chief Supply Chain Officer: sold $3.6M across 1 filing, first filed Mar 3, 2026, last Mar 3, 2026. Bulho Matheus De A G Viera, SVP Software and Control: sold $3.0M across 5 filings, first filed Oct 31, 2025, last Sep 2, 2026. 6 others: sold $5.8M across 10 filings, first filed Jan 5, 2026, last Aug 28, 2026.
Largest mark · tap a row for others
Blake D. Moret · President and CEO
Sale $24,159,343
61,700 shares at $391.56 avg
Filed Nov 10, 2025 · traded Nov 6
Pre-arranged (10b5-1) · close on filing date $391.24
Blake D. Moret · President and CEO
President and CEO
$24.2M soldScott Genereux · Sr.VP, Chief Revenue Officer
Sr.VP, Chief Revenue Officer
$7.3M soldChristopher Nardecchia · SVP, Chief Information Officer
SVP, Chief Information Officer
$7.1M soldRebecca W. House · SVP, CLO and Secretary
SVP, CLO and Secretary
$4.9M soldRobert L. Buttermore · SVP,Chief Supply Chain Officer
SVP,Chief Supply Chain Officer
$3.6M soldBulho Matheus De A G Viera · SVP Software and Control
SVP Software and Control
$3.0M sold6 others
Combined, one mark per week
$5.8M soldHas Rockwell Automation, Inc.'s CEO sold stock?
Yes. Blake D. Moret (CEO) sold 61,700 shares ($24.2M) in Nov 2025, all under a pre-arranged 10b5-1 plan.
Open-market trades
22 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Blake D. Moret | President and CEO | $24.2M | — | 1 | 100% of sales | |
| Scott Genereux | Sr.VP, Chief Revenue Officer | $7.3M | — | 2 | 100% of sales | |
| Christopher Nardecchia | SVP, Chief Information Officer | $7.1M | — | 2 | 100% of sales | |
| Rebecca W. House | SVP, CLO and Secretary | $4.9M | — | 1 | 100% of sales | |
| Robert L. Buttermore | SVP,Chief Supply Chain Officer | $3.6M | — | 1 | 100% of sales | |
| Bulho Matheus De A G Viera | SVP Software and Control | $3.0M | — | 5 | 100% of sales | |
| Terry L. Riesterer | Vice President and Controller | $2.1M | — | 2 | 15% of sales | |
| Matthew W. Fordenwalt | SVP Lifecycle Services | $1.4M | — | 4 | 100% of sales | |
| Tessa M. Myers | SVP, Intelligent Devices | $812.6K | — | 1 | 100% of sales | |
| Isaac Woods | Vice President and Treasurer | $515.6K | — | 1 | 100% of sales | |
| Patricia A. Watson | Director | $474.6K | — | 1 | — | |
| John M. Miller | VP and Chief IP Counsel | $449.0K | — | 1 | 100% of sales |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Bulho Matheus De A G Viera SVP Software and Control | SalePre-arranged (10b5-1) | 867 | $423.81 | $367.4K | 867 | |
traded | Patricia A. Watson Director | Sale | 1,100 | $431.43 | $474.6K | 6,385 | |
traded | Matthew W. Fordenwalt SVP Lifecycle Services | SalePre-arranged (10b5-1) | 377 | $460.51 | $173.6K | 4,437 | |
traded | John M. Miller VP and Chief IP Counsel | SalePre-arranged (10b5-1) | 1,054 | $426.02 | $449.0K | 5,615 | |
traded | Terry L. Riesterer Vice President and Controller | Sale | 4,024 | $451.97 | $1.8M | 3,058 | |
traded | Scott Genereux Sr.VP, Chief Revenue Officer | SalePre-arranged (10b5-1) | 550 | $447.73 | $246.3K | 2,764 | |
traded | Christopher Nardecchia SVP, Chief Information Officer | SalePre-arranged (10b5-1) | 2,538 | $446.43 | $1.1M | 16,184 | |
traded | Matthew W. Fordenwalt SVP Lifecycle Services | SalePre-arranged (10b5-1) | 600 | $449.58 | $269.7K | 4,437 | |
traded | Matthew W. Fordenwalt SVP Lifecycle Services | SalePre-arranged (10b5-1) | 1,200 | $400.00 | $480.0K | 4,437 | |
traded | Bulho Matheus De A G Viera SVP Software and Control | SalePre-arranged (10b5-1) | 1,250 | $387.50 | $484.4K | 1,734 | |
traded | Robert L. Buttermore SVP,Chief Supply Chain Officer | SalePre-arranged (10b5-1) | 8,932 | $398.92 | $3.6M | 3,688 | |
traded | Scott Genereux Sr.VP, Chief Revenue Officer | SalePre-arranged (10b5-1) | 17,407 | $404.61 | $7.0M | 17,779 | |
traded | Rebecca W. House SVP, CLO and Secretary | SalePre-arranged (10b5-1) | 12,100 | $404.27 | $4.9M | 12,200 | |
traded | Christopher Nardecchia SVP, Chief Information Officer | SalePre-arranged (10b5-1) | 14,465 | $410.01 | $5.9M | 14,232 | |
traded | Tessa M. Myers SVP, Intelligent Devices | SalePre-arranged (10b5-1) | 1,985 | $409.37 | $812.6K | 4,036 | |
traded | Isaac Woods Vice President and Treasurer | SalePre-arranged (10b5-1) | 1,271 | $405.69 | $515.6K | 2,738 | |
traded | Matthew W. Fordenwalt SVP Lifecycle Services | SalePre-arranged (10b5-1) | 1,200 | $404.21 | $485.1K | 4,477 | |
traded | Terry L. Riesterer Vice President and Controller | SalePre-arranged (10b5-1) | 800 | $392.00 | $313.6K | 1,234 | |
traded | Bulho Matheus De A G Viera SVP Software and Control | SalePre-arranged (10b5-1) | 1,289 | $402.81 | $519.2K | 2,637 | |
traded | Bulho Matheus De A G Viera SVP Software and Control | SalePre-arranged (10b5-1) | 3,417 | $403.04 | $1.4M | 2,351 | |
traded | Blake D. Moret President and CEO | SalePre-arranged (10b5-1) | 61,700 | $391.56 | $24.2M | 137,700 | |
traded | Bulho Matheus De A G Viera SVP Software and Control | SalePre-arranged (10b5-1) | 822 | $365.00 | $300.0K | 983 |
GET /stocks/filings/vX/form-4?tickers=ROK&filing_date.gte=2025-10-23&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"ROK"
],
"issuer_cik": "0001024478",
"owner_cik": "0002016350",
"accession_number": "0002016350-26-000005",
"form_type": "4",
"filing_date": "2026-09-02",
"period_of_report": "2026-08-31",
"issuer_name": "ROCKWELL AUTOMATION, INC",
"issuer_trading_symbol": "ROK",
"owner_name": "Bulho Matheus De A G Viera",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SVP Software and Control",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-02",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 400,
"transaction_price_per_share": 420.14,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 867,
"transaction_value": 168056,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/28/2026."
}
]
},
{
"tickers": [
"ROK"
],
"issuer_cik": "0001024478",
"owner_cik": "0002016350",
"accession_number": "0002016350-26-000005",
"form_type": "4",
"filing_date": "2026-09-02",
"period_of_report": "2026-08-31",
"issuer_name": "ROCKWELL AUTOMATION, INC",
"issuer_trading_symbol": "ROK",
"owner_name": "Bulho Matheus De A G Viera",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "SVP Software and Control",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-08-31",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 467,
"transaction_price_per_share": 426.96,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 1267,
"transaction_value": 199390.31999999998,
"not_subject_to_section_16": false,
"direct_or_indirect": "D",
"footnotes": [
{
"id": "F1",
"description": "Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/28/2026."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 197 records
- Option exercises89 records
- Tax withholding (sold to cover)99 records
- Grants and awards8 records
- Gifts1 record
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for ROK every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.