SEC Form 4
SmartFinancial, Inc. (SMBK) insider trading
In the 12 months to Nov 5, 2026, 2 SMBK insiders reported open-market sales of $845.5K across 9 filings; 4 insiders bought $315.7K.
Latest filing · Last 12 months · Source: SEC EDGAR · How we count
- Open-market sales
- $845.5K
- 9 filings · 2 insiders
- Open-market purchases
- $315.7K
- 5 filings
Who traded SMBK, and when
- Purchase
- Sale
SMBK daily close from Nov 5, 2025 to Nov 5, 2026, between $34.61 and $53.23, last $48.02. 9 sale and 5 purchase filings by 6 insiders, marked at their filing dates. Steven B. Tucker, Director: sold $753.3K across 3 filings, first filed Dec 11, 2025, last Nov 4, 2026. Victor Lynn Barrett, Director: bought $131.3K across 1 filing, first filed Jun 10, 2026, last Jun 10, 2026. Cathy G. Ackermann, Director: bought $126.4K across 1 filing, first filed Jun 4, 2026, last Jun 4, 2026. Rhett D. Jordan, EVP & CHIEF CREDIT OFFICER: sold $92.3K across 6 filings, first filed Nov 18, 2025, last Oct 26, 2026. Wesley Miller Welborn, CHAIRMAN OF THE BOARD: bought $36.0K across 1 filing, first filed Feb 10, 2026, last Feb 10, 2026. Kelli D. Shomaker, Director: bought $22.0K across 2 filings, first filed Jan 28, 2026, last May 4, 2026.
Largest mark · tap a row for others
Steven B. Tucker · Director
Sale $403,856
10,625 shares at $38.01 avg
Filed Dec 11, 2025 · traded Dec 10
Close on filing date $39.75
Steven B. Tucker · Director
Director
$753.3K soldVictor Lynn Barrett · Director
Director
$131.3K boughtCathy G. Ackermann · Director
Director
$126.4K boughtRhett D. Jordan · EVP & CHIEF CREDIT OFFICER
EVP & CHIEF CREDIT OFFICER
$92.3K soldWesley Miller Welborn · CHAIRMAN OF THE BOARD
CHAIRMAN OF THE BOARD
$36.0K boughtKelli D. Shomaker · Director
Director
$22.0K boughtOpen-market trades
14 filings in the last 12 months| Insider | Role | Sold | Bought | Filings | Pre-arranged (10b5-1) | Last filed |
|---|---|---|---|---|---|---|
| Steven B. Tucker | Director | $753.3K | — | 3 | — | |
| Victor Lynn Barrett | Director | — | $131.3K | 1 | — | |
| Cathy G. Ackermann | Director | — | $126.4K | 1 | — | |
| Rhett D. Jordan | EVP & CHIEF CREDIT OFFICER | $92.3K | — | 6 | — | |
| Wesley Miller Welborn | CHAIRMAN OF THE BOARD | — | $36.0K | 1 | — | |
| Kelli D. Shomaker | Director | — | $22.0K | 2 | — |
| Filed | Insider | Type | Shares | Avg price | Value | Held after | Source |
|---|---|---|---|---|---|---|---|
traded | Steven B. Tucker Director | Sale | 3,550 | $49.62 | $176.2K | 43,672 | |
traded | Rhett D. Jordan EVP & CHIEF CREDIT OFFICER | Sale | 200 | $49.80 | $10.0K | 10,942 | |
traded | Steven B. Tucker Director | Sale | 3,500 | $49.50 | $173.3K | 47,222 | |
traded | Rhett D. Jordan EVP & CHIEF CREDIT OFFICER | Sale | 230 | $52.05 | $12.0K | 11,142 | |
traded | Rhett D. Jordan EVP & CHIEF CREDIT OFFICER | Sale | 430 | $52.75 | $22.7K | 11,372 | |
traded | Rhett D. Jordan EVP & CHIEF CREDIT OFFICER | Sale | 400 | $45.00 | $18.0K | 11,802 | |
traded | Victor Lynn Barrett Director | Purchase | 3,000 | $43.78 | $131.3K | 151,724 | |
traded | Cathy G. Ackermann Director | Purchase | 3,000 | $42.12 | $126.4K | 19,831 | |
traded | Kelli D. Shomaker Director | Purchase | 290 | $41.30 | $12.0K | 2,120 | |
traded | Rhett D. Jordan EVP & CHIEF CREDIT OFFICER | Sale | 500 | $41.85 | $20.9K | 12,202 | |
traded | Wesley Miller Welborn CHAIRMAN OF THE BOARD | Purchase | 835 | $43.13 | $36.0K | 96,468 | |
traded | Kelli D. Shomaker Director | Purchase | 255 | $39.38 | $10.0K | 1,022 | |
traded | Steven B. Tucker Director | Sale | 10,625 | $38.01 | $403.9K | 49,914 | |
traded | Rhett D. Jordan EVP & CHIEF CREDIT OFFICER | Sale | 250 | $35.00 | $8.8K | 10,104 |
GET /stocks/filings/vX/form-4?tickers=SMBK&filing_date.gte=2025-11-05&sort=filing_date.desc&limit=500{
"status": "OK",
"results": [
{
"tickers": [
"SMBK"
],
"issuer_cik": "0001038773",
"owner_cik": "0001721614",
"accession_number": "0001721614-26-000006",
"form_type": "4",
"filing_date": "2026-11-04",
"period_of_report": "2026-11-04",
"issuer_name": "SMARTFINANCIAL INC.",
"issuer_trading_symbol": "SMBK",
"owner_name": "Tucker Steven B.",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-11-04",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3550,
"transaction_price_per_share": 49.62,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 43672,
"transaction_value": 176151,
"direct_or_indirect": "D"
},
{
"tickers": [
"SMBK"
],
"issuer_cik": "0001038773",
"owner_cik": "0001721614",
"accession_number": "0001721614-26-000004",
"form_type": "4",
"filing_date": "2026-10-26",
"period_of_report": "2026-10-23",
"issuer_name": "SMARTFINANCIAL INC.",
"issuer_trading_symbol": "SMBK",
"owner_name": "Tucker Steven B.",
"is_director": true,
"is_officer": false,
"is_ten_percent_owner": false,
"is_other": false,
"security_type": "non_derivative",
"record_type": "transaction",
"security_title": "Common Stock",
"transaction_timeliness": "O",
"aff_10b5_one": false,
"transaction_date": "2026-10-23",
"transaction_code": "S",
"equity_swap_involved": false,
"transaction_shares": 3500,
"transaction_price_per_share": 49.5,
"transaction_acquired_disposed": "D",
"shares_owned_following_transaction": 47222,
"transaction_value": 173250,
"direct_or_indirect": "D"
}
]
}
// trimmed to 2 resultsThe response includes every Form 4 record; this page keeps open-market purchases and sales on common stock and removes duplicate joint-filer rows.
Other insider activity (not market trades) · 26 records
- Tax withholding6 records
- Grants and awards15 records
- Gifts5 records
Reported on Form 4 but not purchases or sales in the market, so not counted in the totals above.
How to read this page
- Open-market purchase or sale
- A buy or sell of the company's stock at market price. Grants, option exercises, shares withheld for tax, gifts and employee stock plan purchases are listed separately and not counted.
- Filing date
- Insiders have two business days to report a trade. Totals and the chart use the filing date, when the trade became public.
Frequently asked questions
Has SmartFinancial, Inc.'s CEO sold stock?
No. William Young Carroll JR. (CEO) made no open-market sales filed as CEO in the last 12 months.
How current is SMBK’s insider data?
These are SMBK Form 4 filings from the last year, refreshed daily. The Massive Form 4 API has the full, continuously updated record.
What counts as an open-market buy or sell?
Only purchases and sales at the market price. Option exercises, grants, gifts, and shares withheld for taxes are reported on Form 4 but are left out of the buy and sell totals.
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Track SMBK insider trades with your agent
This page joins two Massive endpoints: Form 4 filings and daily prices. Ask an agent to watch for new filings:
Using the Massive API (massive.com/docs/llms.txt), check Form 4 filings for SMBK every day with transaction_code=P and tell me when an insider files an open-market purchase, with their role, shares, price and the filing link.
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