SEC Form 4
The Charles Schwab Corporation (SCHW) insider trading
In the 12 months to Oct 24, 2026, 15 SCHW insiders reported open-market sales of $334.5M across 62 filings; one president & CEO bought $1.8M.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $334.5M
- 62 filings · 15 insiders
- Open-market purchases
- $1.8M
- 1 filing · Richard A. Wurster, President & CEO
- Pre-arranged sales (10b5-1)
- 25 of 62
- $35.2M of $334.5M sold (11%)
Who traded SCHW, and when
- Purchase
- Sale
- Sale, pre-arranged (10b5-1)
SCHW daily close from Oct 24, 2025 to Oct 23, 2026, between $85.35 and $113.65, last $90.58. 62 sale and 1 purchase filings by 16 insiders, marked at their filing dates. Charles R. Schwab, Co-Chairman: sold $185.8M across 16 filings, first filed Oct 30, 2025, last Aug 26, 2026. Walter W. Bettinger, Co-Chairman: sold $91.8M across 5 filings, first filed Feb 5, 2026, last Aug 31, 2026. Jonathan M. Craig, MD, Head of Investor Services → MD, Head of Retail Investing: sold $13.9M across 6 filings, first filed Nov 10, 2025, last Aug 17, 2026. Carolyn Schwab-Pomerantz, Director: sold $13.2M across 6 filings, first filed Jan 26, 2026, last Aug 27, 2026. Nigel J. Murtagh, Chief Risk Officer: sold $11.5M across 5 filings, first filed Mar 5, 2026, last Aug 10, 2026. Dennis Howard, MD, Chief Tech, OPS & Data Off: sold $6.8M across 4 filings, first filed Feb 27, 2026, last Aug 17, 2026. Richard A. Wurster, President & CEO: bought $1.8M across 1 filing, first filed May 28, 2026, last May 28, 2026. 9 others: sold $11.5M across 20 filings, first filed Nov 14, 2025, last Oct 5, 2026.
Largest mark · tap a row for others
Charles R. Schwab · Co-Chairman
Filing 1 of 2 within a week · $36,304,588 total
Sale $21,278,620
206,332 shares at $103.13 avg
Filed Jan 28, 2026 · traded Jan 26
Close on filing date $103.47
Charles R. Schwab · Co-Chairman
Co-Chairman
$185.8M soldWalter W. Bettinger · Co-Chairman
Co-Chairman
$91.8M soldJonathan M. Craig · MD, Head of Investor Services → MD, Head of Retail Investing
MD, Head of Investor Services → MD, Head of Retail Investing
$13.9M soldCarolyn Schwab-Pomerantz · Director
Director
$13.2M soldNigel J. Murtagh · Chief Risk Officer
Chief Risk Officer
$11.5M soldDennis Howard · MD, Chief Tech, OPS & Data Off
MD, Chief Tech, OPS & Data Off
$6.8M soldRichard A. Wurster · President & CEO
President & CEO
$1.8M bought9 others
Combined, one mark per week
$11.5M soldHas The Charles Schwab Corporation's CEO sold stock?
No. Richard A. Wurster (CEO) made no open-market sales filed as CEO in the last 12 months.
Open-market trades
63 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Charles R. Schwab | Co-Chairman | $185.8M | — | 16 | — | |
| Walter W. Bettinger | Co-Chairman | $91.8M | — | 5 | — | |
| Jonathan M. Craig | MD, Head of Investor Services → MD, Head of Retail Investing | $13.9M | — | 6 | 76% of sales | |
| Carolyn Schwab-Pomerantz | Director | $13.2M | — | 6 | — | |
| Nigel J. Murtagh | Chief Risk Officer | $11.5M | — | 5 | 100% of sales | |
| Dennis Howard | MD, Chief Tech, OPS & Data Off | $6.8M | — | 4 | 100% of sales | |
| Paul V. Woolway | MD, Chief Banking Officer | $3.7M | — | 2 | 100% of sales | |
| Richard A. Wurster | President & CEO | — | $1.8M | 1 | — | |
| Jonathan S. Beatty | MD, Head of Advisor Services | $1.8M | — | 8 | 83% of sales | |
| Peter J. Morgan III | General Counsel | $1.5M | — | 2 | — | |
| Christopher V. Dodds | Director | $1.2M | — | 1 | — | |
| Neesha Hathi | MD, Head Wealth Adv, Bnk, Tst | $1.2M | — | 3 | 100% of sales | |
| Stephen A. Ellis | Director | $1.0M | — | 1 | — | |
| Paula A. Sneed | Director | $564.0K | — | 1 | — | |
| Frank C. Herringer | Director | $228.3K | — | 1 | — | |
| Arun Sarin | Director | $227.9K | — | 1 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Neesha Hathi MD, Head Wealth Adv, Bnk, Tst | SalePre-arranged (10b5-1) | 5,000 | $97.80 | $489.0K | 5,770 | |
traded | Neesha Hathi MD, Head Wealth Adv, Bnk, Tst | SalePre-arranged (10b5-1) | 3,177 | $109.04 | $346.4K | 5,770 | |
traded | Walter W. Bettinger Co-Chairman | Sale | 74,388 | $110.91 | $8.3M | 610,360 | |
traded | Neesha Hathi MD, Head Wealth Adv, Bnk, Tst | SalePre-arranged (10b5-1) | 3,177 | $108.12 | $343.5K | 0 | |
traded | Carolyn Schwab-Pomerantz Director | Sale | 9,175 | $109.25 | $1.0M | 1,323,162 | |
traded | Charles R. Schwab Co-Chairman | Sale | 117,000 | $113.20 | $13.2M | 53,558,741 | |
traded | Walter W. Bettinger Co-Chairman | Sale | 176,210 | $113.49 | $20.0M | 610,360 | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | Sale | 1,000 | $111.33 | $111.3K | 10,738 | |
traded | Jonathan M. Craig MD, Head of Retail Investing | SalePre-arranged (10b5-1) | 21,866 | $111.03 | $2.4M | 0 | |
traded | Dennis Howard MD, Chief Tech, OPS & Data Off | SalePre-arranged (10b5-1) | 2,198 | $110.00 | $241.8K | 6,980 | |
traded | Charles R. Schwab Co-Chairman | Sale | 46,410 | $108.18 | $5.0M | 30,021,463 | |
traded | Charles R. Schwab Co-Chairman | Sale | 46,445 | $107.78 | $5.0M | 30,067,873 | |
traded | Paula A. Sneed Director | Sale | 5,263 | $107.15 | $564.0K | 91,711 | |
traded | Nigel J. Murtagh Chief Risk Officer | SalePre-arranged (10b5-1) | 26,675 | $109.01 | $2.9M | 57,972 | |
traded | Jonathan M. Craig MD, Head of Retail Investing | SalePre-arranged (10b5-1) | 21,750 | $107.02 | $2.3M | 0 | |
traded | Carolyn Schwab-Pomerantz Director | Sale | 18,561 | $107.70 | $2.0M | 1,332,337 | |
traded | Carolyn Schwab-Pomerantz Director | Sale | 22,640 | $106.36 | $2.4M | 1,350,898 | |
traded | Charles R. Schwab Co-Chairman | Sale | 142,900 | $105.70 | $15.1M | 53,877,941 | |
traded | Charles R. Schwab Co-Chairman | Sale | 143,450 | $105.74 | $15.2M | Multiple accounts | |
traded | Dennis Howard MD, Chief Tech, OPS & Data Off | SalePre-arranged (10b5-1) | 28,000 | $105.01 | $2.9M | 10,470 | |
traded | Carolyn Schwab-Pomerantz Director | Sale | 22,650 | $105.71 | $2.4M | 1,373,809 | |
traded | Walter W. Bettinger Co-Chairman | Sale | 285,896 | $104.14 | $29.8M | 542,226 | |
traded | Nigel J. Murtagh Chief Risk Officer | SalePre-arranged (10b5-1) | 32,947 | $104.01 | $3.4M | 57,972 | |
traded | Charles R. Schwab Co-Chairman | Sale | 45,500 | $101.72 | $4.6M | 54,128,841 | |
traded | Peter J. Morgan III General Counsel | Sale | 6,952 | $102.03 | $709.3K | 0 | |
traded | Nigel J. Murtagh Chief Risk Officer | SalePre-arranged (10b5-1) | 4,053 | $104.14 | $422.1K | 57,972 | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | SalePre-arranged (10b5-1) | 2,000 | $104.21 | $208.4K | 11,738 | |
traded | Jonathan M. Craig MD, Head of Retail Investing | SalePre-arranged (10b5-1) | 21,750 | $102.01 | $2.2M | 0 | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | SalePre-arranged (10b5-1) | 2,000 | $102.01 | $204.0K | 13,738 | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | SalePre-arranged (10b5-1) | 4,000 | $98.52 | $394.1K | 15,738 | |
traded | Richard A. Wurster President & CEO | Purchase | 21,959 | $84.23 | $1.8M | 218,409 | |
traded | Charles R. Schwab Co-Chairman | Sale | 27,500 | $92.22 | $2.5M | 30,209,768 | |
traded | Charles R. Schwab Co-Chairman | Sale | 27,500 | $92.40 | $2.5M | 30,237,268 | |
traded | Arun Sarin Director | Sale | 2,500 | $91.16 | $227.9K | 23,983 | |
traded | Charles R. Schwab Co-Chairman | Sale | 218,600 | $91.76 | $20.1M | 30,264,768 | |
traded | Carolyn Schwab-Pomerantz Director | Sale | 9,910 | $92.29 | $914.6K | 1,396,459 | |
traded | Charles R. Schwab Co-Chairman | Sale | 168,743 | $91.33 | $15.4M | 54,389,641 | |
traded | Frank C. Herringer Director | Sale | 2,520 | $90.60 | $228.3K | 177,508 | |
traded | Charles R. Schwab Co-Chairman | Sale | 72,900 | $90.25 | $6.6M | 55,673,384 | |
traded | Paul V. Woolway MD, Chief Banking Officer | SalePre-arranged (10b5-1) | 15,883 | $99.00 | $1.6M | 29,866 | |
traded | Nigel J. Murtagh Chief Risk Officer | SalePre-arranged (10b5-1) | 41,297 | $99.00 | $4.1M | 57,972 | |
traded | Jonathan M. Craig MD, Head of Retail Investing | SalePre-arranged (10b5-1) | 21,750 | $99.00 | $2.2M | 0 | |
traded | Nigel J. Murtagh Chief Risk Officer | SalePre-arranged (10b5-1) | 7,203 | $94.61 | $681.5K | 60,712 | |
traded | Jonathan M. Craig MD, Head of Investor Services | SalePre-arranged (10b5-1) | 14,481 | $94.60 | $1.4M | 5,449 | |
traded | Dennis Howard MD, Chief Tech, OPS & Data Off | SalePre-arranged (10b5-1) | 10,108 | $94.60 | $956.2K | 10,470 | |
traded | Stephen A. Ellis Director | Sale | 10,725 | $96.57 | $1.0M | 87,563 | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | Sale | 2,030 | $95.30 | $193.5K | 19,738 | |
traded | Paul V. Woolway MD, Chief Banking Officer | SalePre-arranged (10b5-1) | 22,010 | $94.97 | $2.1M | 29,866 | |
traded | Dennis Howard MD, Chief Tech, OPS & Data Off | SalePre-arranged (10b5-1) | 27,903 | $95.02 | $2.7M | 10,470 | |
traded | Charles R. Schwab Co-Chairman | Sale | 158,613 | $106.35 | $16.9M | 30,483,368 | |
traded | Christopher V. Dodds Director | Sale | 11,825 | $104.55 | $1.2M | 449,406 | |
traded | Walter W. Bettinger Co-Chairman | Sale | 67,514 | $104.25 | $7.0M | 529,346 | |
traded | Charles R. Schwab Co-Chairman | Sale | 164,600 | $103.77 | $17.1M | 55,782,729 | |
traded | Walter W. Bettinger Co-Chairman | Sale | 257,410 | $104.03 | $26.8M | 529,346 | |
traded | Peter J. Morgan III General Counsel | Sale | 7,595 | $104.38 | $792.8K | 0 | |
traded | Charles R. Schwab Co-Chairman | Sale | 145,650 | $103.16 | $15.0M | 55,947,329 | |
traded | Charles R. Schwab Co-Chairman | Sale | 206,332 | $103.13 | $21.3M | 56,092,979 | |
traded | Carolyn Schwab-Pomerantz Director | Sale | 42,865 | $105.19 | $4.5M | Multiple accounts | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | SalePre-arranged (10b5-1) | 2,000 | $105.00 | $210.0K | 21,768 | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | SalePre-arranged (10b5-1) | 2,000 | $102.01 | $204.0K | 11,923 | |
traded | Jonathan S. Beatty MD, Head of Advisor Services | SalePre-arranged (10b5-1) | 3,072 | $98.00 | $301.1K | 11,923 | |
traded | Jonathan M. Craig MD, Head of Investor Services | Sale | 35,188 | $95.35 | $3.4M | 0 | |
traded | Charles R. Schwab Co-Chairman | Sale | 109,150 | $94.22 | $10.3M | 56,171,954 |
GET /stocks/filings/vX/form-4?tickers=SCHW&filing_date.gte=2025-10-24&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"SCH",
"SCHW",
"SCHWpD",
"SCHWpJ"
],
"issuer_cik": "0000316709",
"owner_cik": "0001879974",
"accession_number": "0001879974-26-000015",
"form_type": "4",
"filing_date": "2026-10-05",
"period_of_report": "2026-10-01",
"issuer_name": "SCHWAB CHARLES CORP",
"issuer_trading_symbol": "SCHW",
"owner_name": "Hathi Neesha",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "MD, Head Wealth Adv, Bnk, Tst",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-10-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 5000,
"transaction_price_per_share": 97.8014,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 5770,
"transaction_value": 489007,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "by Trust",
"footnotes": [
{
"id": "F2",
"description": "The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026."
},
{
"id": "F3",
"description": "This transaction was executed in multiple trades at prices ranging from $97.275 to $98.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected."
},
{
"id": "F1",
"description": "Reflects the contribution of the shares received upon exercise of the option to a trust."
}
]
},
{
"tickers": [
"SCH",
"SCHW",
"SCHWpD",
"SCHWpJ"
],
"issuer_cik": "0000316709",
"owner_cik": "0001879974",
"accession_number": "0001879974-26-000013",
"form_type": "4",
"filing_date": "2026-09-02",
"period_of_report": "2026-09-01",
"issuer_name": "SCHWAB CHARLES CORP",
"issuer_trading_symbol": "SCHW",
"owner_name": "Hathi Neesha",
"is_director": false,
"is_officer": true,
"is_ten_percent_owner": false,
"is_other": false,
"officer_title": "MD, Head Wealth Adv, Bnk, Tst",
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": true,
"transaction_date": "2026-09-01",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3177,
"transaction_price_per_share": 109.0425,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 5770,
"transaction_value": 346428.0225,
"not_subject_to_section_16": false,
"direct_or_indirect": "I",
"nature_of_ownership": "by Trust",
"footnotes": [
{
"id": "F2",
"description": "The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026."
},
{
"id": "F3",
"description": "This transaction was executed in multiple trades at prices ranging from $108.51 to $109.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected."
},
{
"id": "F1",
"description": "Reflects the contribution of the shares received upon exercise of the option to a trust."
}
]
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 93 records
- Option exercises42 records
- Tax withholding11 records
- Grants and awards18 records
- Gifts22 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
Build this yourself
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for SCHW every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Pre-arranged (10b5-1)
- The insider marked the filing as made under a trading plan set up in advance (SEC Rule 10b5-1). The mark covers the whole filing, and an unmarked filing may still be under a plan.
- Role
- The title on each filing. Someone whose title changed shows more than one.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.